0000054480-17-000009.txt : 20170201
0000054480-17-000009.hdr.sgml : 20170201
20170201171524
ACCESSION NUMBER: 0000054480-17-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170131
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zozaya Delano Jose Guillermo
CENTRAL INDEX KEY: 0001428623
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 17565811
MAIL ADDRESS:
STREET 1: MONTES URALES NO 625
STREET 2: COL LOMAS DE CHAPULTEPEC
CITY: MEXICO DF
STATE: O5
ZIP: 11000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-01-31
0000054480
KANSAS CITY SOUTHERN
KSU
0001428623
Zozaya Delano Jose Guillermo
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121
0
1
0
0
President & Exec Rep of Sub
Common Stock
2017-01-31
4
S
0
100
85.42
D
46852
D
Common Stock
2017-01-31
4
S
0
900
85.411
D
45952
D
Employee Stock Option (Right to Buy)
35.41
2013-03-01
2020-02-29
Common Stock
13700
13700
D
Employee Stock Option (Right to Buy)
52.62
2021-02-22
Common Stock
6950
6950
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
4690
4690
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
3666
3666
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
3876
3876
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
3726
3726
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
4972
4972
D
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2017-02-01