0001172661-22-000361.txt : 20220211
0001172661-22-000361.hdr.sgml : 20220211
20220211153847
ACCESSION NUMBER: 0001172661-22-000361
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
EFFECTIVENESS DATE: 20220211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTONE INVESTMENT ADVISORS, LLC
CENTRAL INDEX KEY: 0001426196
IRS NUMBER: 208601093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13005
FILM NUMBER: 22620236
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: (212) 232-1420
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: Capstone Investment Advisors, LLC
DATE OF NAME CHANGE: 20080205
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001426196
XXXXXXXX
03-31-2021
03-31-2021
true
2
NEW HOLDINGS
false
CAPSTONE INVESTMENT ADVISORS, LLC
7 World Trade Center
250 Greenwich Street, 30th Floor
New York
NY
10007
13F HOLDINGS REPORT
028-13005
N
Rick Hanna
Chief Operating Officer
212-232-1449
/s/ Rick Hanna
New York
NY
02-11-2022
0
22
37823
INFORMATION TABLE
2
infotable.xml
AFRICAN GOLD ACQUISITION COR
*W EXP 03/31/202
G0112R124
54
112500
SH
SOLE
112500
0
0
AFRICAN GOLD ACQUISITION COR
SHS CL A
G0112R108
1436
150000
SH
SOLE
150000
0
0
ALTIMAR ACQUISITION CORP II
SHS CL A
G03709105
198
20000
SH
SOLE
20000
0
0
ASTREA ACQUISITION CORP
*W EXP 01/28/202
04637C114
57
100000
SH
SOLE
100000
0
0
ATLAS CREST INVESTMENT CORP
*W EXP 02/03/202
049287113
11
12500
SH
SOLE
12500
0
0
ATLAS CREST INVESTMENT CORP
COM CL A
049287105
489
50000
SH
SOLE
50000
0
0
BLUERIVER ACQUISITION CORP
*W EXP 01/04/202
G1261Q115
10
16666
SH
SOLE
16666
0
0
BLUERIVER ACQUISITION CORP
SHS CL A
G1261Q107
486
50000
SH
SOLE
50000
0
0
CA HEALTHCARE ACQUISITION CO
*W EXP 12/25/202
12510W115
19
35000
SH
SOLE
35000
0
0
CA HEALTHCARE ACQUISITION CO
COM CL A
12510W107
677
70000
SH
SOLE
70000
0
0
CLARIM ACQUISITION CORP
*W EXP 01/05/202
18049C116
31
50000
SH
SOLE
50000
0
0
D AND Z MEDIA ACQUISITION CO
*W EXP 01/27/202
23305Q114
10
16666
SH
SOLE
16666
0
0
DIAMONDHEAD HOLDINGS CORP
*W EXP 01/28/202
25278L113
8
12500
SH
SOLE
12500
0
0
DUDDELL STREET ACQUISITN COR
*W EXP 99/99/999
G28553116
304
253400
SH
SOLE
253400
0
0
EQ HEALTH ACQUISITION CORP
*W EXP 02/02/202
26886A119
18
35150
SH
SOLE
35150
0
0
EQ HEALTH ACQUISITION CORP
COM CL A
26886A101
681
70300
SH
SOLE
70300
0
0
ITHAX ACQUISITION CORP
*W EXP 02/01/202
G49775128
43
50000
SH
SOLE
50000
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
99
10000
SH
SOLE
10000
0
0
PG&E CORP
UNIT 99/99/9999
69331C140
33089
290000
SH
SOLE
290000
0
0
PROGRESS ACQUISITION CORP
*W EXP 11/11/202
74327P113
58
125000
SH
SOLE
125000
0
0
SCP & CO HEALTHCARE ACQUSTN
*W EXP 01/27/202
784065112
15
25000
SH
SOLE
25000
0
0
VIRTUOSO ACQUISITION CORP
*W EXP 01/31/202
92837J112
30
50000
SH
SOLE
50000
0
0