0001225208-13-016850.txt : 20130729 0001225208-13-016850.hdr.sgml : 20130729 20130729164442 ACCESSION NUMBER: 0001225208-13-016850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130729 FILED AS OF DATE: 20130729 DATE AS OF CHANGE: 20130729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORNELIUS JAMES M CENTRAL INDEX KEY: 0001198959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 13992983 4 1 doc4.xml X0306 4 2013-07-29 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001198959 CORNELIUS JAMES M BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 Common Stock, $0.10 par value 2013-07-29 4 M 0 2500.0000 26.2500 A 644883.0000 D Common Stock, $0.10 par value 2013-07-29 4 M 0 2500.0000 24.9600 A 647383.0000 D Common Stock, $0.10 par value 2013-07-29 4 S 0 5000.0000 43.8100 D 642383.0000 D Option (right to buy) 24.9600 2013-07-29 4 M 0 2500.0000 0.0000 D 2016-05-01 Common Stock, $0.10 par value 2500.0000 0.0000 D Option (right to buy) 26.2500 2013-07-29 4 M 0 2500.0000 0.0000 D 2015-05-02 Common Stock, $0.10 par value 2500.0000 0.0000 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $43.81 to $43.82, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 2, 2006. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 3, 2005. /s/ Robert J. Wollin, attorney-in-fact for James M. Cornelius 2013-07-29