0001062993-24-004625.txt : 20240227 0001062993-24-004625.hdr.sgml : 20240227 20240227165427 ACCESSION NUMBER: 0001062993-24-004625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wood Anthony J. CENTRAL INDEX KEY: 0001716837 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 24687948 MAIL ADDRESS: STREET 1: C/O ROKU, INC. STREET 2: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 556-9040 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-23 0001428439 ROKU, INC ROKU 0001716837 Wood Anthony J. C/O ROKU, INC. 1155 COLEMAN AVE. SAN JOSE CA 95110 1 1 1 0 CEO and Chairman BOD 0 Class A Common Stock 2024-02-23 4 M 0 136276 56.07 A 277497 D Class A Common Stock 2024-02-23 4 M 0 2304 45.21 A 279801 D Class A Common Stock 42500 I Wood 2020 Irrevocable Trust Class A Common Stock 6849 I The Anthony J. Wood 2022 Annuity Trust V Class A Common Stock 54702 I The Anthony J. Wood 2022 Annuity Trust V-B Class A Common Stock 45298 I The Anthony J. Wood 2023 Annuity Trust V-B Class A Common Stock 41851 I The Anthony J. Wood 2023 Annuity Trust V Employee Stock Option (right to buy) 56.07 2024-02-23 4 M 0 136276 56.07 D 2028-08-18 Class A Common Stock 136276 0 D Employee Stock Option (right to buy) 45.21 2024-02-23 4 M 0 2304 45.21 D 2029-01-31 Class A Common Stock 2304 0 D This stock option is fully vested. /s/ Renee Strandness, attorney-in-fact 2024-02-27