0001426665-17-000006.txt : 20170511 0001426665-17-000006.hdr.sgml : 20170511 20170511110623 ACCESSION NUMBER: 0001426665-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 17832959 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426665 XXXXXXXX 03-31-2017 03-31-2017 false Algebris Investments (UK) LLP

7 Clifford Street London X0 W1S 2FT

13F HOLDINGS REPORT 028-12922 N Peter Butler 44-20-7851-1740 /s/ Peter Butler London X0 05-11-2017 0 69 926331 false INFORMATION TABLE 2 Form13fInfoTable.xml ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 4025 176164 SH SOLE 176164 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 16816 566200 SH SOLE 566200 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2227 75000 SH Call SOLE 0 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 563 36000 SH SOLE 36000 0 0 CBL & ASSOC PPTYS INC COM 124830100 531 55700 SH SOLE 55700 0 0 CNO FINL GROUP INC COM 12621E103 1499 73100 SH SOLE 73100 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 12918 150000 SH Put SOLE 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 4025 46450 SH SOLE 46450 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 5712 358097 SH SOLE 358097 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1595 100000 SH Call SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 1820 23000 SH SOLE 23000 0 0 CITIGROUP INC COM NEW 172967424 23170 387323 SH SOLE 387323 0 0 CITIGROUP INC COM NEW 172967424 8016 134000 SH Call SOLE 0 0 0 COHEN & STEERS INC COM 19247A100 2614 65393 SH SOLE 65393 0 0 CREDIT ACCEP CORP MICH COM 225310101 2493 12500 SH Put SOLE 0 0 0 DISCOVER FINL SVCS COM 254709108 11548 168850 SH SOLE 168850 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 7760 222400 SH SOLE 222400 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 7132 8000000 PRN SOLE 8000000 0 0 FIFTH THIRD BANCORP COM 316773100 8428 331800 SH SOLE 331800 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2550 11100 SH Call SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1149 5000 SH Put SOLE 0 0 0 BANC OF CALIFORNIA INC COM 05990K106 1035 50000 SH Put SOLE 0 0 0 HSBC HLDGS PLC NOTE 6.875%12/3 404280BC2 62857 59000000 PRN SOLE 59000000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4326 90000 SH Call SOLE 0 0 0 HUNTINGTON BANCSHARES INC COM 446150104 7603 567800 SH SOLE 567800 0 0 ING GROEP N V DBCV 6.000%12/3 456837AE3 2245 2250000 PRN SOLE 2250000 0 0 ING GROEP N V DBCV 6.500%12/3 456837AF0 29618 29750000 PRN SOLE 29750000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 19695 500000 SH Put SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 130606 950000 SH Put SOLE 0 0 0 ISHARES TR MIN VOL USA ETF 46429B697 7826 164000 SH Put SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 6096 69400 SH SOLE 69400 0 0 BANK AMER CORP COM 060505104 6551 277688 SH SOLE 277688 0 0 JPMORGAN CHASE & CO COM 46625H100 4989 56800 SH Call SOLE 0 0 0 LEGG MASON INC COM 524901105 3598 99650 SH SOLE 99650 0 0 LINCOLN NATL CORP IND COM 534187109 3472 53050 SH SOLE 53050 0 0 MGIC INVT CORP WIS COM 552848103 5612 554000 SH SOLE 554000 0 0 MANULIFE FINL CORP COM 56501R106 4463 251900 SH SOLE 251900 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1046 9300 SH SOLE 9300 0 0 METLIFE INC COM 59156R108 13529 256130 SH SOLE 256130 0 0 METLIFE INC COM 59156R108 5282 100000 SH Call SOLE 0 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 26107 26997000 PRN SOLE 26997000 0 0 POPULAR INC COM NEW 733174700 3324 81616 SH SOLE 81616 0 0 BANK AMER CORP COM 060505104 11087 470000 SH Call SOLE 0 0 0 REGIONS FINL CORP NEW COM 7591EP100 6152 423400 SH SOLE 423400 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 16584 228000 SH Put SOLE 0 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 16885 666080 SH SOLE 666080 0 0 ROYAL BK SCOTLAND GROUP PLC NOTE 8.625%12/3 780097BB6 101304 96950000 PRN SOLE 96950000 0 0 ROYAL BK OF SCOTLAND PLC DEBT 7.500%12/3 780099CJ4 46202 46800000 PRN SOLE 46800000 0 0 ROYAL BK OF SCOTLAND PLC NOTE 8.000%12/3 780099CK1 34146 34200000 PRN SOLE 34200000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4882 89400 SH SOLE 89400 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 3277 60000 SH Put SOLE 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 14881 272500 SH Call SOLE 0 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1814 44450 SH SOLE 44450 0 0 BANK NEW YORK MELLON CORP COM 064058100 6943 147000 SH SOLE 147000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 51541 2172000 SH Put SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1514 8800 SH SOLE 8800 0 0 STATE STR CORP COM 857477103 2989 37550 SH SOLE 37550 0 0 TCF FINL CORP COM 872275102 1521 89350 SH SOLE 89350 0 0 VISA INC COM CL A 92826C839 982 11050 SH SOLE 11050 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 476 17000 SH SOLE 17000 0 0 WELLS FARGO & CO NEW COM 949746101 25712 461950 SH SOLE 461950 0 0 WELLS FARGO & CO NEW COM 949746101 4453 80000 SH Call SOLE 0 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746804 18957 15300 SH SOLE 15300 0 0 SOCIETE GENERALE DEBT 8.250%12/3 F849BQAA2 26816 25590000 PRN SOLE 25590000 0 0 BARCLAYS PLC NOTE 8.250%12/3 06738EAA3 25081 23800000 PRN SOLE 23800000 0 0 BARCLAYS PLC NOTE 6.625%12/3 06738EAB1 11482 11500000 PRN SOLE 11500000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4167 25000 SH Put SOLE 0 0 0 ABB LTD SPONSORED ADR 000375204 3978 170000 SH Call SOLE 0 0 0 PENNYMAC MTG INVT TR COM 70931T103 6037 225000 SH SOLE 225000 0 0