0001716837-21-000135.txt : 20210903
0001716837-21-000135.hdr.sgml : 20210903
20210903180803
ACCESSION NUMBER: 0001716837-21-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenberg Scott A.
CENTRAL INDEX KEY: 0001716857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 211237720
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-09-01
0001428439
ROKU, INC
ROKU
0001716857
Rosenberg Scott A.
1155 COLEMAN
SAN JOSE
CA
95110
0
1
0
0
GM, Sr. VP Platform Business
Class A Common Stock
2021-09-01
4
M
0
9420
0
A
24541
D
Class A Common Stock
2021-09-02
4
S
0
5358
358.021
D
19183
D
Class A Common Stock
2021-09-03
4
S
0
4062
334.27
D
15121
D
Class A Common Stock
26253
I
Rosenberg 2021 Gift Trust
Restricted Stock Unit
0.0
2021-09-01
4
M
0
3356.0
0.0
D
2018-11-15
Class A Common Stock
3356.0
0
D
Restricted Stock Unit
0
2021-09-01
4
M
0
6064
0
D
2020-11-15
Class A Common Stock
6064
0
D
These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
This RSU vests ratably in 12 quarterly installments. The first installment vested on November 15, 2018.
This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2020.
/s/ Christy Lillquist, attorney-in-fact
2021-09-03