0001085146-19-000302.txt : 20190201
0001085146-19-000302.hdr.sgml : 20190201
20190201170437
ACCESSION NUMBER: 0001085146-19-000302
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190201
DATE AS OF CHANGE: 20190201
EFFECTIVENESS DATE: 20190201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WealthTrust Axiom LLC
CENTRAL INDEX KEY: 0001425949
IRS NUMBER: 261094936
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12715
FILM NUMBER: 19560587
BUSINESS ADDRESS:
STREET 1: 4 RADNOR CORP CENTER
STREET 2: SUITE 520
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-688-0025
MAIL ADDRESS:
STREET 1: 4 RADNOR CORP CENTER
STREET 2: SUITE 520
CITY: RADNOR
STATE: PA
ZIP: 19087
13F-HR
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12-31-2018
12-31-2018
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WealthTrust Axiom LLC
4 RADNOR CORP CENTER
SUITE 520
RADNOR
PA
19087
13F HOLDINGS REPORT
028-12715
N
Albert C. Matt
Managing Director and President
610-688-0050
/s/ Albert C. Matt
Radnor
PA
01-16-2019
0
216
244261
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form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
400
2100
SH
SOLE
0
0
2100
ABBOTT LABS
COM
002824100
206
2849
SH
SOLE
0
0
2849
ABBVIE INC
COM
00287Y109
296
3215
SH
SOLE
0
0
3215
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
886
228951
SH
SOLE
0
0
228951
ABERDEEN GLOBAL INCOME FD IN
COM
003013109
997
140075
SH
SOLE
0
0
140075
ADVANCED MICRO DEVICES INC
COM
007903107
203
11000
SH
SOLE
0
0
11000
ALASKA AIR GROUP INC
COM
011659109
2354
38688
SH
SOLE
0
0
38688
ALPHA PRO TECH LTD
COM
020772109
37
10000
SH
SOLE
0
0
10000
ALPS ETF TR
ALERIAN MLP
00162Q866
539
61795
SH
SOLE
0
0
61795
ALTRIA GROUP INC
COM
02209S103
281
5691
SH
SOLE
0
0
5691
AMAZON COM INC
COM
023135106
705
470
SH
SOLE
0
0
470
AMERICAN EXPRESS CO
COM
025816109
632
6640
SH
SOLE
0
0
6640
AMERICAS SILVER CORP
COM NEW
03063L705
2482
1504575
SH
SOLE
0
0
1504575
AMGEN INC
COM
031162100
657
3380
SH
SOLE
0
0
3380
AMPIO PHARMACEUTICALS INC
COM
03209T109
3
10000
SH
SOLE
0
0
10000
AMTECH SYS INC
COM PAR $0.01N
032332504
281
62150
SH
SOLE
0
0
62150
ANNALY CAP MGMT INC
COM
035710409
1388
141366
SH
SOLE
0
0
141366
APPLE INC
COM
037833100
4731
29996
SH
SOLE
0
0
29996
ARCHER DANIELS MIDLAND CO
COM
039483102
373
9118
SH
SOLE
0
0
9118
ARCONIC INC
COM
03965L100
3336
197880
SH
SOLE
0
0
197880
ARDMORE SHIPPING CORP
COM
Y0207T100
703
150600
SH
SOLE
0
0
150600
ASV HLDGS INC
COM
00215L104
418
209258
SH
SOLE
0
0
209258
AT&T INC
COM
00206R102
4559
159771
SH
SOLE
0
0
159771
AVEO PHARMACEUTICALS INC
COM
053588109
45
28235
SH
SOLE
0
0
28235
BANCO SANTANDER SA
ADR
05964H105
70
15667
SH
SOLE
0
0
15667
BANK AMER CORP
COM
060505104
970
39369
SH
SOLE
0
0
39369
BANK NEW YORK MELLON CORP
COM
064058100
806
17133
SH
SOLE
0
0
17133
BB&T CORP
COM
054937107
306
7078
SH
SOLE
0
0
7078
BEMIS INC
COM
081437105
754
16427
SH
SOLE
0
0
16427
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1724
8444
SH
SOLE
0
0
8444
