0000950123-17-010263.txt : 20171113 0000950123-17-010263.hdr.sgml : 20171110 20171113104118 ACCESSION NUMBER: 0000950123-17-010263 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 171194029 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001426319 XXXXXXXX 09-30-2017 09-30-2017 Spears Abacus Advisors LLC

147 East 48th Street NEW YORK NY 10017

13F HOLDINGS REPORT 028-12956 N Robert Raich 212-230-9800 /s/ Robert Raich New York NY 11-13-2017 0 153 835861 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579y101 1209 5761 SH SOLE 5761 0 0 ABBVIE INC COM 00287Y109 286 3216 SH SOLE 3216 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 434 3215 SH SOLE 3215 0 0 ADIENT PLC ORD SHS g0084w101 3768 44859 SH SOLE 44492 0 367 AFFILIATED MANAGERS GROUP COM 008252108 221 1165 SH SOLE 1165 0 0 AIR PRODS & CHEMS INC COM 009158106 200 1325 SH SOLE 1325 0 0 ALLERGAN PLC SHS g0177j108 20982 102374 SH SOLE 101709 0 665 ALPHABET INC CAP STK CL A 02079k305 19255 19775 SH SOLE 19615 0 160 ALPHABET INC CAP STK CL C 02079k107 18492 19280 SH SOLE 19157 0 123 ALTRIA GROUP INC COM 02209s103 234 3691 SH SOLE 3691 0 0 AMERICAN ELEC PWR INC COM 025537101 306 4350 SH SOLE 4350 0 0 AMERICAN EXPRESS CO COM 025816109 502 5552 SH SOLE 5552 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 33546 546443 SH SOLE 540943 0 5500 ANNALY CAP MGMT INC COM 035710409 334 27410 SH SOLE 27410 0 0 AON PLC SHS CL A G0408V102 2928 20041 SH SOLE 20041 0 0 APACHE CORP COM 037411105 444 9700 SH SOLE 9700 0 0 APPLE INC COM 037833100 29739 192959 SH SOLE 191459 0 1500 ARAMARK COM 03852U106 1131 27860 SH SOLE 27860 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1207 11039 SH SOLE 11039 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 4093 71414 SH SOLE 71414 0 0 BALL CORP COM 058498106 21405 518284 SH SOLE 513884 0 4400 BANK NEW YORK MELLON CORP COM 064058100 597 11262 SH SOLE 11262 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1374 5 SH SOLE 5 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2589 14124 SH SOLE 14124 0 0 BIOGEN INC COM 09062x103 2228 7115 SH SOLE 7115 0 0 BOEING CO COM 097023105 572 2250 SH SOLE 2250 0 0 BRIGHTHOUSE FINL INC COM 10922n103 2368 38951 SH SOLE 38570 0 381 BRISTOL MYERS SQUIBB CO COM 110122108 913 14330 SH SOLE 14330 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 555 6870 SH SOLE 6870 0 0 CIT GROUP INC COM NEW 125581801 29086 592992 SH SOLE 586292 0 6700 CABOT OIL & GAS CORP COM 127097103 267 10000 SH SOLE 10000 0 0 CELGENE CORP COM 151020104 28111 192779 SH SOLE 190579 0 2200 CENTURYLINK INC COM 156700106 232 12290 SH SOLE 12290 0 0 CHUBB LIMITED COM h1467j104 41078 288166 SH SOLE 286176 0 1990 CISCO SYS INC COM 17275R102 276 8216 SH SOLE 8216 0 0 CITIGROUP INC COM NEW 172967424 32173 442297 SH SOLE 438877 0 3420 COCA COLA CO COM 191216100 282 6267 SH SOLE 6267 0 0 COLGATE PALMOLIVE CO COM 194162103 486 6666 SH SOLE 6666 0 0 COMCAST CORP NEW CL A 20030n101 41313 1073621 SH SOLE 1063721 0 9900 CONOCOPHILLIPS COM 20825C104 888 17749 SH SOLE 17749 0 0 COSTCO WHSL CORP NEW COM 22160k105 230 1400 SH SOLE 1400 0 0 COVANTA HLDG CORP COM 22282e102 315 21210 SH SOLE 21210 0 0 CROWN CASTLE INTL CORP NEW COM 22822v101 1172 11725 SH SOLE 11725 0 0 CSX CORP COM 126408103 555 10223 SH SOLE 10223 0 0 CVS HEALTH CORP COM 126650100 1051 12925 SH SOLE 12925 0 0 D R HORTON INC COM 23331A109 299 7500 SH SOLE 7500 0 0 DANAHER CORP DEL COM 235851102 28801 335756 SH SOLE 332756 0 3000 DELPHI AUTOMOTIVE PLC SHS