0001437749-12-003670.txt : 20120411 0001437749-12-003670.hdr.sgml : 20120411 20120411204630 ACCESSION NUMBER: 0001437749-12-003670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120409 FILED AS OF DATE: 20120411 DATE AS OF CHANGE: 20120411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ULM SCOTT CENTRAL INDEX KEY: 0001469064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34766 FILM NUMBER: 12755273 MAIL ADDRESS: STREET 1: 3005 HAMMOCK WAY CITY: VERO BEACH STATE: FL ZIP: 32963 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Armour Residential REIT, Inc. CENTRAL INDEX KEY: 0001428205 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: (772) 617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 rdgdoc.xml PRIMARY DOCUMENT X0305 4 2012-04-09 0001428205 Armour Residential REIT, Inc. ARR 0001469064 ULM SCOTT 3001 OCEAN DRIVE SUITE 201 VERO BEACH FL 32963 1 1 Co-CEO and CIO Common Stock, par value $0.001 per share 2012-04-09 4 M 0 11005 A 123214 D Warrants 11 2009-11-06 Common Stock 50000 50000 D See Remarks The warrants will expire at 5:00 p.m. ET, on November 7, 2013, or earlier upon redemption. This Form 4 corrects previous Form 4s filed for the reporting person, which erroneously reflected the warrants as part of the reporting person's non-derivative securities beneficially owned. On April 9, 2012, the reporting person elected to redeem 4,625 shares out of 9,752 shares of vested phantom stock previously granted under ARMOUR Residential REIT, Inc.'s 2009 Stock Incentive Plan into 4,625 shares of ARMOUR common stock. The reporting person also elected to redeem the remaining 5,127 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 9,752 shares are part of, and relate to, phantom stock vesting over a 5-year period, which was reported on Form 4s filed by the reporting person on April 4, 2011 and April 3, 2012. In addition, on April 9, 2012 the reporting person elected to redeem 6,380 shares out of 13,451 shares of vested phantom stock into 6,380 shares of ARMOUR common stock. The reporting person also elected to redeem the remaining 7,071 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 13,451 shares are part of, and relate to, phantom stock vesting over a 5-year period, which was reported on a Form 4 filed by the reporting person on April 11, 2012. /s/ Scott J. Ulm 2012-04-11