0000014272-20-000281.txt : 20201123 0000014272-20-000281.hdr.sgml : 20201123 20201123174027 ACCESSION NUMBER: 0000014272-20-000281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VESSEY RUPERT CENTRAL INDEX KEY: 0001677618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 201339207 MAIL ADDRESS: STREET 1: C/O CELGENE CORPORATION STREET 2: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_160617121293210.xml FORM 4 X0306 4 2020-11-19 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001677618 VESSEY RUPERT 430 E. 29TH STREET 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP, Research & Early Dev. Common Stock, $0.10 par value 2020-11-19 4 S 0 10579 61.25 D 46142 D Common Stock, $0.10 par value 2020-11-19 4 M 0 14515 54.94 A 60657 D Common Stock, $0.10 par value 2020-11-19 4 M 0 12233 54.29 A 72890 D Common Stock, $0.10 par value 2020-11-19 4 M 0 8489 44.70 A 81379 D Common Stock, $0.10 par value 2020-11-19 4 M 0 8489 47.81 A 89868 D Common Stock, $0.10 par value 2020-11-19 4 M 0 8487 38.41 A 98355 D Common Stock, $0.10 par value 2020-11-19 4 S 0 47012 61.31 D 51343 D Common Stock, $0.10 par value 613 I 401(k) Option (right to buy) 54.94 2020-11-19 4 M 0 14515 0 D 2026-10-31 Common Stock, $0.10 par value 14515.0 0 D Option (right to buy) 54.29 2020-11-19 4 M 0 12233 0 D 2027-10-30 Common Stock, $0.10 par value 12233.0 12233 D Option (right to buy) 44.7 2020-11-19 4 M 0 8489 0 D 2028-05-08 Common Stock, $0.10 par value 8489.0 16980 D Option (right to buy) 47.81 2020-11-19 4 M 0 8489 0 D 2028-07-30 Common Stock, $0.10 par value 8489.0 16980 D Option (right to buy) 38.41 2020-11-19 4 M 0 8487 0 D 2028-10-29 Common Stock, $0.10 par value 8487.0 16981 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.19 to $61.29, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. 47,012 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.21 to $61.36, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Based on recent 401(k) plan statement. All of the shares are currently exercisable. /s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey 2020-11-23