0000014272-20-000121.txt : 20200312
0000014272-20-000121.hdr.sgml : 20200312
20200312181510
ACCESSION NUMBER: 0000014272-20-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hirawat Samit
CENTRAL INDEX KEY: 0001781290
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 20710132
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQIUBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_158405129192763.xml
FORM 4
X0306
4
2020-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001781290
Hirawat Samit
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP,Chief Med.Offr.,Drug Dev.
Market Share Units
2020-03-10
4
A
0
16759
0
A
2024-03-10
Common Stock, $0.10 par value
16759.0
16759
D
Performance Shares
2020-03-10
4
A
0
25139
0
A
2023-03-10
Common Stock, $0.10 par value
25139.0
25139
D
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.
/s/ Lisa A. Atkins, attorney-in-fact for Samit Hirawat
2020-03-12