g27823106 39886 405348 SH SOLE 401848 0 3500 DELTA AIR LINES INC DEL COM NEW 247361702 22402 464569 SH SOLE 460469 0 4100 DISNEY WALT CO COM DISNEY 254687106 338 3424 SH SOLE 3424 0 0 DOWDUPONT INC COM 26078J100 342 4933 SH SOLE 4933 0 0 ENDO INTL PLC SHS g30401106 160 18724 SH SOLE 18724 0 0 EOG RES INC COM 26875P101 394 4070 SH SOLE 4070 0 0 EVEREST RE GROUP LTD COM G3223R108 351 1539 SH SOLE 1539 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 205 3245 SH SOLE 3245 0 0 EXXON MOBIL CORP COM 30231g102 2797 34123 SH SOLE 34123 0 0 FEDEX CORP COM 31428X106 248 1100 SH SOLE 1100 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 504 5400 SH SOLE 5400 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 510 296500 SH SOLE 296500 0 0 FORTIVE CORP COM 34959j108 11018 155638 SH SOLE 154138 0 1500 FRANKLIN RES INC COM 354613101 332 7449 SH SOLE 7449 0 0 FUSION TELECOMM INTL INC COM NEW 36113B400 544 200000 SH SOLE 200000 0 0 GENERAL ELECTRIC CO COM 369604103 30159 1247258 SH SOLE 1237458 0 9800 GILEAD SCIENCES INC COM 375558103 25615 316154 SH SOLE 314654 0 1500 GOLDMAN SACHS GROUP INC COM 38141g104 484 2040 SH SOLE 2040 0 0 HERSHEY CO COM 427866108 248 2276 SH SOLE 2276 0 0 HOME DEPOT INC COM 437076102 839 5130 SH SOLE 5130 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1236 8517 SH SOLE 8517 0 0 INTEL CORP COM 458140100 471 12364 SH SOLE 12364 0 0 JOHNSON & JOHNSON COM 478160104 6682 51399 SH SOLE 51399 0 0 JOHNSON CTLS INTL PLC SHS g51502105 2678 66469 SH SOLE 62792 0 3677 JPMORGAN CHASE & CO COM 46625h100 23269 243624 SH SOLE 241724 0 1900 KIMBERLY CLARK CORP COM 494368103 609 5176 SH SOLE 5176 0 0 KINDER MORGAN INC DEL COM 49456b101 1472 76741 SH SOLE 76741 0 0 KRAFT HEINZ CO COM 500754106 728 9383 SH SOLE 9383 0 0 LILLY ELI & CO COM 532457108 445 5200 SH SOLE 5200 0 0 MARKEL CORP COM 570535104 986 923 SH SOLE 923 0 0 MASTERCARD INCORPORATED CL A 57636Q104 455 3219 SH SOLE 3219 0 0 MATTEL INC COM 577081102 15052 972320 SH SOLE 964620 0 7700 MCDONALDS CORP COM 580135101 251 1600 SH SOLE 1600 0 0 MERCK & CO INC COM 58933Y105 1739 27166 SH SOLE 27166 0 0 METLIFE INC COM 59156r108 22674 436462 SH SOLE 432262 0 4200 MICROSOFT CORP COM 594918104 40378 542065 SH SOLE 537785 0 4280 MONDELEZ INTL INC CL A 609207105 203 4991 SH SOLE 4991 0 0 NEW YORK TIMES CO CL A 650111107 251 12786 SH SOLE 12786 0 0 ORACLE CORP COM 68389x105 37113 767591 SH SOLE 761121 0 6470 PACKAGING CORP AMER COM 695156109 510 4450 SH SOLE 4450 0 0 PEPSICO INC COM 713448108 806 7234 SH SOLE 7234 0 0 PFIZER INC COM 717081103 370 10366 SH SOLE 10366 0 0 PHILIP MORRIS INTL INC COM 718172109 892 8039 SH SOLE 8039 0 0 PHILLIPS 66 COM 718546104 1087 11866 SH SOLE 11866 0 0 PIONEER NAT RES CO COM 723787107 378 2561 SH SOLE 2561 0 0 PRAXAIR INC COM 74005P104 237 1696 SH SOLE 1696 0 0 PROCTER AND GAMBLE CO COM 742718109 1842 20248 SH SOLE 20248 0 0 REGIONS FINL CORP NEW COM 7591EP100 853 56016 SH SOLE 56016 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 204 1513 SH SOLE 1513 0 0 ROCKWELL COLLINS INC COM 774341101 203 1550 SH SOLE 1550 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5858 96701 SH SOLE 96701 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6476 103550 SH SOLE 103550 0 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 495 4700 SH SOLE 4700 0 0 S&P GLOBAL INC COM 78409V104 250 1600 SH SOLE 1600 0 0 SCHLUMBERGER LTD COM 806857108 16182 231962 SH SOLE 230062 0 1900 SHERWIN WILLIAMS CO COM 824348106 321 896 SH SOLE 896 