0001179110-21-003938.txt : 20210401 0001179110-21-003938.hdr.sgml : 20210401 20210401163438 ACCESSION NUMBER: 0001179110-21-003938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bloomberg Edward CENTRAL INDEX KEY: 0001747302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 21798552 MAIL ADDRESS: STREET 1: 13207 WINDSOR STREET CITY: LEAWOOD STATE: KS ZIP: 66209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2021-03-30 0 0001428336 HEALTHEQUITY, INC. HQY 0001747302 Bloomberg Edward C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 0 1 0 0 Chief Operating Officer Common Stock 2021-03-30 4 A 0 13682 0 A 41202 D Common Stock 2021-03-31 4 F 0 1007 67.5022 D 40195 D Stock Option (right to buy) 82.39 2028-08-13 Common Stock 25667 25667 D Stock Option (right to buy) 73.61 2029-03-26 Common Stock 22367 22367 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 3,421 shares on each of March 30, 2022 and 2023. The remaining restricted stock units vest in two equal installments of 3,420 shares on March 30, 2024 and 2025. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date. The option is exercisable as to 19,251 shares. The option becomes exercisable as to the remaining 6,416 shares on August 13, 2022. The option is exercisable as to 11,184 shares. The option vests as to 5,592 shares on March 26, 2022. The option becomes exercisable as to the remaining 5,591 shares on March 26, 2023. /s/ Edward Bloomberg 2021-04-01