0001193125-12-055161.txt : 20120213 0001193125-12-055161.hdr.sgml : 20120213 20120213114346 ACCESSION NUMBER: 0001193125-12-055161 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 GROUP MEMBERS: LEGEND HOLDINGS LTD GROUP MEMBERS: RIGHT LANE LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BITAUTO HOLDINGS LTD CENTRAL INDEX KEY: 0001499781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85981 FILM NUMBER: 12596443 BUSINESS ADDRESS: STREET 1: NEW CENTURY HOTEL OFFICE TOWER 6/F STREET 2: NO 6 SOUTH CAPITAL STADIUM ROAD BEIJING CITY: PEOPLE'S REPUBLIC OF CHINA STATE: F4 ZIP: 100044 BUSINESS PHONE: 86 10 6849-2345 MAIL ADDRESS: STREET 1: NEW CENTURY HOTEL OFFICE TOWER 6/F STREET 2: NO 6 SOUTH CAPITAL STADIUM ROAD BEIJING CITY: PEOPLE'S REPUBLIC OF CHINA STATE: F4 ZIP: 100044 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LC FUND II CENTRAL INDEX KEY: 0001425957 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10/F, TOWER A, RAYCOM INFO. TECH CTR STREET 2: NO. 2 KE XUE YUAN NAN LU, ZHONG GUAN CUN CITY: HAIDIAN DISTRICT, BEIJING STATE: F4 ZIP: 100080 BUSINESS PHONE: (86-10) 6250-9026 MAIL ADDRESS: STREET 1: 10/F, TOWER A, RAYCOM INFO. TECH CTR STREET 2: NO. 2 KE XUE YUAN NAN LU, ZHONG GUAN CUN CITY: HAIDIAN DISTRICT, BEIJING STATE: F4 ZIP: 100080 SC 13G/A 1 d300244dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

Page 1 of 7

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Information to Be Included in Statements Filed Pursuant to Rules 13d-1 (b), (c) and (d) and Amendments Thereto Filed Pursuant To 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

BITAUTO HOLDINGS LIMITED

(Name of Issuer)

 

 

Ordinary Shares, Par Value US$0.00004 Per Share1

(Title of Class of Securities)

091727 1072

(CUSIP Number)

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

1 

Not for trading, but only in connection with the registration of American Depositary Shares each representing one Ordinary Share.

2 

This CUSIP number applies to the Issuer’s American Depositary Shares.

 

 

 


 

Page 2 of 7

  1   

Name of Reporting Person

 

LC Fund II

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):

 

N/A

  2  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

    Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    4,056,235 ordinary shares

   6   

Shared Voting Power

 

    0

   7   

Sole Dispositive Power

 

    4,056,235 ordinary shares

   8   

Shared Dispositive Power

 

    0

  9

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    4,056,235 ordinary shares

10

 

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11

 

Percent Of Class Represented By Amount In Row 9

 

    9.9%1

12

 

Type of Reporting Person

 

    CO

 

1 

Based on 40,885,884 outstanding ordinary shares as of December 31, 2011, which excludes (i) 300,000 American depositary shares representing 300,000 ordinary shares held by our company in anticipation of potential future option exercise by our employees, and (ii) 455,006 American depositary shares representing 455,006 ordinary shares that were repurchased by our company in the open market in 2011 and are held by our company.


 

Page 3 of 7

  1   

Name of Reporting Person

 

Right Lane Limited

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):

 

N/A

  2  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

    Hong Kong

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    0

   6   

Shared Voting Power

 

    4,056,235 ordinary shares

   7   

Sole Dispositive Power

 

    0

   8   

Shared Dispositive Power

 

    4,056,235 ordinary shares

  9

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    4,056,235 ordinary shares

10

 

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11

 

Percent Of Class Represented By Amount In Row 9

 

    9.9%1

12

 

Type of Reporting Person

 

    CO

 

1 

Based on 40,885,884 outstanding ordinary shares as of December 31, 2011, which excludes (i) 300,000 American depositary shares representing 300,000 ordinary shares held by our company in anticipation of potential future option exercise by our employees, and (ii) 455,006 American depositary shares representing 455,006 ordinary shares that were repurchased by our company in the open market in 2011 and are held by our company.


