0001172661-22-000363.txt : 20220211 0001172661-22-000363.hdr.sgml : 20220211 20220211154006 ACCESSION NUMBER: 0001172661-22-000363 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001426196 IRS NUMBER: 208601093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13005 FILM NUMBER: 22620273 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: (212) 232-1420 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Investment Advisors, LLC DATE OF NAME CHANGE: 20080205 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001426196 XXXXXXXX 06-30-2021 06-30-2021 true 2 NEW HOLDINGS false CAPSTONE INVESTMENT ADVISORS, LLC

7 World Trade Center 250 Greenwich Street, 30th Floor New York NY 10007

13F HOLDINGS REPORT 028-13005 N Rick Hanna 212-232-1449 /s/ Rick Hanna New York NY 02-11-2022 0 100 47987 INFORMATION TABLE 2 infotable.xml ACCELERATE ACQUISITION CORP *W EXP 06/15/202 00439D110 74 60566 SH SOLE 60566 0 0 AF ACQUISITION CORP *W EXP 03/23/202 001040112 29 33333 SH SOLE 33333 0 0 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 71 112500 SH SOLE 112500 0 0 AGILE GROWTH CORP *W EXP 03/09/202 G01202111 32 33333 SH SOLE 33333 0 0 ALGONQUIN PWR UTILS CORP UNIT 99/99/9999 015857873 2483 50000 SH SOLE 50000 0 0 ALKURI GLOBAL ACQUISITION CO *W EXP 02/09/202 66981N111 37 25000 SH SOLE 25000 0 0 ALPHA CAPITAL ACQUISITION CO *W EXP 02/16/202 G0316P122 69 85000 SH SOLE 85000 0 0 ALTIMAR ACQUISITION CORP III *W EXP 08/03/202 G0370U116 19 17500 SH SOLE 17500 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 64 66666 SH SOLE 66666 0 0 ARCHIMEDES TECH SPAC PARTNR *W EXP 04/10/202 039562111 23 30000 SH SOLE 30000 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 65 75000 SH SOLE 75000 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 66 100000 SH SOLE 100000 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 109 123333 SH SOLE 123333 0 0 ATLAS CREST INVESTMENT CORP *W EXP 02/03/202 049287113 14 12500 SH SOLE 12500 0 0 AURORA ACQUISITION CORP *W EXP 03/02/202 G0698L129 43 25500 SH SOLE 25500 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 20 16666 SH SOLE 16666 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 70 100000 SH SOLE 100000 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 16 16666 SH SOLE 16666 0 0 BOA ACQUISITION CORP *W EXP 02/22/202 05601A117 84 100000 SH SOLE 100000 0 0 BUILD ACQUISITION CORP *W EXP 03/15/202 12008J113 30 33333 SH SOLE 33333 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 176 144600 SH SOLE 144600 0 0 CA HEALTHCARE ACQUISITION CO *W EXP 12/25/202 12510W115 34 35000 SH SOLE 35000 0 0 CF ACQUISITION CORP VI *W EXP 02/18/202 12521J111 24 25000 SH SOLE 25000 0 0 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 14 12500 SH SOLE 12500 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 28 20000 SH SOLE 20000 0 0 CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 42 50000 SH SOLE 50000 0 0 COLONNADE ACQUISITION CORP I *W EXP 99/99/999 G2284B119 43 40000 SH SOLE 40000 0 0 COVA ACQUISITION CORP *W EXP 02/05/202 G2554Y120 45 50000 SH SOLE 50000 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 16 16666 SH SOLE 16666 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 14 12500 SH SOLE 12500 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 47 50000 SH SOLE 50000 0 0 DISRUPTIVE ACQUISITION CORP *W EXP 03/06/202 G2770Y128 52 54666 SH SOLE 54666 0 0 DUDDELL STREET ACQUISITN COR *W EXP 99/99/999 G28553116 418 452900 SH SOLE 452900 0 0 ECP ENVIRONMENTAL GW OPT COR *W EXP 03/01/202 26829T118 18 12500 SH SOLE 12500 0 0 EJF ACQUISITION CORP *W EXP 03/10/202 G2955B125 14 16666 SH SOLE 16666 0 0 EQ HEALTH ACQUISITION CORP *W EXP 02/02/202 26886A119 25 35150 SH SOLE 35150 0 0 ESM ACQUISITION CORPORATION *W EXP 02/02/202 G3195H112 35 35000 SH SOLE 35000 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 13 10000 SH SOLE 10000 0 0 FIRST RESERVE SUSTAINABLE GW *W EXP 03/05/202 336169115 14 12500 SH SOLE 12500 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 24 22450 SH SOLE 22450 0 0 FORTRESS VALUE ACQUISI CORP *W EXP 03/18/202 34964K116 33 25891 SH SOLE 25891 0 0 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 32 25000 SH SOLE 25000 0 0 FTAC PARNASSUS ACQUISITN COR *W EXP 03/10/202 30319B116 21 18750 SH SOLE 18750 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 41 41666 SH SOLE 41666 0 0 GLASS HOUSES ACQUISITION COR *W EXP 03/25/202 37714P111 