0001104659-19-071240.txt : 20191210
0001104659-19-071240.hdr.sgml : 20191210
20191210104249
ACCESSION NUMBER: 0001104659-19-071240
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190814
FILED AS OF DATE: 20191210
DATE AS OF CHANGE: 20191210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lorenz Kevin
CENTRAL INDEX KEY: 0001772558
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35366
FILM NUMBER: 191276760
MAIL ADDRESS:
STREET 1: C/O NUVEEN
STREET 2: 333 W. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fortress Biotech, Inc.
CENTRAL INDEX KEY: 0001429260
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205157386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 GANSEVOORT STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 781-652-4500
MAIL ADDRESS:
STREET 1: 2 GANSEVOORT STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: CORONADO BIOSCIENCES INC
DATE OF NAME CHANGE: 20080310
3
1
tm1924879d1_3.xml
OWNERSHIP DOCUMENT
X0206
3
2019-08-14
0
0001429260
Fortress Biotech, Inc.
FBIO
0001772558
Lorenz Kevin
2 GANSEVOORT STREET, 9TH FLOOR
NEW YORK
NY
10014
1
0
0
0
Common Stock, par value $0.001
30000
D
Common Stock, par value $0.001
50000
D
The Reporting Person was granted 30,000 shares of restricted common stock of the Issuer on August 14, 2019 in connection with his joining the Issuer's Board of Directors. The shares vest one-third annually beginning on August 14, 2020.
The Reporting Person reported on a single line all such transactions that occurred within a one-dollar price range. The range of prices for the purchase transactions on October 25, 2019, was $1.28 to $1.34. The Reporting Person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
/s/ Samuel Berry / Attorney in Fact
2019-12-10