0001493152-23-018931.txt : 20230524
0001493152-23-018931.hdr.sgml : 20230524
20230524163130
ACCESSION NUMBER: 0001493152-23-018931
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230320
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCain Andrew K
CENTRAL INDEX KEY: 0001428619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41227
FILM NUMBER: 23954577
MAIL ADDRESS:
STREET 1: 170 SOUTH GREEN VALLEY PARKWAY
STREET 2: SUITE 300
CITY: HENDERSON
STATE: NV
ZIP: 89012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CISO Global, Inc.
CENTRAL INDEX KEY: 0001777319
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 834210278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6900 E. CAMELBACK ROAD
STREET 2: SUITE 240
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
BUSINESS PHONE: 480-389-3444
MAIL ADDRESS:
STREET 1: 6900 E. CAMELBACK ROAD
STREET 2: SUITE 240
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
FORMER COMPANY:
FORMER CONFORMED NAME: CERBERUS CYBER SENTINEL CORP
DATE OF NAME CHANGE: 20190520
4
1
ownership.xml
X0407
4
2023-03-20
0
0001777319
CISO Global, Inc.
CISO
0001428619
McCain Andrew K
6900 E. CAMELBACK ROAD,
SUITE 900
SCOTTSDALE,
AZ
85251
1
0
0
0
0
10.0% Unsecured Convertible Note
1.20
2023-03-20
4
P
0
5000000
5000000
A
2023-03-20
2025-03-20
Common Stock, par value $0.00001
4166667
5000000
I
Hensley & Company
Represents the original principal amount of the 10.0% Unsecured Convertible Note (the "Note") and excludes interest that may accrue. Interest on the Note is payable monthly at a rate of 10.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person may convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $1.20 per share. The conversion price is subject to adjustment for subdivision or consolidation of shares and other standard dilutive events.
The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Debra L. Smith, Attorney-in-Fact
2023-05-24