0001716837-20-000110.txt : 20200603
0001716837-20-000110.hdr.sgml : 20200603
20200603204007
ACCESSION NUMBER: 0001716837-20-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200601
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenberg Scott A.
CENTRAL INDEX KEY: 0001716857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 20941729
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-06-01
0001428439
ROKU, INC
ROKU
0001716857
Rosenberg Scott A.
1155 COLEMAN
SAN JOSE
CA
95110
0
1
0
0
GM, Sr. VP Platform Business
Class A Common Stock
2020-06-01
4
M
0
3356
0
A
23624
D
Class A Common Stock
2020-06-02
4
S
0
1678
111.3264
D
21946
D
Class A Common Stock
2020-06-03
4
S
0
1678
111
D
20268
D
Restricted Stock Unit
0
2020-06-01
4
M
0
3356
0
D
2018-11-15
Class A Common Stock
3356
16780
D
These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
This RSU vests ratably in 16 quarterly installments. The first installment vested on November 15, 2018.
/s/ Christy Lillquist, attorney-in-fact
2020-06-03