0001179110-20-005055.txt : 20200423 0001179110-20-005055.hdr.sgml : 20200423 20200423130411 ACCESSION NUMBER: 0001179110-20-005055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200422 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kessler Jon CENTRAL INDEX KEY: 0001615062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 20810232 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2020-04-22 0 0001428336 HEALTHEQUITY, INC. HQY 0001615062 Kessler Jon 15 WEST SCENIC POINTE DRIVE, SUITE 100 DRAPER UT 84020 1 1 0 0 President and CEO Common Stock 505715 D Stock Option (right to buy) 41.28 2020-04-22 5 G 0 E 17410 0 D 2027-03-27 Common Stock 34819 17409 D Stock Option (right to buy) 41.28 2020-04-22 5 G 0 E 17410 0 A 2027-03-27 Common Stock 17410 34820 I by GKF, LLC Stock Option (right to buy) 61.72 2020-04-22 5 G 0 E 11965 0 D 2028-03-27 Common Stock 35894 23929 D Stock Option (right to buy) 61.72 2020-04-22 5 G 0 E 11965 0 A 2028-03-27 Common Stock 11965 23930 I by GKF, LLC Stock Option (right to buy) 73.61 2020-04-22 5 G 0 E 12782 0 D 2029-03-26 Common Stock 51125 38343 D Common Stock 73.61 2020-04-22 5 G 0 E 12782 0 A 2029-03-26 Common Stock 12782 12782 I by GKF, LLC Stock Option (right to buy) 14.00 2024-07-30 Common Stock 160000 160000 I by GKF, LLC This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. The option will become exercisable as to 17,409 shares on March 27, 2021 The option is immediately exercisable. The option will become exercisable as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022. The option will become exercisable in annual installments of 12,781 shares on each of March 26, 2021, 2022 and 2023. /s/ Jon Kessler 2020-04-23