 

Page 4 of 7

  1   

Name of Reporting Person

 

Legend Holdings Limited

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):

 

N/A

  2  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

    The People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    0

   6   

Shared Voting Power

 

    4,056,235 ordinary shares

   7   

Sole Dispositive Power

 

    0

   8   

Shared Dispositive Power

 

    4,056,235 ordinary shares

  9

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    4,056,235 ordinary shares

10

 

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11

 

Percent Of Class Represented By Amount In Row 9

 

    9.9%1

12

 

Type of Reporting Person

 

    CO

 

1 

Based on 40,885,884 outstanding ordinary shares as of December 31, 2011, which excludes (i) 300,000 American depositary shares representing 300,000 ordinary shares held by our company in anticipation of potential future option exercise by our employees, and (ii) 455,006 American depositary shares representing 455,006 ordinary shares that were repurchased by our company in the open market in 2011 and are held by our company.


 

Page 5 of 7

Item 1  

(a).

   Name of Issuer:      
     Bitauto Holdings Limited      

Item 1

 

(b).

   Address of Issuer’s Principal Executive Offices:      
    

New Century Hotel Office Tower, 6/F

No. 6 South Capital Stadium Road

Beijing, 100044

The People’s Republic of China

     
Item 2  

(a).

   Name of Person Filing:      
    

LC Fund II

Right Lane Limited

Legend Holdings Limited

     

Item 2

 

(b).

   Address of Principal Business Office or, if None, Residence:      
    

LC Fund II:

 

10/F, Tower A, Raycom InfoTech Park

No. 2 Kexueyuan Nanlu, Zhongguancun

Haidian District, Beijing 100080

The People’s Republic of China

     
    

Right Lane Limited:

 

Suites 2701-03, One Exchange Square, Central, Hong Kong

     
    

Legend Holdings Limited:

 

10/F, Tower A, Raycom InfoTech Park

No. 2 Kexueyuan Nanlu, Zhongguancun

Haidian District, Beijing 100080

The People’s Republic of China

     

Item 2

 

(c)

   Citizenship:      
    

LC Fund II is a Cayman Islands company;

Right Lane Limited is a Hong Kong company; and

Legend Holdings Limited is a PRC company.

     

Item 2

 

(d).

   Title of Class of Securities:      
     Ordinary shares, par value $0.00004 per share      

Item 2

 

(e).

   CUSIP Number:      
    

091727 107

 

This CUSIP number applies to the issuer’s American Depositary Shares, each representing one (1) ordinary share.

     
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is:   
  Not applicable   


 

Page 6 of 7

Item 4.    Ownership:      
   The information required by Items 4(a)–(c) is set forth in Rows 5-11 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.
   LC Fund II is the record owner of 4,056,235 ordinary shares of the Issuer. LC Fund II is 63.46% owned by Right Lane Limited, which is wholly owned by Legend Holdings Limited. Right Lane Limited and Legend Holdings Limited may be deemed to beneficially own all of ordinary shares beneficially owned by LC Fund II in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder.
Item 5.    Ownership of Five Percent or Less of a Class:   
   Not applicable   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person:      
   Not applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Controlling Person:
   Not applicable
Item 8.    Identification and Classification of Members of the Group:      
   Not applicable      
Item 9.    Notice of Dissolution of Group:      
   Not applicable      
Item 10.    Certifications:      
   Not applicable      


 

Page 7 of 7

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2012

 

LC Fund II    

By: /s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Right Lane Limited    

By: /s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Legend Holdings Limited    

By: /s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory


LIST OF EXHIBITS

 

Exhibit
No.

 

Description

A   Joint Filing Agreement
EX-99.(A) 2 d300244dex99a.htm JOINT FILING AGREEMENT Joint Filing Agreement

EXHIBIT A

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00004 per share, of Bitauto Holdings Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

[Remainder of this page has been left intentionally blank.]


SIGNATURE

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of February 13, 2012.

 

LC Fund II    

By: /s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Right Lane Limited    

By: /s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory
Legend Holdings Limited    

By: /s/ Hao Chen

    Name:   Hao Chen
    Title:   Authorized Signatory