0001062993-24-005628.txt : 20240305 0001062993-24-005628.hdr.sgml : 20240305 20240305203910 ACCESSION NUMBER: 0001062993-24-005628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collier Charles CENTRAL INDEX KEY: 0001951665 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 24724004 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 556-9040 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-03-01 0001428439 ROKU, INC ROKU 0001951665 Collier Charles C/O ROKU, INC. 1173 COLEMAN AVE. SAN JOSE CA 95110 0 1 0 0 President, Roku Media 1 Class A Common Stock 2024-03-01 4 M 0 29339 0 A 33631 D Class A Common Stock 2024-03-01 4 F 0 12610 63.35 D 21021 D Class A Common Stock 2024-03-04 4 S 0 8365 63.20 D 12656 D Class A Common Stock 600 I Charles D. Collier Revocable Trust Restricted Stock Unit 2024-03-01 4 M 0 29339 0 D Class A Common 29339 322738 D Employee Stock Option (right to buy) 63.35 2024-03-01 4 A 0 2367 0 D 2024-03-01 2034-02-28 Class A Common Stock 2367 2367 D Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. Shares sold pursuant to Mr. Collier's 10b5-1 plan. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023. This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33. /s/ Renee Strandness, attorney-in-fact 2024-03-05