0001950047-23-005132.txt : 20231117 0001950047-23-005132.hdr.sgml : 20231117 20231117160439 ACCESSION NUMBER: 0001950047-23-005132 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 231418559 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Collier Charles CENTRAL INDEX KEY: 0001951665 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVE CITY: SAN JOSE STATE: CA ZIP: 95110 144 1 primary_doc.xml 144 0001951665 XXXXXXXX LIVE 0001428439 ROKU, INC. 001-38211 1173 Coleman Avenue San Jose CA 95110 408-556-9040 CHARLES COLLIER Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

14014 1249908.66 142495832 11/17/2023 NASDAQ COMMON 11/15/2023 Restricted Stock ISSUER N 14014 11/15/2023 Not Applicable N CHARLES COLLIER

1173 Coleman Avenue San Jose CA 95110

Common 11/16/2023 15326 1364559.72 CHARLES COLLIER

1173 Coleman Avenue San Jose CA 95110

Common 09/06/2023 14172 1316437.08 CHARLES COLLIER

1173 Coleman Avenue San Jose CA 95110

Common 09/05/2023 29340 2396205.21 11/17/2023 06/05/2023 /s/ Charles Collier