0001062993-24-005624.txt : 20240305
0001062993-24-005624.hdr.sgml : 20240305
20240305203459
ACCESSION NUMBER: 0001062993-24-005624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Matthew C.
CENTRAL INDEX KEY: 0001959033
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 24723961
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1173 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 556-9040
MAIL ADDRESS:
STREET 1: 1701 JUNCTION COURT, SUITE 100
STREET 2: ATTENTION: GENERAL COUNSEL
CITY: SAN JOSE
STATE: CA
ZIP: 95112
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-03-01
0001428439
ROKU, INC
ROKU
0001959033
Banks Matthew C.
C/O ROKU, INC.
1173 COLEMAN AVE.
SAN JOSE
CA
95110
0
1
0
0
VP, Corp Controller & CAO
1
Class A Common Stock
2024-03-01
4
M
0
3330
0.0
A
7456
D
Class A Common Stock
2024-03-01
4
F
0
1677
63.35
D
5779
D
Class A Common Stock
2024-03-01
4
S
0
204
63.20
D
5575
D
Restricted Stock Unit
2024-03-01
4
M
0
359
0.0
D
Class A Common Stock
359
1438
D
Restricted Stock Unit
2024-03-01
4
M
0
746
0.0
D
Class A Common Stock
746
2990
D
Restricted Stock Unit
2024-03-01
4
M
0
148
0.0
D
Class A Common Stock
148
1039
D
Restricted Stock Unit
2024-03-01
4
M
0
1249
0.0
D
Class A Common Stock
1249
13735
D
Restricted Stock Unit
2024-03-01
4
M
0
828
0.0
D
Class A Common Stock
828
8278
D
Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
Shares sold pursuant to Mr. Banks's 10b5-1 plan.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.
This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
/s/ Renee Strandness, attorney-in-fact
2024-03-05