0001213900-23-039018.txt : 20230512 0001213900-23-039018.hdr.sgml : 20230512 20230512160932 ACCESSION NUMBER: 0001213900-23-039018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECHTSCHAFFEN ANDREW CENTRAL INDEX KEY: 0001429442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35373 FILM NUMBER: 23915728 MAIL ADDRESS: STREET 1: C/O OBREM CAPITAL MANAGEMENT, LLC STREET 2: 733 THIRD AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fiesta Restaurant Group, Inc. CENTRAL INDEX KEY: 0001534992 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 900712224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 14800 LANDMARK BOULEVARD, SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-702-9300 MAIL ADDRESS: STREET 1: 14800 LANDMARK BOULEVARD, SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 4 1 ownership.xml X0407 4 2023-05-10 0 0001534992 Fiesta Restaurant Group, Inc. FRGI 0001429442 RECHTSCHAFFEN ANDREW C/O AREX CAPITAL MANAGEMENT, LP 10 E. 53RD ST, 11TH FLOOR, NEW YORK, NY 10022 NEW YORK NY 10014 1 0 0 0 0 Common Stock, par value $0.01 per share 2023-05-10 4 A 0 10122 0.00 A 44470 D Common Stock, par value $0.01 per share 2505292 I See Footnote The shares were granted to the Reporting Person pursuant to the Issuer's 2021 Stock Incentive Plan. The stock award reported herein shall vest (and the restrictions shall lapse) in full on May 10, 2024, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Securities owned directly by AREX Capital Master Fund, LP ("AREX Capital Master") and held in certain accounts (the "AREX Managed Account") managed by AREX Capital Management, LP ("AREX Capital Management"), which also acts as the investment advisor to AREX Capital Master. The Reporting Person, solely by virtue of his position as the managing member of each of AREX Capital GP, LLC, the general partner of AREX Capital Master, and AREX Capital Management GP, LLC, the general partner of AREX Capital Management, may be deemed to beneficially own the securities owned directly by AREX Capital Master and held in the AREX Managed Accounts for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Andrew Rechtschaffen 2023-05-12