0001426665-16-000013.txt : 20160512 0001426665-16-000013.hdr.sgml : 20160512 20160512101155 ACCESSION NUMBER: 0001426665-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris Investments (UK) LLP CENTRAL INDEX KEY: 0001426665 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12922 FILM NUMBER: 161642057 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT BUSINESS PHONE: 44-0-207-851-1740 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2FT 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001426665 XXXXXXXX 03-31-2016 03-31-2016 false Algebris Investments (UK) LLP

7 Clifford Street London X0 W1S 2FT

13F HOLDINGS REPORT 028-12922 N Angus Milne 44-20-7440-2330 /s/ Angus Milne London X0 05-12-2016 0 51 272857 false INFORMATION TABLE 2 Form13fInfoTable.xml ALLY FINL INC COM 02005N100 957 51100 SH SOLE 51100 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 3400 126577 SH SOLE 126577 0 0 CAPITAL ONE FINL CORP COM 14040H105 2267 32709 SH SOLE 32709 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 15518 919306 SH SOLE 919306 0 0 CITIGROUP INC COM NEW 172967424 12052 288668 SH SOLE 288668 0 0 CITIGROUP INC COM NEW 172967424 4175 100000 SH Call SOLE 0 0 0 CITIZENS FINL GROUP INC COM 174610105 1825 87100 SH SOLE 87100 0 0 COMERICA INC COM 200340107 736 19435 SH SOLE 19435 0 0 DISCOVER FINL SVCS COM 254709108 8965 176055 SH SOLE 176055 0 0 FIFTH THIRD BANCORP COM 316773100 4624 277063 SH SOLE 277063 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 6027 1260940 SH SOLE 1260940 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1231 66100 SH SOLE 66100 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 816 5200 SH SOLE 5200 0 0 HERCULES CAPITAL INC COM 427096508 386 32112 SH SOLE 32112 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4283 449000 SH SOLE 449000 0 0 ING GROEP N V DBCV 6.000%12/2 456837AE3 9183 9750000 PRN SOLE 9750000 0 0 ING GROEP N V DBCV 6.500%12/2 456837AF0 34236 37100000 PRN SOLE 37100000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 9966 128000 SH Put SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 7850 132549 SH SOLE 132549 0 0 JPMORGAN CHASE & CO COM 46625H100 5999 101300 SH Call SOLE 0 0 0 KKR & CO L P DEL COM UNITS 48248M102 15208 1035270 SH SOLE 1035270 0 0 KEYCORP NEW COM 493267108 5535 501400 SH SOLE 501400 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 812 55300 SH SOLE 55300 0 0 LINCOLN NATL CORP IND COM 534187109 3128 79800 SH SOLE 79800 0 0 METLIFE INC COM 59156R108 10107 230010 SH SOLE 230010 0 0 MORGAN STANLEY COM NEW 617446448 2500 99950 SH SOLE 99950 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 1045 240250 SH SOLE 240250 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 217 50000 SH Call SOLE 0 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 15127 16997000 PRN SOLE 16997000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 1085 27500 SH Call SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 10511 145545 SH SOLE 145545 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 4603 80000 SH Put SOLE 0 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 3334 131000 SH SOLE 131000 0 0 AMERIPRISE FINL INC COM 03076C106 2971 31600 SH SOLE 31600 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 9812 394204 SH SOLE 394204 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 2130 70125 SH SOLE 70125 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2250 100000 SH Put SOLE 0 0 0 STARWOOD PPTY TR INC COM 85571B105 3493 184525 SH SOLE 184525 0 0 STATE STR CORP COM 857477103 398 6800 SH SOLE 6800 0 0 TWITTER INC COM 90184L102 190 11500 SH SOLE 11500 0 0 US BANCORP DEL COM NEW 902973304 3682 90700 SH SOLE 90700 0 0 WP GLIMCHER IN COM 92939N102 381 40100 SH SOLE 40100 0 0 WELLS FARGO & CO NEW COM 949746101 7577 156670 SH SOLE 156670 0 0 INVESCO LTD SHS G491BT108 1808 58750 SH SOLE 58750 0 0 BANK AMER CORP COM 060505104 12070 892738 SH SOLE 892738 0 0 BANK AMER CORP *W EXP 01/16/201 060505146 215 55200 SH SOLE 55200 0 0 BANK NEW YORK MELLON CORP COM 064058100 586 15900 SH SOLE 15900 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7094 50000 SH Put SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2889 103000 SH SOLE 103000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 611 25000 SH SOLE 25000 0 0 VOYA FINL INC COM 929089100 6994 234950 SH SOLE 234950 0 0