Obalon Therapeutics, Inc.
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(Name of Issuer)
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Common Stock, $0.001 par value
|
(Title of Class of Securities)
|
67424L100
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(CUSIP Number)
|
December 31, 2016
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Date of Event Which Requires Filing of this Statement
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1)
|
Name of Reporting Person
I.R.S. Identification No. of Above Person (Entities Only) (Voluntary)
|
Domain Partners VII, L.P.
|
||
2)
|
Check the Appropriate Box if a Member of a Group
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(a) [X]
(b) [ ]
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||
3)
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SEC Use Only
|
|||
4)
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Citizenship or Place of Organization
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Delaware
|
||
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
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5)
|
Sole Voting Power
|
4,005,819 shares of Common Stock *
|
|
6)
|
Shared Voting Power
|
-0-
|
||
7)
|
Sole Dispositive Power
|
4,005,819 shares of Common Stock *
|
||
8)
|
Shared Dispositive Power
|
-0-
|
||
9)
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
4,005,819 shares of Common Stock *
|
||
10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11)
|
Percent of Class Represented by Amount in Row (9)
|
23.9% **
|
||
12)
|
Type of Reporting Person
|
PN
|
1)
|
Name of Reporting Person
I.R.S. Identification No. of Above Person (Entities Only) (Voluntary)
|
DP VII Associates, L.P.
|
||
2)
|
Check the Appropriate Box if a Member of a Group
|
(a) [X]
(b) [ ]
|
||
3)
|
SEC Use Only
|
|||
4)
|
Citizenship or Place of Organization
|
Delaware
|
||
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
|
5)
|
Sole Voting Power
|
49,908 shares of Common Stock *
|
|
6)
|
Shared Voting Power
|
-0-
|
||
7)
|
Sole Dispositive Power
|
49,908 shares of Common Stock *
|
||
8)
|
Shared Dispositive Power
|
-0-
|
||
9)
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
49,908 shares of Common Stock *
|
||
10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11)
|
Percent of Class Represented by Amount in Row (9)
|
0.3% **
|
||
12)
|
Type of Reporting Person
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PN
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Item 1(a)
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–
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Name of Issuer:
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Obalon Therapeutics, Inc.
|
||
Item 1(b)
|
–
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Address of Issuer's Principal Executive Offices:
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5421 Avenida Encinas, Suite F, Carlsbad, CA 92008
|
||
Item 2(a)
|
–
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Name of Person Filing:
|
This statement is being filed by Domain Partners VII, L.P., a Delaware limited partnership ("Domain VII"), and DP VII Associates, L.P., a Delaware limited partnership ("DP VII A") (together, the "Reporting Persons").
|
||
Item 2(b)
|
–
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Address of Principal Business Office:
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One Palmer Square, Princeton, NJ 08542
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||
Item 2(c)
|
–
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Place of Organization:
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Domain VII: Delaware
|
||
DP VII A: Delaware
|
||
Item 2(d)
|
–
|
Title of Class of Securities:
|
Common Stock, $0.001 par value
|
||
Item 2(e)
|
–
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CUSIP Number:
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67424L100
|
||
Item 3
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–
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Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b):
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Not applicable.
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Item 4
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–
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Ownership.
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(a) through (c):
|
||
The information set forth in Items 5 through 9 and 11 of the cover pages to this Schedule 13G is incorporated herein by reference.
|
||
Item 5
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–
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Ownership of Five Percent or Less of a Class:
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Not applicable.
|
||
Item 6
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–
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Ownership of More than Five Percent on Behalf of Another Person:
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Not applicable.
|
||
Item 7
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–
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Company:
|
Not applicable.
|
||
Item 8
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–
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Identification and Classification of Members of the Group:
|
See Exhibit 2.
|
||
Item 9
|
–
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Notice of Dissolution of Group:
|
Not applicable.
|
||
Item 10
|
–
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Certification:
|
Not applicable.
|
DOMAIN PARTNERS VII, L.P.
|
|||
By:
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One Palmer Square Associates VII, L.L.C., General Partner
|
||
By:
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/s/ Lisa A. Kraeutler
|
||
Attorney-in-Fact
|
|||
DP VII ASSOCIATES, L.P.
|
|||
By:
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One Palmer Square Associates VII, L.L.C., General Partner
|
||
By:
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/s/ Lisa A. Kraeutler
|
||
Attorney-in-Fact
|
DOMAIN PARTNERS VII, L.P.
|
|||
By:
|
One Palmer Square Associates VII, L.L.C., General Partner
|
||
By:
|
/s/ Lisa A. Kraeutler
|
||
Attorney-in-Fact
|
|||
DP VII ASSOCIATES, L.P.
|
|||
By:
|
One Palmer Square Associates VII, L.L.C., General Partner
|
||
By:
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/s/ Lisa A. Kraeutler
|
||
Attorney-in-Fact
|