MA-A
0001426851
XXXXXXXX
Carrie Brown
318-251-5834
CBrown@argentadvisors.com
sgalletto@stark-stark.com
12-31-2021
Y
Argent Advisors, Inc.
112028
72-1315171
801-60187
112028
1609 STUBBS AVENUE
Monroe
LA
71201
318-324-8000
318-324-8090
Add
2400 Forsythe Ave.
Monroe
LA
71201
318-807-4541
Add
500 East Reynolds Drive
Ruston
LA
71270
318-251-5800
318-251-4651
Delete
1000 Broadway
Minden
LA
71055
318-377-4262
Add
1350 East 70th Street
Shreveport
LA
71105
318-548-8801
N
HTTP://WWW.ARGENTFINANCIAL.COM
Add
WWW.RUSTON.ARGENTADVISORS.COM
Add
WWW.MONROE.ARGENTADVISORS.COM
Carrie
Alana
Brown
1609 STUBBS AVENUE
Monroe
LA
71201
318-251-5834
318-324-8098
cbrown@argentadvisors.com
Michael
Ray
Jones
President / Board Member
500 E. Reynolds Drive
Ruston
LA
71270
318-251-5844
318-251-4651
Amend
Argent Financial Group
500 East Reynolds Drive
Ruston
LA
71270
318-251-5800
318-251-4651
Company Financials and Board Meeting minutes, client files for Mike Jones, Byron Moore, Barry Guinn, Randy Braddock, Lucius McGehee, and Taylor Hanes.
Add
Argent Advisors, Inc.
2400 Forsythe Ave.
Monroe
LA
71201
318-807-4541
Client files for Trey Curtis and Scottie Traylor.
Delete
Argent Advisors, Inc.
1000 Broadway
Minden
LA
71055
318-377-4262
Client Files for Ty Pendergrass, Andy Pendergrass, and Jeremy Pendergrass.
Argent Trust Company of Oklahoma
Y
Oklahoma Banking Department
OK
Argent Trust Company
Y
Louisiana Office of Financial Institutions
LA
Highland Capital Management, LLC
Y
SEC
801-8762
Argent Retirement Plan Advisors, LLC
Y
SEC
801-78568
Argent Insurance Services, LLC
Y
National Association of Insurance Commissioners
LA
Heritage Capital Management, Inc.
Y
Louisiana Office of Financial Institutions
117498
LA
Ameritrust Investment Advisors, Inc.
Y
Oklahoma
108589
OK
Wynden Capital Management, LLC
Y
SEC
149866
GA
December
LA
01-01-1996
N
31
2
2
0
2
0
14
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Solicitation Of IAB
Y
Y
N
Investment Adviser
Banking/Thrift institution
Trust Company
Insurance company or agency
7
Add
Investment Adviser
Heritage Capital Management, Inc.
Heritage Capital Management, Inc.
N
N
N
Add
Banking/Thrift institution
Argent Trust Company
Argent Trust Company
N
N
N
Add
Investment Adviser
Highland Capital Management, LLC
Highland Capital Management, LLC
N
Y
N
Add
Investment Adviser
Argent Retirement Plan Advisors LLC
Argent Retirement Plan Advisors LLC
N
Y
N
Add
Insurance company or agency
Argent Insurance Services, LLC
Argent Insurance Services, LLC
N
Y
N
Add
Trust Company
Argent Trust Company of Oklahoma
Argent Trust Company of Oklahoma
N
Y
N
Add
Investment Adviser
Ameritrust Investment Advisers Inc.
Ameritrust Investment Advisers Inc.
N
Y
N
N
Y
N
N
N
Y
Y
Y
Y
N
Y
Y
N
N
N
Add
David
Kyle
McDonald
2006671
10-21-2005
Mr. McDonald is the CEO of Argent Financial Group, the holding company for Argent Advisors, Inc.
500 East Reynolds Drive
Ruston
LA
71270
318-251-5800
318-251-4651
INDIRECT OWNER EXPLANATION: There are owners of Argent Financial Group, inc that are shareholders that beneficially own, have the right to vote or have the power to sell or direct the sale of 25% or more of a class of a voting security of the corporation. The largest shareholder is approximately 15% and the second largest is less than 10%. Accordingly, no indirect owners have been reported on Schedule B.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Argent Financial Group, Inc.
N
72-1173060
Parent Company
03-20-2001
E
Y
Michael
Ray
Jones
President / Board Member
10-20-2005
A
Y
1270369
Dean
Stephen
Mailhes
Managing Director, Investments / Board Member
10-20-2005
NA
Y
3260678
Byron
Robert
Moore
Managing Director - Planning GRP/Board Member
10-20-2005
NA
Y
2238638
Carrie
Alana
Brown
Chief Compliance Officer
01-20-2016
NA
Y
5653005
Argent Financial Group, Inc.
N
72-1173060
Parent Company
03-20-2001
E
Y
Michael
Ray
Jones
President / Board Member
10-20-2005
A
Y
1270369
Dean
Stephen
Mailhes
Managing Director, Investments / Board Member
10-20-2005
NA
Y
3260678
Byron
Robert
Moore
Managing Director - Planning GRP/Board Member
10-20-2005
NA
Y
2238638
Carrie
Alana
Brown
Chief Compliance Officer
01-20-2016
NA
Y
5653005
Carrie Brown
Carrie Brown
Chief Compliance Officer
03-16-2022
N
N
N
N
N
N
N
Y
N
Y
Y
N
Y
N
N
N
Y
N
N
N
N