0001689923-23-000016.txt : 20230221 0001689923-23-000016.hdr.sgml : 20230221 20230221202231 ACCESSION NUMBER: 0001689923-23-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230220 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lal Christopher M CENTRAL INDEX KEY: 0001426395 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 23650245 MAIL ADDRESS: STREET 1: 903 CALLE AMANECER STREET 2: SUITE 100 CITY: SAN CLEMENTE STATE: CA ZIP: 92673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_167702890967991.xml FORM 4 X0306 4 2023-02-20 0 0001689923 Alteryx, Inc. AYX 0001426395 Lal Christopher M C/O ALTERYX, INC. 17200 LAGUNA CANYON ROAD IRVINE CA 92618 0 1 0 0 CLO & Corp. Secretary Class A Common Stock 2023-02-20 4 A 0 9240 67.01 A 97099 D Represents an award of performance-based restricted stock units ("PRSUs"). These PRSUs were earned upon the satisfaction of a performance-based condition. The performance-based condition was satisfied by the achievement of an annual recurring revenue target during the performance period of January 1, 2022 through December 31, 2022, subject to the status of "Participant's Service" (as defined in the Amended & Restated 2017 Equity Incentive Plan) through the certification date by the Issuer's Compensation Committee. The PRSUs will vest as follows: (a) 4/12 of the earned PRSUs will vest on March 1, 2023 ("Vesting Start Date") and, thereafter (b) 1/12 of the earned PRSUs will vest on each of the eight (8) designated quarterly vesting dates following the Vesting Start Date, subject to the status of "Participant's Service" on each vesting date. Each PRSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Includes (i) 58,636 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 1,278 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2023. /s/ Christopher M. Lal 2023-02-21