0001426665-16-000017.txt : 20161114
0001426665-16-000017.hdr.sgml : 20161111
20161114080200
ACCESSION NUMBER: 0001426665-16-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Algebris Investments (UK) LLP
CENTRAL INDEX KEY: 0001426665
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12922
FILM NUMBER: 161990669
BUSINESS ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
BUSINESS PHONE: 44-0-207-851-1740
MAIL ADDRESS:
STREET 1: 7 CLIFFORD STREET
CITY: LONDON
STATE: X0
ZIP: W1S 2FT
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001426665
XXXXXXXX
09-30-2016
09-30-2016
false
Algebris Investments (UK) LLP
7 Clifford Street
London
X0
W1S 2FT
13F HOLDINGS REPORT
028-12922
N
Peter Butler
Head of Compliance
44-20-7851-1759
/s/ Peter Butler
London
X0
11-11-2016
0
63
570405
false
INFORMATION TABLE
2
Form13fInfoTable.xml
SKYWORKS SOLUTIONS INC
COM
83088M102
495
6500
SH
Put
SOLE
0
0
0
BARCLAYS PLC
PRFD 6.625%12/3
06738EAB1
10586
11500000
PRN
SOLE
11500000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
4373
171300
SH
SOLE
171300
0
0
CALATLANTIC GROUP INC
COM
128195104
742
22200
SH
SOLE
22200
0
0
CAPITAL ONE FINL CORP
COM
14040H105
4003
55733
SH
SOLE
55733
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
4693
301381
SH
SOLE
301381
0
0
CITIGROUP INC
COM NEW
172967424
14288
302518
SH
SOLE
302518
0
0
CITIZENS FINL GROUP INC
COM
174610105
1562
63200
SH
SOLE
63200
0
0
D R HORTON INC
COM
23331A109
536
17750
SH
SOLE
17750
0
0
FNB CORP PA
COM
302520101
788
64100
SH
SOLE
64100
0
0
FCB FINL HLDGS INC
CL A
30255G103
442
11500
SH
SOLE
11500
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
521
3600
SH
SOLE
3600
0
0
FIFTH THIRD BANCORP
COM
316773100
2956
144463
SH
SOLE
144463
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
6767
1369890
SH
SOLE
1369890
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
403
2500
SH
SOLE
2500
0
0
HSBC HLDGS PLC
NOTE 6.875%12/3
404280BC2
85932
81900000
PRN
SOLE
81900000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
698
16300
SH
SOLE
16300
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
2963
300550
SH
SOLE
300550
0
0
ING GROEP N V
SPONSORED ADR
456837103
1832
148500
SH
SOLE
148500
0
0
ING GROEP N V
DBCV 6.000%12/3
456837AE3
5122
5250000
PRN
SOLE
5250000
0
0
ING GROEP N V
DBCV 6.500%12/3
456837AF0
33866
34750000
PRN
SOLE
34750000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
8501
227000
SH
Put
SOLE
0
0
0
ALLY FINL INC
COM
02005N100
496
25500
SH
SOLE
25500
0
0
ISHARES
MSCI EURO FL ETF
464289180
686
40000
SH
SOLE
40000
0
0
JPMORGAN CHASE & CO
COM
46625H100
869
13049
SH
SOLE
13049
0
0
JPMORGAN CHASE & CO
COM
46625H100
3995
60000
SH
Put
SOLE
0
0
0
KKR & CO L P DEL
COM UNITS
48248M102
8017
562220
SH
SOLE
562220
0
0
KEYCORP NEW
COM
493267108
4399
361500
SH
SOLE
361500
0
0
LENNAR CORP
CL A
526057104
1029
24300
SH
SOLE
24300
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
451
24300
SH
SOLE
24300
0
0
M & T BK CORP
COM
55261F104
1496
12883
SH
SOLE
12883
0
0
MGIC INVT CORP WIS
COM
552848103
2394
299200
SH
SOLE
299200
0
0
MANULIFE FINL CORP
COM
56501R106
1980
140408
SH
SOLE
140408
0
0
AMAZON COM INC
COM
023135106
17835
21300
SH
Put
SOLE
0
0
0
METLIFE INC
COM
59156R108
3947
88830
SH
SOLE
88830
0
0
METLIFE INC
COM
59156R108
1777
40000
SH
Call
SOLE
0
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3950
43850
SH
SOLE
43850
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
16275
16997000
PRN
SOLE
16997000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2018
17000
SH
Put
SOLE
0
0
0
PRUDENTIAL FINL INC
COM
744320102
5067
62060
SH
SOLE
62060
0
0
RADIAN GROUP INC
COM
750236101
1215
89694
SH
SOLE
89694
0
0
REGIONS FINL CORP NEW
COM
7591EP100
1477
149600
SH
SOLE
149600
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
3095
50000
SH
Put
SOLE
0
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097739
9552
378313
SH
SOLE
378313
0
0
BANCO SANTANDER SA
ADR
05964H105
1251
283600
SH
SOLE
283600
0
0
ROYAL BK SCOTLAND GROUP PLC
NOTE 8.625%12/3
780097BB6
91427
92300000
PRN
SOLE
92300000
0
0
ROYAL BK OF SCOTLAND PLC
DEBT 7.500%12/3
780099CJ4
42613
46800000
PRN
SOLE
46800000
0
0
ROYAL BK OF SCOTLAND PLC
NOTE 8.000%12/3
780099CK1
32030
34200000
PRN
SOLE
34200000
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
2993
70800
SH
SOLE
70800
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
4227
100000
SH
Call
SOLE
0
0
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
348
28650
SH
SOLE
28650
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
676
42000
SH
SOLE
42000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
12786
662500
SH
Put
SOLE
0
0
0
TOLL BROTHERS INC
COM
889478103
543
18200
SH
SOLE
18200
0
0
TWITTER INC
COM
90184L102
864
37500
SH
Call
SOLE
0
0
0
BANK AMER CORP
COM
060505104
11488
734088
SH
SOLE
734088
0
0
VOYA FINL INC
COM
929089100
6296
218450
SH
SOLE
218450
0
0
WELLS FARGO & CO NEW
COM
949746101
13273
299750
SH
SOLE
299750
0
0
SOCIETE GENERALE
DEBT 8.250%12/3
F849BQAA2
31175
30590000
PRN
SOLE
30590000
0
0
LAZARD LTD
SHS A
G54050102
2999
82492
SH
SOLE
82492
0
0
BANK AMER CORP
COM
060505104
1956
125000
SH
Call
SOLE
0
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
392
84800
SH
SOLE
84800
0
0
BARCLAYS PLC
NOTE 8.250%12/3
06738EAA3
28976
28800000
PRN
SOLE
28800000
0
0