0001428205-23-000200.txt : 20231124
0001428205-23-000200.hdr.sgml : 20231124
20231124160736
ACCESSION NUMBER: 0001428205-23-000200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231121
FILED AS OF DATE: 20231124
DATE AS OF CHANGE: 20231124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOUNTAIN JAMES R
CENTRAL INDEX KEY: 0001557465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34766
FILM NUMBER: 231436819
MAIL ADDRESS:
STREET 1: ARMOUR RESIDENTIAL REIT, INC.
STREET 2: 3001 OCEAN DRIVE, SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Armour Residential REIT, Inc.
CENTRAL INDEX KEY: 0001428205
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 261908763
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: (772) 617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
4
1
wk-form4_1700860048.xml
FORM 4
X0508
4
2023-11-21
0
0001428205
Armour Residential REIT, Inc.
ARR
0001557465
MOUNTAIN JAMES R
3001 OCEAN DRIVE
SUITE 201
VERO BEACH
FL
32963
0
1
0
0
Chief Financial Officer
0
Common Stock, par value $0.001 per share
2023-11-21
4
M
0
1860
0
A
20242
D
Common Stock, par value $0.001 per share
2023-11-21
4
S
0
740
17.41
D
19502
D
Phantom Stock
2023-11-21
4
M
0
1860
0
D
Common Stock
1860
32880
D
On November 21, 2023, the reporting person elected to convert 1,120 of the 1,860 shares of vested phantom stock into 1,120 shares of ARMOUR common stock. The reporting person elected to convert the remaining 740 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,860 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a seven-and-a-half year period, which were reported on a Form 4 report filed by the reporting person on January 14, 2021 and February 16, 2023.
Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023.
Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
/s/ James R. Mountain
2023-11-24