-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOZpAPCGAmLiNmJ88qbChFTes4szED8fAxUk90DQuaZm2vag/DGY6B/BLl9r1nBr Qs9gETmkAa/RM3qPASAsAA== 0000919574-08-007829.txt : 20081113 0000919574-08-007829.hdr.sgml : 20081113 20081113153144 ACCESSION NUMBER: 0000919574-08-007829 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001426774 IRS NUMBER: 208927711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12784 FILM NUMBER: 081184816 BUSINESS ADDRESS: STREET 1: 1020 SIXTH AVENUE SUITE 4103 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-6544 MAIL ADDRESS: STREET 1: 1020 SIXTH AVENUE SUITE 4103 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 d936315_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: R.M. Sincerbeaux Capital Management LLC Address: 1120 Sixth Avenue, Suite 4103 New York, New York 10036 13F File Number: 28-12784 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard M. Sincerbeaux Title: Managing Member Phone: (212) 626-6544 Signature, Place and Date of Signing: /s/ Richard M. Sincerbeaux New York, New York November 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $92,036 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABS COM 002824100 1,025 17,800 SH SOLE NONE 17,800 ALTRIA GROUP INC COM 02209S103 367 18,500 SH SOLE NONE 18,500 AMERICAN INTL GROUP INC COM 026874107 183 54,890 SH SOLE NONE 54,890 AUTOMATIC DATA PROCESSING IN COM 053015103 4,366 102,133 SH SOLE NONE 102,133 BANK OF AMERICA CORPORATION COM 060505104 2,782 79,493 SH SOLE NONE 79,493 BARR PHARMACEUTICALS INC COM 068306109 3,546 54,300 SH SOLE NONE 54,300 BOEING CO COM 097023105 447 7,800 SH SOLE NONE 7,800 BP PLC SPONSORED ADR 055622104 289 5,756 SH SOLE NONE 5,756 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 341 22,175 SH SOLE NONE 22,175 CBL & ASSOC PPTYS INC COM 124830100 704 35,050 SH SOLE NONE 35,050 CHEVRON CORP NEW COM 166764100 721 8,742 SH SOLE NONE 8,742 CISCO SYS INC COM 17275R102 2,283 101,200 SH SOLE NONE 101,200 CITIGROUP INC COM 172967101 1,820 88,757 SH SOLE NONE 88,757 COACH INC COM 189754104 225 9,000 SH SOLE NONE 9,000 COCA COLA CO COM 191216100 1,971 37,280 SH SOLE NONE 37,280 COLGATE PALMOLIVE CO COM 194162103 618 8,200 SH SOLE NONE 8,200 CONOCOPHILLIPS COM 20825C104 923 12,600 SH SOLE NONE 12,600 DELL INC COM 24702R101 515 31,243 SH SOLE NONE 31,243 EBAY INC COM 278642103 2,614 116,800 SH SOLE NONE 116,800 LILLY ELI & CO CMN COM 532457108 346 7,864 SH SOLE NONE 7,864 E M C CORP MASS COM 268648102 2,005 167,666 SH SOLE NONE 167,666 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1,939 46,319 SH SOLE NONE 46,319 EXXON MOBIL CORP COM 30231G102 3,543 45,626 SH SOLE NONE 45,626 FEDERAL NATL MTG ASSN COM 313586109 17 10,821 SH SOLE NONE 10,821 GENENTECH INC COM NEW 368710406 4,381 49,400 SH SOLE NONE 49,400 GENERAL DYNAMICS CORP COM 369550108 294 4,000 SH SOLE NONE 4,000 GENERAL ELECTRIC CO COM 369604103 4,072 159,702 SH SOLE NONE 159,702 GENERAL GROWTH PPTYS INC COM 370021107 159 10,500 SH SOLE NONE 10,500 GOLDMAN SACHS GROUP INC COM 38141G104 1,511 11,805 SH SOLE NONE 11,805 HCP INC COM 40414L109 315 7,844 SH SOLE NONE 7,844 HUGOTON RTY TR TEX UNIT BEN INT 444717102 201 7,500 SH SOLE NONE 7,500 INTEL CORP COM 458140100 1,139 60,800 SH SOLE NONE 60,800 INTERNATIONAL BUSINESS MACHS COM 459200101 5,088 43,500 SH SOLE NONE 43,500 ISTAR FINL INC COM 45031U101 470 180,700 SH SOLE NONE 180,700 JPMORGAN & CHASE & CO COM 46625H100 1,240 26,544 SH SOLE NONE 26,544 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 950 18,250 SH SOLE NONE 18,250 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4,524 91,954 SH SOLE NONE 91,954 KRAFT FOODS INC CL A 50075N104 407 12,420 SH SOLE NONE 12,420 LINEAR TECHNOLOGY CORP COM 535678106 5,511 179,740 SH SOLE NONE 179,740 MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907R108 1,223 71,200 SH SOLE NONE 71,200 MEDCO HEALTH SOLUTIONS INC COM 58405U102 217 4,824 SH SOLE NONE 4,824 MEDTRONIC INC COM 585055106 4,406 87,950 SH SOLE NONE 87,950 MERCK & CO INC COM 589331107 696 22,064 SH SOLE NONE 22,064 MERRILL LYNCH & CO INC COM 590188108 557 22,000 SH SOLE NONE 22,000 MICROSOFT CORP COM 594918104 3,942 147,700 SH SOLE NONE 147,700 MONSANTO CO NEW COM 61166W101 534 5,400 SH SOLE NONE 5,400 PEPSICO INC COM 713448108 214 3,000 SH SOLE NONE 3,000 PFIZER INC COM 717081103 2,220 120,400 SH SOLE NONE 120,400 PHILIP MORRIS INTL INC COM 718172109 774 16,100 SH SOLE NONE 16,100 QUALCOMM INC COM 747525103 662 15,400 SH SOLE NONE 15,400 SCHERING PLOUGH CORP COM 806605101 185 10,000 SH SOLE NONE 10,000 SCHLUMBERGER LTD COM 806857108 547 7,000 SH SOLE NONE 7,000 TARGET CORP COM 87612E106 476 9,700 SH SOLE NONE 9,700 HOME DEPOT INC COM 437076102 627 24,200 SH SOLE NONE 24,200 TRAVELERS COMPANIES INC COM 89417E109 243 5,386 SH SOLE NONE 5,386 TIME WARNER INC COM 887317105 131 10,000 SH SOLE NONE 10,000 TRANSOCEAN INC NEW SHS G90073100 1,196 10,891 SH SOLE NONE 10,891 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 334 15,102 SH SOLE NONE 15,102 VORNADO RLTY TR SH BEN INT 929042109 1,124 12,362 SH SOLE NONE 12,362 WAL MART STORES INC COM 931142103 4,306 71,900 SH SOLE NONE 71,900 WESTERN UN CO COM 959802109 2,412 97,753 SH SOLE NONE 97,753 WYETH COM 983024100 739 20,000 SH SOLE NONE 20,000 WYNDHAM WORLDWIDE CORP COM 98310W108 419 26,690 SH SOLE NONE 26,690
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