0000899243-20-013476.txt : 20200518 0000899243-20-013476.hdr.sgml : 20200518 20200518193855 ACCESSION NUMBER: 0000899243-20-013476 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200429 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECHTSCHAFFEN ANDREW CENTRAL INDEX KEY: 0001429442 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35373 FILM NUMBER: 20891298 MAIL ADDRESS: STREET 1: C/O OBREM CAPITAL MANAGEMENT, LLC STREET 2: 733 THIRD AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fiesta Restaurant Group, Inc. CENTRAL INDEX KEY: 0001534992 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 900712224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 14800 LANDMARK BOULEVARD, SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-702-9300 MAIL ADDRESS: STREET 1: 14800 LANDMARK BOULEVARD, SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-04-29 2020-05-01 0 0001534992 Fiesta Restaurant Group, Inc. FRGI 0001429442 RECHTSCHAFFEN ANDREW C/O AREX CAPITAL MANAGEMENT, LP 250 WEST 55TH STREET, 15TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock, par value $0.01 per share 2020-04-29 4 A 0 8418 0.00 A 18090 D Common Stock, par value $0.01 per share 2505292 I See Footnote This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 607 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Securities owned directly by AREX Capital Master Fund, LP ("AREX Capital Master") and held in certain accounts (the "AREX Managed Account") managed by AREX Capital Management, LP ("AREX Capital Management"), which also acts as the investment advisor to AREX Capital Master. The Reporting Person, solely by virtue of his position as the managing member of each of AREX Capital GP, LLC, the general partner of AREX Capital Master, and AREX Capital Management GP, LLC, the general partner of AREX Capital Management, may be deemed to beneficially own the securities owned directly by AREX Capital Master and held in the AREX Managed Accounts for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. By: Andrew V. Rechtschaffen 2020-05-18