0001062993-23-012991.txt : 20230605 0001062993-23-012991.hdr.sgml : 20230605 20230605201536 ACCESSION NUMBER: 0001062993-23-012991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fuchsberg Gilbert CENTRAL INDEX KEY: 0001937263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 23994629 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-01 0001428439 ROKU, INC ROKU 0001937263 Fuchsberg Gilbert C/O ROKU, INC. 1155 COLEMAN AVE. SAN JOSE CA 95110 0 1 0 0 SVP, Corporate Development 1 Class A Common Stock 2023-06-01 4 M 0 5701 0.0 A 38715 D Class A Common Stock 2023-06-02 4 S 0 3197 60.06 D 35518 D Class A Common Stock 2023-06-05 4 S 0 2129 59.44 D 33389 D Restricted Stock Unit 2023-06-01 4 M 0 1389 0.0 D Class A Common Stock 1389 0 D Restricted Stock Unit 2023-06-01 4 M 0 889 0.0 D Class A Common Stock 889 3556 D Restricted Stock Unit 2023-06-01 4 M 0 2543 0.0 D Class A Common Stock 2543 20338 D Restricted Stock Unit 2023-06-01 4 M 0 880 0.0 D Class A Common Stock 880 0 D These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023. Shares sold pursuant to the reporting person's 10b5-1 plan. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. /s/ Renee Strandness, attorney-in-fact 2023-06-05