0001950047-23-006065.txt : 20231214 0001950047-23-006065.hdr.sgml : 20231214 20231214163555 ACCESSION NUMBER: 0001950047-23-006065 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 231487525 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Ozgen Mustafa CENTRAL INDEX KEY: 0001767033 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 144 1 primary_doc.xml 144 0001767033 XXXXXXXX LIVE 0001428439 ROKU, INC. 001-38211 1173 Coleman Avenue San Jose CA 95110 408-556-9040 MUSTAFA OZGEN Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

33684 3499767.60 142495832 12/14/2023 NASDAQ Common 11/15/2022 Restricted Stock Issuer N 8320 11/15/2022 Not Applicable Common 03/01/2023 Restricted Stock Issuer N 8478 03/01/2023 Not Applicable Common 06/01/2023 Restricted Stock Issuer N 3634 06/01/2023 Not Applicable Common 09/01/2023 Restricted Stock Issuer N 2368 09/01/2023 Not Applicable Common 11/15/2023 Restricted Stock Issuer N 2344 11/15/2023 Not Applicable Common 09/01/2022 Restricted Stock Issuer N 8540 09/01/2022 Not Applicable N MUSTAFA OZGEN

1173 Coleman Avenue San Jose CA 95110

COMMON 11/16/2023 4906 434792.26 12/14/2023 09/14/2023 /s/ Mustafa Ozgen