President

0000950123-15-011837.txt : 20151113 0000950123-15-011837.hdr.sgml : 20151113 20151113130653 ACCESSION NUMBER: 0000950123-15-011837 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spears Abacus Advisors LLC CENTRAL INDEX KEY: 0001426319 IRS NUMBER: 205909012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12956 FILM NUMBER: 151228160 BUSINESS ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-230-9800 MAIL ADDRESS: STREET 1: 147 EAST 48TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001426319 XXXXXXXX 09-30-2015 09-30-2015 Spears Abacus Advisors LLC

147 East 48th Street New York NY 10017

13F HOLDINGS REPORT 028-12956 N Robert Raich President 212-230-9800 /s/ Robert Raich New York NY 11-13-2015 0 132 874881 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 1033 7284 SH SOLE 7284 0 0 ABBVIE INC COM 00287Y109 227 4175 SH SOLE 4175 0 0 ACE LTD SHS H0023R105 41783 404093 SH SOLE 385533 0 18560 ALLERGAN PLC SHS G0177J108 23647 87000 SH SOLE 82700 0 4300 GOOGLE INC CL A 38259P508 15244 23879 SH SOLE 22769 0 1110 GOOGLE INC CL C 38259P706 24762 40699 SH SOLE 39087 0 1612 ALTRIA GROUP INC COM 02209S103 4172 76698 SH SOLE 76698 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 264 6807 SH SOLE 6807 0 0 AMERICAN ELEC PWR INC COM 025537101 222 3900 SH SOLE 3900 0 0 AMERICAN EXPRESS CO COM 025816109 953 12855 SH SOLE 12855 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 39186 689649 SH SOLE 654039 0 35610 AON PLC SHS CL A G0408V102 1997 22541 SH SOLE 22541 0 0 APACHE CORP COM 037411105 450 11500 SH SOLE 11500 0 0 APPLE INC COM 037833100 33161 300641 SH SOLE 284821 0 15820 ARAMARK COM 03852U106 826 27860 SH SOLE 27860 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 818 10174 SH SOLE 10174 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 221 1770 SH SOLE 1770 0 0 AVERY DENNISON CORP COM 053611109 202 3574 SH SOLE 3574 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 4246 79032 SH SOLE 79032 0 0 BANK NEW YORK MELLON CORP COM 064058100 500 12762 SH SOLE 12762 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 976 5 SH SOLE 5 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1772 13591 SH SOLE 13591 0 0 BIOGEN INC COM 09062X103 1829 6268 SH SOLE 6268 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 24 11635 SH SOLE 11635 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 400 6763 SH SOLE 6763 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 386 6970 SH SOLE 6970 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 1810 60811 SH SOLE 57401 0 3410 CDN IMPERIAL BK COMM TORONTO COM 136069101 265 3679 SH SOLE 3679 0 0 CELGENE CORP COM 151020104 24982 230948 SH SOLE 217348 0 13600 CHUBB CORP COM 171232101 12662 103237 SH SOLE 103237 0 0 CIT GROUP INC COM NEW 125581801 30242 755492 SH SOLE 715962 0 39530 CITIGROUP INC COM NEW 172967424 43094 868656 SH SOLE 831556 0 37100 COCA COLA CO COM 191216100 526 13123 SH SOLE 13123 0 0 COLGATE PALMOLIVE CO COM 194162103 398 6266 SH SOLE 6266 0 0 COMCAST CORP NEW CL A 20030N101 35687 627407 SH SOLE 596027 0 31380 CONOCOPHILLIPS COM 20825C104 1004 20929 SH SOLE 20929 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 925 11725 SH SOLE 11725 0 0 CVS HEALTH CORP COM 126650100 2292 23760 SH SOLE 23760 0 0 DANAHER CORP DEL COM 235851102 34856 409059 SH SOLE 389499 0 19560 DELPHI AUTOMOTIVE PLC SHS G27823106 41428 544825 SH SOLE 517765 0 27060 DELTA AIR LINES INC DEL COM NEW 247361702 25161 560759 SH SOLE 534079 0 26680 DISNEY WALT CO COM DISNEY 254687106 1197 11709 SH SOLE 11709 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 461 9568 SH SOLE 9568 0 0 EATON CORP PLC SHS G29183103 520 10140 SH SOLE 10140 0 0 EOG RES INC COM 26875P101 201 2765 SH SOLE 2765 0 0 EVEREST RE GROUP LTD COM G3223R108 267 1539 SH SOLE 1539 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 275 3395 SH SOLE 3395 0 0 EXXON MOBIL CORP COM 30231G102 2535 34096 SH SOLE 34096 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 362 5400 SH SOLE 5400 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 285 296500 SH SOLE 296500 0 0 FRANKLIN RES INC COM 354613101 278 7449 SH SOLE 7449 0 0 GENERAL ELECTRIC CO COM 369604103 35334 1401046 SH SOLE 1337436 0 63610 GILEAD SCIENCES INC COM 375558103 9534 97097 SH SOLE 94697 0 2400 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 277 7194 SH SOLE 7194 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 278 1600 SH SOLE 1600 0 0 HCP INC COM 40414L109 286 7681 SH SOLE 7681 0 0 HERSHEY CO COM 427866108 757 8236 SH SOLE 8236 0 0 HOME DEPOT INC COM 437076102 583 5051 SH SOLE 5051 0 0 INTEL CORP COM 458140100 382 12664 SH SOLE 12664 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 786 5420 SH SOLE 5420 0 0 JOHNSON & JOHNSON COM 478160104 4760 50991 SH SOLE 