0001062993-23-018297.txt : 20230919 0001062993-23-018297.hdr.sgml : 20230919 20230919183806 ACCESSION NUMBER: 0001062993-23-018297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ozgen Mustafa CENTRAL INDEX KEY: 0001767033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 231264990 MAIL ADDRESS: STREET 1: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-15 0001428439 ROKU, INC ROKU 0001767033 Ozgen Mustafa C/O ROKU, INC. 1173 COLEMAN AVE. SAN JOSE CA 95110 0 1 0 0 President, Devices 0 Restricted Stock Unit 2023-09-15 4 A 0 58916 0.0 D Class A Common Stock 58916 58916 D Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. /s/ Renee Strandness, attorney-in-fact 2023-09-15