0001062993-23-013390.txt : 20230612 0001062993-23-013390.hdr.sgml : 20230612 20230612193413 ACCESSION NUMBER: 0001062993-23-013390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230608 FILED AS OF DATE: 20230612 DATE AS OF CHANGE: 20230612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNA GINA CENTRAL INDEX KEY: 0001746807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 231009867 MAIL ADDRESS: STREET 1: 24955 INTERSTATE 45 N CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-08 0001428439 ROKU, INC ROKU 0001746807 LUNA GINA C/O ROKU, INC. 1155 COLEMAN AVE. SAN JOSE CA 95110 1 0 0 0 0 Class A Common Stock 2023-06-09 4 M 0 1317 0.0 A 1915 D Restricted Stock Unit 2023-06-08 4 A 0 2164 0.0 A 2024-06-08 Class A Common Stock 2164 2164 D Stock Options (right to buy) 69.10 2023-06-08 4 A 0 3895 0 A 2033-06-07 Class A Common Stock 3895 3895 D Restricted Stock Unit 2023-06-09 4 M 0 1317 0.0 D 2023-06-09 Class A Common Stock 1317 0.0 D Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date. Exhibit 24.1 - Power of Attorney /s/ Renee Strandness, attorney-in-fact 2023-06-12 EX-24 2 exhibit24.htm Exhibit 24

Exhibit 24