0001415889-23-005655.txt : 20230331 0001415889-23-005655.hdr.sgml : 20230331 20230331160345 ACCESSION NUMBER: 0001415889-23-005655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230329 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kessler Jon CENTRAL INDEX KEY: 0001615062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 23787468 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 form4-03312023_080338.xml X0407 4 2023-03-29 0001428336 HEALTHEQUITY, INC. HQY 0001615062 Kessler Jon C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 true true false false PRESIDENT AND CEO 0 Common Stock 2023-03-29 4 A 0 86179 0 A 262050 D Common Stock 49026 I by Team Gracie Trust Common Stock 36860 I by Team Bear Trust Common Stock 100000 I by GKF, LLC Stock Option (right to buy) 41.28 2027-03-27 Common Stock 34820 34820 I by GKF, LLC Stock Option (right to buy) 61.72 2028-03-27 Common Stock 23930 23930 I by GKF, LLC Stock Option (right to buy) 73.61 2029-03-26 Common Stock 12782 12782 I by GKF, LLC Stock Option (right to buy) 14 2024-07-30 Common Stock 60000 60000 I by GKF, LLC Stock Option (right to buy) 41.28 2027-03-27 Common Stock 17409 17409 D Stock Option (right to buy) 61.72 2028-03-27 Common Stock 23929 23929 D Stock Option (right to buy) 73.61 2029-03-26 Common Stock 38343 38343 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 86,179 shares on March 29, 2023. These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The option is immediately exercisable. /s/ Jon Kessler 2023-03-30