0000014272-20-000121.txt : 20200312 0000014272-20-000121.hdr.sgml : 20200312 20200312181510 ACCESSION NUMBER: 0000014272-20-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200310 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hirawat Samit CENTRAL INDEX KEY: 0001781290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 20710132 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQIUBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_158405129192763.xml FORM 4 X0306 4 2020-03-10 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001781290 Hirawat Samit BRISTOL-MYERS SQUIBB COMPANY 430 E. 29TH STREET, 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP,Chief Med.Offr.,Drug Dev. Market Share Units 2020-03-10 4 A 0 16759 0 A 2024-03-10 Common Stock, $0.10 par value 16759.0 16759 D Performance Shares 2020-03-10 4 A 0 25139 0 A 2023-03-10 Common Stock, $0.10 par value 25139.0 25139 D Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. /s/ Lisa A. Atkins, attorney-in-fact for Samit Hirawat 2020-03-12