0001403431-17-000031.txt : 20170221 0001403431-17-000031.hdr.sgml : 20170221 20170221202201 ACCESSION NUMBER: 0001403431-17-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170221 DATE AS OF CHANGE: 20170221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage-Crystal Clean, Inc. CENTRAL INDEX KEY: 0001403431 STANDARD INDUSTRIAL CLASSIFICATION: SANITARY SERVICES [4950] IRS NUMBER: 260351454 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 2175 POINT BOULEVARD STREET 2: SUITE 375 CITY: ELGIN STATE: IL ZIP: 60123 BUSINESS PHONE: 847-836-5670 MAIL ADDRESS: STREET 1: 2175 POINT BOULEVARD STREET 2: SUITE 375 CITY: ELGIN STATE: IL ZIP: 60123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ray Gregory CENTRAL INDEX KEY: 0001428787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33987 FILM NUMBER: 17626815 MAIL ADDRESS: STREET 1: C/O HERITAGE-CRYSTAL CLEAN, INC. STREET 2: 2175 POINT BOULEVARD, SUITE 375 CITY: ELGIN STATE: IL ZIP: 60123 4 1 wf-form4_148772650752107.xml FORM 4 X0306 4 2017-02-16 0 0001403431 Heritage-Crystal Clean, Inc. HCCI 0001428787 Ray Gregory C/O HERITAGE-CRYSTAL CLEAN, INC. 2175 POINT BOULEVARD, SUITE 275 ELGIN IL 60123 0 1 0 0 COO Common Stock 2017-02-16 4 M 0 1558 11.50 A 157160 D Common Stock 2017-02-16 4 S 0 1558 15.55 D 155602 D Employee Stock Option (right to buy) 11.5 2017-02-16 4 M 0 1558 0 D 2018-03-17 Common Stock 1558.0 80371 D Exercises were made pursuant to a Rule 10b5-1 plan. Fully vested. /s/ Mark DeVita, as Attorney-in-Fact 2017-02-21