13F-HR 1 f00497498.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if an Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: Name: J.H. Whitney Investment Management, LLC Address: 375 Park Avenue, Suite 1307 New York, New York 10152 Form 13F File Number: 028-12714 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: Name: John M.B. O'Connor, CEO Phone: (212) 835-1950 Signature, Place, and Date of Signing: /s/ John M.B. O'Connor New York, New York May 9, 2008 ----------------------------------------------------------------------- [Signature] [City, State] [Date] REPORT TYPE (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: Two (2) Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $81,104 (in thousands) LIST OF OTHER INCLUDED MANAGERS: --------------------------------------------------------------- |NO.|FORM 13F FILE NO.| NAME | --------------------------------------------------------------- | 1 | 028-12717 |Whitney Green River Management Co., LLC| --------------------------------------------------------------- | 2 | 028-12716 |Whitney Green River GP, LLC | --------------------------------------------------------------- FORM 13F INFORMATION TABLE
Value SH/Prn SH/ Put/ Investmnt Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Amount PRN Call Discretion Mgrs Sole Shared None ALLIED HEALTHCARE INTL INC COM 01923A109 3,810 2,381,275 SH DEFINED 1,2 2,381,275 0 0 AMERICAN ORIENTAL BIOENGINEER COM 028731107 6,926 855,000 SH DEFINED 1,2 855,000 0 0 ARENA RES INC COM 040049108 774 20,000 SH DEFINED 1,2 20,000 0 0 ARGAN INC COM 04010E109 2,074 151,088 SH DEFINED 1,2 151,088 0 0 ARRIS GROUP INC COM 04269Q100 2,765 475,000 SH DEFINED 1,2 475,000 0 0 CAMBREX CORP COM 132011107 1,823 263,000 SH DEFINED 1,2 263,000 0 0 CELANESE CORP COM SER A 150870103 3,897 99,790 SH DEFINED 1,2 99,790 0 0 CENTENE CORP DEL COM 15135B101 1,622 116,350 SH DEFINED 1,2 116,350 0 0 CERADYNE INC COM 156710105 1,438 45,000 SH DEFINED 1,2 45,000 0 0 DOLLAR FINANCIAL CORP COM 256664103 5,757 250,302 SH DEFINED 1,2 250,302 0 0 DOMINOS PIZZA COM 25754A201 4,287 317,800 SH DEFINED 1,2 317,800 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 927 19,500 SH DEFINED 1,2 19,500 0 0 FLOTEK INDS INC DEL COM 343389102 438 30,000 SH DEFINED 1,2 30,000 0 0 INVENTIV HEALTH INC COM 46122E105 3,761 130,550 SH DEFINED 1,2 130,550 0 0 INVERNESS MED INNOVATIONS INC COM 46126P106 3,115 103,500 SH DEFINED 1,2 103,500 0 0 INVESTOOLS INC COM 46145P103 8,616 784,002 SH DEFINED 1,2 784,002 0 0 K SEA TRANSN PARTNERS LP COM 48268Y101 424 12,000 SH DEFINED 1,2 12,000 0 0 NMT MED INC COM 629294109 1,713 440,339 SH DEFINED 1,2 440,339 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1,079 22,280 SH DEFINED 1,2 22,280 0 0 PARK-OHIO HLDGS CORP COM 700666100 880 56,027 SH DEFINED 1,2 56,027 0 0 POMEROY IT SOLUTIONS INC COM 731822102 2,976 538,091 SH DEFINED 1,2 538,091 0 0 RSC HOLDINGS INC COM 74972L102 2,187 200,600 SH DEFINED 1,2 200,600 0 0 STAGE STORES INC COM 85254C305 1,620 100,000 SH DEFINED 1,2 100,000 0 0 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 864482104 937 24,141 SH DEFINED 1,2 24,141 0 0 SUNOPTA INC COM 8676EP108 3,513 688,900 SH DEFINED 1,2 688,900 0 0 TENNECO INC COM 880349105 6,490 232,293 SH DEFINED 1,2 232,293 0 0 TEPPCO PARTNERS L P UT LTD PARTN 872384102 1,304 37,802 SH DEFINED 1,2 37,802 0 0 VERIFONE HLDGS INC COM 92342Y109 5,951 375,000 SH DEFINED 1,2 375,000 0 0