50991 0 0 JOHNSON CTLS INC COM 478366107 18429 445586 SH SOLE 414146 0 31440 JPMORGAN CHASE & CO COM 46625H100 2595 42566 SH SOLE 42566 0 0 KINDER MORGAN INC DEL COM 49456B101 13446 485759 SH SOLE 460859 0 24900 KRAFT HEINZ CO COM 500754106 1484 21024 SH SOLE 21024 0 0 LAUDER ESTEE COS INC CL A 518439104 210 2600 SH SOLE 2600 0 0 LILLY ELI & CO COM 532457108 523 6250 SH SOLE 6250 0 0 LOEWS CORP COM 540424108 802 22205 SH SOLE 22205 0 0 MARKEL CORP COM 570535104 1382 1723 SH SOLE 1723 0 0 MDU RES GROUP INC COM 552690109 220 12815 SH SOLE 12815 0 0 MERCK & CO INC NEW COM 58933Y105 1460 29556 SH SOLE 29556 0 0 METLIFE INC COM 59156R108 33230 704765 SH SOLE 668975 0 35790 MICROSOFT CORP COM 594918104 29072 656846 SH SOLE 629296 0 27550 MONDELEZ INTL INC CL A 609207105 2673 63829 SH SOLE 63829 0 0 NIKE INC CL B 654106103 287 2331 SH SOLE 2331 0 0 NOVARTIS A G SPONSORED ADR 66987V109 221 2400 SH SOLE 2400 0 0 ORACLE CORP COM 68389X105 25392 702979 SH SOLE 672709 0 30270 PEPSICO INC COM 713448108 746 7909 SH SOLE 7909 0 0 PFIZER INC COM 717081103 455 14486 SH SOLE 14486 0 0 PHILIP MORRIS INTL INC COM 718172109 4381 55224 SH SOLE 55224 0 0 PHILLIPS 66 COM 718546104 630 8194 SH SOLE 8194 0 0 PITNEY BOWES INC COM 724479100 264 13286 SH SOLE 13286 0 0 PROCTER & GAMBLE CO COM 742718109 2078 28883 SH SOLE 28883 0 0 REGIONS FINL CORP NEW COM 7591EP100 505 56016 SH SOLE 56016 0 0 REPUBLIC SVCS INC COM 760759100 25783 625808 SH SOLE 598198 0 27610 ROYAL BK CDA MONTREAL QUE COM 780087102 266 4822 SH SOLE 4822 0 0 SCHLUMBERGER LTD COM 806857108 24401 353793 SH SOLE 338013 0 15780 SOUTHWEST AIRLS CO COM 844741108 317 8342 SH SOLE 8342 0 0 STARBUCKS CORP COM 855244109 1225 21549 SH SOLE 21549 0 0 STATE STR CORP COM 857477103 504 7500 SH SOLE 7500 0 0 STERICYCLE INC COM 858912108 326 2341 SH SOLE 2341 0 0 STRYKER CORP COM 863667101 1140 12110 SH SOLE 12110 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 41808 341903 SH SOLE 325693 0 16210 TIFFANY & CO NEW COM 886547108 241 3124 SH SOLE 3124 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 264 6699 SH SOLE 6699 0 0 TRIMBLE NAVIGATION LTD COM 896239100 13239 806243 SH SOLE 755933 0 50310 UNION BANKSHARES INC COM 905400107 1995 75383 SH SOLE 75383 0 0 UNION PAC CORP COM 907818108 555 6273 SH SOLE 6273 0 0 UNITED CONTL HLDGS INC COM 910047109 281 5303 SH SOLE 5303 0 0 UNITED PARCEL SERVICE INC CL B 911312106 38000 385049 SH SOLE 368379 0 16670 UNITEDHEALTH GROUP INC COM 91324P102 2382 20531 SH SOLE 20531 0 0 US BANCORP DEL COM NEW 902973304 375 9150 SH SOLE 9150 0 0 V F CORP COM 918204108 399 5854 SH SOLE 5854 0 0 WAL-MART STORES INC COM 931142103 480 7410 SH SOLE 7410 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 827 9950 SH SOLE 9950 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 90 10575 SH SOLE 10575 0 0 WELLS FARGO & CO NEW COM 949746101 1899 36985 SH SOLE 36985 0 0 WILLIAMS COS INC DEL COM 969457100 30228 820299 SH SOLE 782949 0 37350 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 576 26525 SH SOLE 26525 0 0 ISHARES TR CORE S&P SCP ETF 464287804 218 2044 SH SOLE 2044 0 0 ISHARES TR CORE US AGGBD ET 464287226 519 4732 SH SOLE 4732 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 291 3080 SH SOLE 3080 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 943 10140 SH SOLE 10140 0 0 ISHARES TR U.S. INSRNCE ETF 464288786 1462 30090 SH SOLE 30090 0 0 ISHARES TR US HOME CONS ETF 464288752 1451 55600 SH SOLE 55600 0 0 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 1277 30735 SH SOLE 30735 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 300 2950 SH SOLE 2950 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2305 31035 SH SOLE 31035 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1529 23090 SH SOLE 23090 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2172 35495 SH SOLE 35495 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2735 120714 SH SOLE 120714 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 673 6300 SH SOLE 6300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1408 7345 SH SOLE 7345 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 542 12394 SH SOLE 12394 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 316 7422 SH SOLE 7422 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 592 17895 SH SOLE 17895 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3531 99080 SH SOLE 99080 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1277 10530 SH SOLE 10530 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1509 15895 SH SOLE 15895 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1915 19154 SH SOLE 19154 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2027 37085 SH SOLE 37085 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 3812 70805 SH SOLE 70805 0 0