0001428205-21-000233.txt : 20211001 0001428205-21-000233.hdr.sgml : 20211001 20211001171238 ACCESSION NUMBER: 0001428205-21-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211001 DATE AS OF CHANGE: 20211001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOUNTAIN JAMES R CENTRAL INDEX KEY: 0001557465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34766 FILM NUMBER: 211299916 MAIL ADDRESS: STREET 1: ARMOUR RESIDENTIAL REIT, INC. STREET 2: 3001 OCEAN DRIVE, SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Armour Residential REIT, Inc. CENTRAL INDEX KEY: 0001428205 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261908763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: (772) 617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 wf-form4_163312274267074.xml FORM 4 X0306 4 2021-10-01 0 0001428205 Armour Residential REIT, Inc. ARR 0001557465 MOUNTAIN JAMES R 3001 OCEAN DRIVE SUITE 201 VERO BEACH FL 32963 0 1 0 0 Chief Financial Officer Common Stock, par value $0.001 per share 2021-10-01 4 S 0 33700 10.8065 D 55110 D 7.00% Series C Cumulative Redeemable Preferred Stock 2021-07-27 5 G 0 E 500 0 D Common Stock, par value $0.001 per share 1307.0 4500 I By Spouse's Revocable Trust The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.78 to $10.86, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock. The Series C Preferred Stock has no expiration date. /s/ James R. Mountain 2021-10-01