-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gx2EutC1cyKz7gYEqy4IWTt8kmSPF/6wG1ZhdDmFr3lkx/EsZ94hNfOd/rtka729 zjVfwheNkwtANvjgQeCuKw== 0000014272-02-000002.txt : 20020414 0000014272-02-000002.hdr.sgml : 20020414 ACCESSION NUMBER: 0000014272-02-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001018952 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 650670898 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52857 FILM NUMBER: 02554395 BUSINESS ADDRESS: STREET 1: 1001 BRICKELL BAY DR STE 25 CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055773464 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 SC 13G/A 1 gbmstest.htm BRISTOL-MYERS SQUIBB / KOS 13G/A SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

-----------------------------

SCHEDULE 13G/A*

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)

(Amendment No.1)

KOS PHARMACEUTICALS, INC.

(Name of Issuer)

COMMON STOCK, $0.01 PAR VALUE

(Title of Class of Securities)

 

500648100

(CUSIP Number)

OCTOBER 1, 2001

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which the Schedule is filed:

( ) Rule 13d-1(b)

(x) Rule 13d-1(c)

( ) Rule 13d-1(d)

________________________

*This Schedule 13G/A amends the Schedule 13G filed on June 9, 2000 by E.I. DuPont de Nemours and Company.

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP      No. 500648100                                                       Page      2 of 5

SCHEDULE 13G/A

1 NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

BRISTOL-MYERS SQUIBB COMPANY

I.R.S. Employer Identification Number : 22-079-0350

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)X

3 SEC USE ONLY

 

4 CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH PERSON

WITH

  
5. SOLE VOTING POWER
1,250,000
 
6. SHARED VOTING POWER
0
 
7. SOLE DISPOSITIVE POWER
1,250,000
 
8. SHARED DISPOSITIVE POWER
0

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,250,000

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

( )

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

6.4%

12 TYPE OF REPORTING PERSON

CO 


CUSIP      No. 500648100                                                             Page     3 of 5

This Amendment No. 1 is being filed to amend Items 2, 7 and 10 of this Schedule 13G.

Item 1(a). Name of Issuer.

Kos Pharmaceuticals, Inc.

 

Item 1(b). Address of Issuer's Principal Executive Offices.

1001 Brickell Bay Drive

25th Floor

Miami, Florida 33131

 

Item 2(a). Name of Person Filing.

Bristol-Myers Squibb Company

 

Item 2(b). Address of Principal Business Office or, if None, Residence.

345 Park Avenue

New York, NY 10154

 

Item 2(c). Citizenship.

Delaware

 

Item 2(d). Title of Class of Securities.

Common Stock, $0.01 Par Value

 

Item 2(e). CUSIP Number.

500648100

 

Item 3. If This Statement is Filed Purseuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a :

Not Applicalble


CUSIP    No. 500648100                                                                                                                                                                 Page    4 of  5

 

Item 4. Ownership.

    1. Amount beneficially owned:

      2. 1,250,000

    2. Percent of class:

      3. 6.4%

    3. Number of shares as to which such person has:
    1. Sole power to vote or to direct the vote:

      2. 1,250,000

    2. Shared power to dispose or to direct the disposition of:

      3. 0

    3. Sole power to dispose or to direct the disposition of:

      4. 1,250,000

    4. Shared power to dispose or to direct the disposition of:

0

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person.

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

See Exhibit I

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

Item 9. Notice of Dissolution of Group.

Not Applicable.

 





CUSIP No.    500648100                                                                                                                                                                      Page    5 of 5

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

Dated: February 19, 2002

BRISTOL-MYERS SQUIBB COMPANY

By: /s/ Sandra Leung

Sandra Leung

Secretary

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EXHIBIT 1

 

Bristol-Myers Squibb Pharma Company (formerly DuPont Pharmaceuticals Company), a Delaware general partnership and wholly-owned subsidiary of Bristol-Myers Squibb Company, acquired the securities being reported on in this Schedule 13G/A upon the consummation of the acquisition of DuPont Pharmaceuticals Company by Bristol-Myers Squibb Company on October 1, 2001. The sole partners of Bristol-Myers Squibb Pharma Company are Bristol-Myers Squibb Pharma Holding Company, L.L.C. and E. R. Squibb & Sons, L.L.C. E. R. Squibb & Sons, L.L.C. owns all of the outstanding stock of Bristol-Myers Squibb Pharma Holding Company, L.L.C. Bristol-Myers Squibb Company owns all of the outstanding stock of E. R. Squibb & Sons, L.L.C.

EX-1 3 exh.htm EXHIBIT 1 BRISTOL-MYERS SQUIBB SECURITIES AND EXCHANGE COMMISSION  
EXHIBIT 1




Bristol-Myers Squibb Pharma Company (formerly DuPont Pharmaceuticals Company), a Delaware general partnership and wholly-owned subsidiary of Bristol-Myers Squibb Company, acquired the securities being reported on in this Schedule 13G/A upon the consummation of the acquisition of DuPont Pharmaceuticals Company by Bristol-Myers Squibb Company on October 1, 2001. The sole partners of Bristol-Myers Squibb Pharma Company are Bristol-Myers Squibb Pharma Holding Company, L.L.C. and E. R. Squibb & Sons, L.L.C. E. R. Squibb & Sons, L.L.C. owns all of the outstanding stock of Bristol-Myers Squibb Pharma Holding Company, L.L.C. Bristol-Myers Squibb Company owns all of the outstanding stock of E. R. Squibb & Sons, L.L.C. -----END PRIVACY-ENHANCED MESSAGE-----