0001699291-26-000004.txt : 20260603 0001699291-26-000004.hdr.sgml : 20260603 20260603182443 ACCESSION NUMBER: 0001699291-26-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260601 FILED AS OF DATE: 20260603 DATE AS OF CHANGE: 20260603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Handman Christopher T. CENTRAL INDEX KEY: 0001699291 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 261062521 MAIL ADDRESS: STREET 1: C/O SNAP INC. STREET 2: 63 MARKET ST. CITY: VENICE STATE: CA ZIP: 90291 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology EIN: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 556-9040 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0609 4 2026-06-01 0001428439 ROKU, INC ROKU 0001699291 Handman Christopher T. false C/O ROKU, INC. 1173 COLEMAN AVE. SAN JOSE CA 95110 0 1 0 0 SVP & General Counsel 1 Class A Common Stock 2026-06-01 4 M 0 11898 0.0 A 14897 D Class A Common Stock 2026-06-01 4 F 0 5900 129.03 D 8997 D Class A Common Stock 2026-06-02 4 S 0 2999 127.26 D 5998 D Restricted Stock Unit 2026-06-01 4 M 0 11898 0.0 D Class A Common Stock 11898 71390 D Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026. Shares sold pursuant to Mr. Handman's 10b5-1 plan. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day). /s/ Renee Strandness, attorney-in-fact 2026-06-03