0001428205-23-000197.txt : 20231124 0001428205-23-000197.hdr.sgml : 20231124 20231124160425 ACCESSION NUMBER: 0001428205-23-000197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUBER MARK CENTRAL INDEX KEY: 0001585875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34766 FILM NUMBER: 231436729 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Armour Residential REIT, Inc. CENTRAL INDEX KEY: 0001428205 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261908763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: (772) 617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 wk-form4_1700859857.xml FORM 4 X0508 4 2023-11-21 0 0001428205 Armour Residential REIT, Inc. ARR 0001585875 GRUBER MARK 3001 OCEAN DRIVE SUITE 201 VERO BEACH FL 32963 0 1 0 0 CIO 0 Common Stock 2023-11-21 4 M 0 1660 0 A 22270 D Common Stock 2023-11-21 4 D 0 342 17.41 D 21928 D Phantom Stock 2023-11-21 4 M 0 1660 0 D Common Stock 1660 32080 D On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. /s/ Mark Gruber 2023-11-24