0001104659-19-071240.txt : 20191210 0001104659-19-071240.hdr.sgml : 20191210 20191210104249 ACCESSION NUMBER: 0001104659-19-071240 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190814 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorenz Kevin CENTRAL INDEX KEY: 0001772558 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35366 FILM NUMBER: 191276760 MAIL ADDRESS: STREET 1: C/O NUVEEN STREET 2: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fortress Biotech, Inc. CENTRAL INDEX KEY: 0001429260 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205157386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: CORONADO BIOSCIENCES INC DATE OF NAME CHANGE: 20080310 3 1 tm1924879d1_3.xml OWNERSHIP DOCUMENT X0206 3 2019-08-14 0 0001429260 Fortress Biotech, Inc. FBIO 0001772558 Lorenz Kevin 2 GANSEVOORT STREET, 9TH FLOOR NEW YORK NY 10014 1 0 0 0 Common Stock, par value $0.001 30000 D Common Stock, par value $0.001 50000 D The Reporting Person was granted 30,000 shares of restricted common stock of the Issuer on August 14, 2019 in connection with his joining the Issuer's Board of Directors. The shares vest one-third annually beginning on August 14, 2020. The Reporting Person reported on a single line all such transactions that occurred within a one-dollar price range. The range of prices for the purchase transactions on October 25, 2019, was $1.28 to $1.34. The Reporting Person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Samuel Berry / Attorney in Fact 2019-12-10