0001493152-23-018931.txt : 20230524 0001493152-23-018931.hdr.sgml : 20230524 20230524163130 ACCESSION NUMBER: 0001493152-23-018931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230524 DATE AS OF CHANGE: 20230524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCain Andrew K CENTRAL INDEX KEY: 0001428619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41227 FILM NUMBER: 23954577 MAIL ADDRESS: STREET 1: 170 SOUTH GREEN VALLEY PARKWAY STREET 2: SUITE 300 CITY: HENDERSON STATE: NV ZIP: 89012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CISO Global, Inc. CENTRAL INDEX KEY: 0001777319 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 834210278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6900 E. CAMELBACK ROAD STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 480-389-3444 MAIL ADDRESS: STREET 1: 6900 E. CAMELBACK ROAD STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 FORMER COMPANY: FORMER CONFORMED NAME: CERBERUS CYBER SENTINEL CORP DATE OF NAME CHANGE: 20190520 4 1 ownership.xml X0407 4 2023-03-20 0 0001777319 CISO Global, Inc. CISO 0001428619 McCain Andrew K 6900 E. CAMELBACK ROAD, SUITE 900 SCOTTSDALE, AZ 85251 1 0 0 0 0 10.0% Unsecured Convertible Note 1.20 2023-03-20 4 P 0 5000000 5000000 A 2023-03-20 2025-03-20 Common Stock, par value $0.00001 4166667 5000000 I Hensley & Company Represents the original principal amount of the 10.0% Unsecured Convertible Note (the "Note") and excludes interest that may accrue. Interest on the Note is payable monthly at a rate of 10.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person may convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $1.20 per share. The conversion price is subject to adjustment for subdivision or consolidation of shares and other standard dilutive events. The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Debra L. Smith, Attorney-in-Fact 2023-05-24