0001062993-23-012998.txt : 20230605
0001062993-23-012998.hdr.sgml : 20230605
20230605202245
ACCESSION NUMBER: 0001062993-23-012998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Gidon
CENTRAL INDEX KEY: 0001950263
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 23994651
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-06-01
0001428439
ROKU, INC
ROKU
0001950263
Katz Gidon
C/O ROKU, INC.
1155 COLEMAN AVE.
SAN JOSE
CA
95110
0
1
0
0
President, Consumer Experience
0
Class A Common Stock
2023-06-01
4
M
0
12113
0
A
27563
D
Class A Common Stock
2023-06-02
4
S
0
6785
60.06
D
20778
D
Restricted Stock Unit
2023-06-01
4
M
0
3344
0
D
Class A Common Stock
3344
36784
D
Restricted Stock Unit
2023-06-01
4
M
0
4206
0.0
D
Class A Common Stock
4206
0
D
Restricted Stock Unit
2023-06-01
4
M
0
4563
0.0
D
Class A Common Stock
4563
9126
D
These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.
This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.
/s/ Renee Strandness, attorney-in-fact
2023-06-05