0001426851-23-000002.txt : 20230331 0001426851-23-000002.hdr.sgml : 20230331 20230331102247 ACCESSION NUMBER: 0001426851-23-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230323 DATE AS OF CHANGE: 20230331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Argent Advisors, Inc. CENTRAL INDEX KEY: 0001426851 IRS NUMBER: 721315171 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-02368 FILM NUMBER: 23784076 BUSINESS ADDRESS: STREET 1: 1601 STUBBS AVENUE CITY: MONROE STATE: LA ZIP: 71201 BUSINESS PHONE: 318-324-8000 MAIL ADDRESS: STREET 1: 1601 STUBBS AVENUE CITY: MONROE STATE: LA ZIP: 71201 MA-A 1 primary_doc.xml MA-A 0001426851 XXXXXXXX Carrie Brown 318-251-5834 CBrown@argentadvisors.com sgalletto@stark-stark.com 12-31-2022 Y Argent Advisors, Inc. 112028 72-1315171 801-60187 112028 1609 STUBBS AVENUE Monroe LA 71201 318-324-8000 318-324-8090 Delete 2400 Forsythe Ave. Monroe LA 71201 318-807-4541 Add 500 East Reynolds Drive Ruston LA 71270 318-251-5800 318-251-4651 Delete 1000 Broadway Minden LA 71055 318-377-4262 Add 1350 East 70th Street Shreveport LA 71105 318-548-8801 N HTTP://WWW.ARGENTFINANCIAL.COM Add WWW.RUSTON.ARGENTADVISORS.COM Add WWW.MONROE.ARGENTADVISORS.COM Carrie Alana Brown
1609 STUBBS AVENUE Monroe LA 71201
318-251-5834 318-324-8098 cbrown@argentadvisors.com
Michael Ray Jones President / Board Member
500 E. Reynolds Drive Ruston LA 71270
318-251-5844 318-251-4651
Amend Argent Financial Group 500 East Reynolds Drive Ruston LA 71270 318-251-5800 318-251-4651 Company Financials and Board Meeting minutes, client files for Mike Jones, Byron Moore, Barry Guinn, Randy Braddock, Lucius McGehee, and Taylor Hanes. Delete Argent Advisors, Inc. 2400 Forsythe Ave. Monroe LA 71201 318-807-4541 Client files for Trey Curtis and Scottie Traylor. Delete Argent Advisors, Inc. 1000 Broadway Minden LA 71055 318-377-4262 Client Files for Ty Pendergrass, Andy Pendergrass, and Jeremy Pendergrass. Argent Trust Company of Oklahoma Y Oklahoma Banking Department OK Argent Trust Company Y Louisiana Office of Financial Institutions LA Highland Capital Management, LLC Y SEC 801-8762 Argent Retirement Plan Advisors, LLC Y SEC 801-78568 Argent Insurance Services, LLC Y National Association of Insurance Commissioners LA Heritage Capital Management, Inc. Y Louisiana Office of Financial Institutions 117498 LA Ameritrust Investment Advisors, Inc. Y Oklahoma 108589 OK Wynden Capital Management, LLC Y SEC 149866 GA December LA 01-01-1996 N 30 2 2 0 2 0 7 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Solicitation Of IAB Y Y N Investment Adviser Banking/Thrift institution Trust Company Insurance company or agency 8 Add Investment Adviser Heritage Capital Management, Inc. Heritage Capital Management, Inc. N N N Add Banking/Thrift institution Argent Trust Company Argent Trust Company N N N Add Investment Adviser Highland Capital Management, LLC Highland Capital Management, LLC N Y N Add Investment Adviser Argent Retirement Plan Advisors LLC Argent Retirement Plan Advisors LLC N Y N Add Insurance company or agency Argent Insurance Services, LLC Argent Insurance Services, LLC N Y N Add Trust Company Argent Trust Company of Oklahoma Argent Trust Company of Oklahoma N Y N Add Investment Adviser Ameritrust Investment Advisers Inc. Ameritrust Investment Advisers Inc. N Y N NewAdd Investment Adviser Pinnacle Wealth LLC Pinnacle Wealth LLC N Y N N Y N N N Y Y Y Y N Y Y N N N Add David Kyle McDonald 2006671 10-21-2005 Mr. McDonald is the CEO of Argent Financial Group, the holding company for Argent Advisors, Inc. 500 East Reynolds Drive Ruston LA 71270 318-251-5800 318-251-4651 INDIRECT OWNER EXPLANATION: There are owners of Argent Financial Group, inc that are shareholders that beneficially own, have the right to vote or have the power to sell or direct the sale of 25% or more of a class of a voting security of the corporation. The largest shareholder is approximately 15% and the second largest is less than 10%. Accordingly, no indirect owners have been reported on Schedule B. N N N N N N N N N N N N N N N N N N N N N N N N N Y Argent Financial Group, Inc. N 72-1173060 Parent Company 03-20-2001 E Y Michael Ray Jones President / Board Member 10-20-2005 A Y 1270369 Dean Stephen Mailhes Managing Director, Investments / Board Member 10-20-2005 NA Y 3260678 Byron Robert Moore Managing Director - Planning GRP/Board Member 10-20-2005 NA Y 2238638 Carrie Alana Brown Chief Compliance Officer 01-20-2016 NA Y 5653005 Argent Financial Group, Inc. N 72-1173060 Parent Company 03-20-2001 E Y Michael Ray Jones President / Board Member 10-20-2005 A Y 1270369 Dean Stephen Mailhes Managing Director, Investments / Board Member 10-20-2005 NA Y 3260678 Byron Robert Moore Managing Director - Planning GRP/Board Member 10-20-2005 NA Y 2238638 Carrie Alana Brown Chief Compliance Officer 01-20-2016 NA Y 5653005 Carrie Brown Carrie Brown Chief Compliance Officer 03-23-2023 N N N N N N N Y N Y Y N Y N N N Y N N N N