10 10000 SH SOLE 10000 0 0 GLAUKOS CORP NOTE 2.750% 6/1 377322AB8 25843 15113000 SH SOLE 15113000 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 144 225000 SH SOLE 225000 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 55 66666 SH SOLE 66666 0 0 GORES HOLDINGS VII INC *W EXP 02/25/202 38286T119 43 31250 SH SOLE 31250 0 0 GX ACQUISITION CORP II *W EXP 03/17/202 36260F113 92 100000 SH SOLE 100000 0 0 IBERE PHARMACEUTICALS *W EXP 03/01/202 G46843119 10 12500 SH SOLE 12500 0 0 INTERPRIVATE II ACQUISITION *W EXP 09/03/202 46064Q116 62 54937 SH SOLE 54937 0 0 INTERPRIVATE III FINANCIAL P *W EXP 99/99/999 46064R114 23 20000 SH SOLE 20000 0 0 ISOS ACQUISITION CORPORATION *W EXP 03/01/202 G4962C104 53 53333 SH SOLE 53333 0 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 34 50000 SH SOLE 50000 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 52 50000 SH SOLE 50000 0 0 KKR ACQUISITION HOLDING I CO *W EXP 99/99/999 48253T117 12 10000 SH SOLE 10000 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 49 51666 SH SOLE 51666 0 0 LIGHTJUMP ACQUISITION CORP *W EXP 01/12/202 53228M114 39 50000 SH SOLE 50000 0 0 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 15 10000 SH SOLE 10000 0 0 M3 BRIGADE ACQUISITION II CO *W EXP 09/03/202 553800111 116 100000 SH SOLE 100000 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 21 17564 SH SOLE 17564 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 45 50000 SH SOLE 50000 0 0 MCAP ACQUISITION CORP *W EXP 03/02/202 55282T117 35 33333 SH SOLE 33333 0 0 MDH ACQUISITION CORP *W EXP 02/02/202 55283P114 10 12600 SH SOLE 12600 0 0 MISSFRESH LTD ADS 60500F105 130 15000 SH SOLE 15000 0 0 MISSION ADVANCEMENT CORP *W EXP 03/05/202 60501L119 81 100000 SH SOLE 100000 0 0 MORINGA ACQUISITION CORP *W EXP 02/22/202 G6S23K124 30 40000 SH SOLE 40000 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 38 50000 SH SOLE 50000 0 0 NEXTGEN ACQUISITION CORP II *W EXP 03/23/202 G65317128 77 30000 SH SOLE 30000 0 0 NOBLE ROCK ACQUISITION CORP *W EXP 01/31/202 G6546R119 14 16666 SH SOLE 16666 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 22 23167 SH SOLE 23167 0 0 PERIDOT ACQUISITION CORP II *W EXP 04/30/202 G7008B121 22 20000 SH SOLE 20000 0 0 PG&E CORP UNIT 99/99/9999 69331C140 14699 145000 SH SOLE 145000 0 0 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 107 128333 SH SOLE 128333 0 0 PIVOTAL INVESTMENT CORP III *W EXP 01/28/202 72582M114 15 12287 SH SOLE 12287 0 0 PLUM ACQUISITION CORP I *W EXP 03/15/202 G7134L118 12 10000 SH SOLE 10000 0 0 POWER & DIGITAL INFRA ACQ CO *W EXP 02/12/202 739190114 26 18750 SH SOLE 18750 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 88 125000 SH SOLE 125000 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/01/202 74350A116 106 87500 SH SOLE 87500 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 65 52000 SH SOLE 52000 0 0 ROCKET INTERNET GRWT OPRT CO *W EXP 99/99/999 G7613T129 17 12500 SH SOLE 12500 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 54 66666 SH SOLE 66666 0 0 RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 20 19355 SH SOLE 19355 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 21 25000 SH SOLE 25000 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 79 92500 SH SOLE 92500 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 14 12500 SH SOLE 12500 0 0 SPARTAN ACQUISITION CORP III *W EXP 02/04/202 84677R114 35 29075 SH SOLE 29075 0 0 STRATIM CLOUD ACQUISITION CO *W EXP 03/05/202 86309R115 14 16666 SH SOLE 16666 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 36 37500 SH SOLE 37500 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 110 116666 SH SOLE 116666 0 0 TAILWIND TWO ACQUISITION COR *W EXP 03/09/202 G86613125 98 97566 SH SOLE 97566 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 51 53266 SH SOLE 53266 0 0 THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 128 150050 SH SOLE 150050 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 32 24960 SH SOLE 24960 0 0 TRIBE CAPITAL GROWTH CORP I *W EXP 02/28/202 89601Y119 50 37500 SH SOLE 37500 0 0 TWIN RIDGE CAPITAL ACQUIS CO *W EXP 03/07/202 G9151L120 45 50000 SH SOLE 50000 0 0 VIRTUOSO ACQUISITION CORP *W EXP 01/31/202 92837J112 85 50000 SH SOLE 50000 0 0 WARRIOR TECHNOLOGIES ACQUI C *W EXP 03/31/202 936273119 95 125000 SH SOLE 125000 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 67 74999 SH SOLE 74999 0 0