NT 10-Q 1 tm2111737d3_nt10.htm FORM 12B-25

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

SEC File Number:

000-54391

 

NOTIFICATION OF LATE FILING

 

(Check One):

¨ Form 10-K     ¨ Form 20-F     ¨ Form 11-K     x Form 10-Q     ¨ Form 10-D     ¨ Form N-SAR

¨ Form N-CSR

 

For Period Ended: March 31, 2021

 

¨ Transition Report on Form 10-K

¨ Transition Report on Form 20-F

¨ Transition Report on Form 11-K

¨ Transition Report on Form 10-Q

¨ Transition Report on Form N-SAR

For the Transition Period Ended: ________________________

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:

 

PART I -- REGISTRANT INFORMATION

 

SMG Industries, Inc.

Full Name of Registrant

____________________________

Former Name if Applicable

 

710 N. Post Oak Road, Suite 315

Address of Principal Executive Office (Street and Number)

 

Houston, Texas 77024

City, State and Zip Code

 

PART II -- RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

x (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
  (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

 

 

PART III-- NARRATIVE

 

State below in reasonable detail why the Form 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition report portion thereof, could not be filed within the prescribed time period. (Attach extra sheets if needed.)

 

The compilation, dissemination and review of the information required to be presented in the Quarterly Report on Form 10-Q for the period ended March 31, 2021 could not be completed and filed by May 17, 2021, without undue hardship and expense to the registrant. The registrant currently anticipates that it will file its Quarterly Report on Form10-Q for the period ended March 31, 2021 within the applicable “grace” period provided by Securities Exchange Act Rule 12b-25.

 

PART IV -- OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

Jeffrey Martini   713   821-3153
(Name)   (Area Code)   (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).      x Yes     ¨ No

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

x Yes     ¨ No

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

In February 2020, the Company acquired all of the membership interests of each of 5J Oilfield Services LLC and 5J Trucking LLC. As a result of the acquisition of the 5J entities, our results of operations for the period ended March 31, 2021 have significantly changed from the corresponding period in 2020. Additionally, as a result of the sale of MG Cleaners LLC in December 2020 and the classification of certain other operations as discontinued operations as of December 31, 2020, our results of operations for the period ended March 31, 2021 has changed significantly from the period ended March 31, 2020.

 

SMG Industries, Inc.

(Name of Registrant as Specified in Charter)

 

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date:  May 17, 2021 By:  /s/ Jeffrey Martini
    Jeffrey Martini
    Chief Executive Officer