0001062993-23-012996.txt : 20230605
0001062993-23-012996.hdr.sgml : 20230605
20230605202115
ACCESSION NUMBER: 0001062993-23-012996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Matthew C.
CENTRAL INDEX KEY: 0001959033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 23994647
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-06-01
0001428439
ROKU, INC
ROKU
0001959033
Banks Matthew C.
C/O ROKU, INC.
1155 COLEMAN AVE.
SAN JOSE
CA
95110
0
1
0
0
VP, Corp Controller & CAO
0
Class A Common Stock
2023-06-01
4
M
0
3751
0.0
A
8274
D
Class A Common Stock
2023-06-02
4
S
0
1886
60.06
D
6388
D
Class A Common Stock
2023-06-05
4
S
0
1614
60.42
D
4774
D
Restricted Stock Unit
2023-06-01
4
M
0
359
0.0
D
Class A Common Stock
359
2516
D
Restricted Stock Unit
2023-06-01
4
M
0
746
0.0
D
Class A Common Stock
746
5231
D
Restricted Stock Unit
2023-06-01
4
M
0
149
0.0
D
Class A Common Stock
149
1484
D
Restricted Stock Unit
2023-06-01
4
M
0
2497
0.0
D
Class A Common Stock
2497
17481
D
These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.
This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.
/s/ Renee Strandness, attorney-in-fact
2023-06-05