0001062993-25-004670.txt : 20250305 0001062993-25-004670.hdr.sgml : 20250305 20250305184752 ACCESSION NUMBER: 0001062993-25-004670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250303 FILED AS OF DATE: 20250305 DATE AS OF CHANGE: 20250305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collier Charles CENTRAL INDEX KEY: 0001951665 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 25713016 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 556-9040 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2025-03-03 0001428439 ROKU, INC ROKU 0001951665 Collier Charles C/O ROKU, INC. 1173 COLEMAN AVE. SAN JOSE CA 95110 0 1 0 0 President, Roku Media 1 Class A Common Stock 2025-03-03 4 M 0 29339 0 A 29539 D Class A Common Stock 2025-03-03 4 F 0 14978 80.26 D 14561 D Class A Common Stock 2025-03-04 4 S 0 5149 77.90 D 9412 D Class A Common Stock 2025-03-04 4 S 0 1756 79.05 D 7656 D Class A Common Stock 2025-03-04 4 S 0 276 79.68 D 7380 D Class A Common Stock 2025-03-05 4 S 0 3590 85.00 D 3790 D Class A Common Stock 600 I Charles D. Collier Revocable Trust Restricted Stock Unit 2025-03-03 4 M 0 29339 0 D Class A Common 29339 205379 D Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 3, 2025. Shares sold pursuant to Mr. Collier's 10b5-1 plan. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.36 to $78.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.46 to $79.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023. /s/ Renee Strandness, attorney-in-fact 2025-03-05