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 279 8700 SH SOLE 8700 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 522 18300 SH SOLE 18300 0 0 STARBUCKS CORP COM 855244109 1184 22049 SH SOLE 22049 0 0 STATE STR CORP COM 857477103 717 7500 SH SOLE 7500 0 0 STERICYCLE INC COM 858912108 668 9331 SH SOLE 9331 0 0 STRYKER CORP COM 863667101 795 5600 SH SOLE 5600 0 0 TESLA INC COM 88160R101 368 1080 SH SOLE 1080 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 35032 185156 SH SOLE 183656 0 1500 TRAVELERS COMPANIES INC COM 89417e109 278 2270 SH SOLE 2270 0 0 TRIMBLE INC COM 896239100 2041 52000 SH SOLE 52000 0 0 UNILEVER N V N Y SHS NEW 904784709 215 3650 SH SOLE 3650 0 0 UNION BANKSHARES INC COM 905400107 2873 59357 SH SOLE 59357 0 0 UNITED PARCEL SERVICE INC CL B 911312106 31628 263373 SH SOLE 261423 0 1950 UNITED TECHNOLOGIES CORP COM 913017109 241 2073 SH SOLE 2073 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5161 26354 SH SOLE 26354 0 0 UNUM GROUP COM 91529Y106 466 9113 SH SOLE 9113 0 0 US BANCORP DEL COM NEW 902973304 464 8650 SH SOLE 8650 0 0 V F CORP COM 918204108 308 4844 SH SOLE 4844 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 274 5532 SH SOLE 5532 0 0 VISA INC COM CL A 92826C839 214 2030 SH SOLE 2030 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1036 13410 SH SOLE 13410 0 0 WEATHERFORD INTL PLC ORD SHS g48833100 48 10575 SH SOLE 10575 0 0 WELLS FARGO CO NEW COM 949746101 1800 32635 SH SOLE 32635 0 0 WENDYS CO COM 95058W100 159 10267 SH SOLE 10267 0 0 WHIRLPOOL CORP COM 963320106 18074 97992 SH SOLE 97242 0 750 WILLIAMS COS INC DEL COM 969457100 690 23000 SH SOLE 23000 0 0 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 287 10420 SH SOLE 10420 0 0 ISHARES TR CORE S&P SCP ETF 464287804 303 4088 SH SOLE 4088 0 0 ISHARES TR NA TEC SFTWR ETF 464287515 388 2650 SH SOLE 2650 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1704 5108 SH SOLE 5108 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1331 10640 SH SOLE 10640 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 429 2950 SH SOLE 2950 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 539 6590 SH SOLE 6590 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 718 27763 SH SOLE 27763 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 783 8695 SH SOLE 8695 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 771 6340 SH SOLE 6340 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 3534 14067 SH SOLE 14067 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 233 713 SH SOLE 713 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 860 3725 SH SOLE 3725 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 765 14522 SH SOLE 14522 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 465 10664 SH SOLE 10664 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 478 8200 SH SOLE 8200 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1782 13945 SH SOLE 13945 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1190 27405 SH SOLE 27405 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1133 8179 SH SOLE 8179 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 813 5350 SH SOLE 5350 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1002 15492 SH SOLE 15492 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 700 10075 SH SOLE 10075 0 0 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 295 6910 SH SOLE 6910 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 264 10000 SH SOLE 10000 0 0