BGC PARTNERS INC
CL A
05541T101
51
10000
SH
SOLE
0
0
10000
BIOGEN INC
COM
09062X103
276
920
SH
SOLE
0
0
920
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
1134
146055
SH
SOLE
0
0
146055
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
52
10500
SH
SOLE
0
0
10500
BLACKROCK INCOME TR INC
COM
09247F100
59
10500
SH
SOLE
0
0
10500
BOEING CO
COM
097023105
1329
4123
SH
SOLE
0
0
4123
BP PLC
SPONSORED ADR
055622104
481
12695
SH
SOLE
0
0
12695
BRISTOL MYERS SQUIBB CO
COM
110122108
6599
126960
SH
SOLE
0
0
126960
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
336
31821
SH
SOLE
0
0
31821
CBRE CLARION GLOBAL REAL EST
COM
12504G100
1981
321712
SH
SOLE
0
0
321712
CENTERPOINT ENERGY INC
COM
15189T107
347
12300
SH
SOLE
0
0
12300
CHEVRON CORP NEW
COM
166764100
2748
25262
SH
SOLE
0
0
25262
CISCO SYS INC
COM
17275R102
6796
156863
SH
SOLE
0
0
156863
CMS ENERGY CORP
COM
125896100
1832
36900
SH
SOLE
0
0
36900
COCA COLA CO
COM
191216100
1212
25608
SH
SOLE
0
0
25608
COLGATE PALMOLIVE CO
COM
194162103
271
4560
SH
SOLE
0
0
4560
COLUMBIA ETF TR II
INDIA INFRSR ETF
19762B806
241
20300
SH
SOLE
0
0
20300
COMCAST CORP NEW
CL A
20030N101
779
22894
SH
SOLE
0
0
22894
CONDUENT INC
COM
206787103
204
19195
SH
SOLE
0
0
19195
CONOCOPHILLIPS
COM
20825C104
1606
25765
SH
SOLE
0
0
25765
CONSOLIDATED EDISON INC
COM
209115104
2583
33785
SH
SOLE
0
0
33785
CONSTELLATION BRANDS INC
CL A
21036P108
377
2350
SH
SOLE
0
0
2350
COOPER COS INC
COM NEW
216648402
211
832
SH
SOLE
0
0
832
CORNING INC
COM
219350105
4947
163768
SH
SOLE
0
0
163768
CSI COMPRESSCO LP
COM UNIT
12637A103
1031
444400
SH
SOLE
0
0
444400
CSX CORP
COM
126408103
981
15796
SH
SOLE
0
0
15796
CUI GLOBAL INC
COM NEW
126576206
509
413991
SH
SOLE
0
0
413991
DELTA AIR LINES INC DEL
COM NEW
247361702
711
14250
SH
SOLE
0
0
14250
DHT HOLDINGS INC
SHS NEW
Y2065G121
101
25983
SH
SOLE
0
0
25983
DISNEY WALT CO
COM DISNEY
254687106
894
8161
SH
SOLE
0
0
8161
DORMAN PRODUCTS INC
COM
258278100
945
10500
SH
SOLE
0
0
10500
DOWDUPONT INC
COM
26078J100
1969
36826
SH
SOLE
0
0
36826
DREYFUS STRATEGIC MUNS INC
COM
261932107
302
42090
SH
SOLE
0
0
42090
DUKE ENERGY CORP NEW
COM NEW
26441C204
1237
14334
SH
SOLE
0
0
14334
EATON VANCE LTD DUR INCOME F
COM
27828H105
197
16554
SH
SOLE
0
0
16554
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
172
28765
SH
SOLE
0
0
28765
EATON VANCE TX ADV GLBL DIV
COM
27828S101
3530
260779
SH
SOLE
0
0
260779
ENERGY FOCUS INC
COM NEW
29268T300
293
474094
SH
SOLE
0
0
474094
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
702
53167
SH
SOLE
0
0
53167
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
92
16158
SH
SOLE
0
0
16158
ENTERPRISE PRODS PARTNERS L
COM
293792107
789
32117
SH
SOLE
0
0
32117
EQUINOR ASA
SPONSORED ADR
29446M102
1953
92261
SH
SOLE
0
0
92261
EUROSEAS LTD
SHS NEW
Y23592309
22
32000
SH
SOLE
0
0
32000
EVERGY INC
COM
30034W106
2538
44715
SH
SOLE
0
0
44715
EVOLUTION PETROLEUM CORP
COM
30049A107
4341
636649
SH
SOLE
0
0
636649
EXELON CORP
COM
30161N101
2585
57321
SH
SOLE
0
0
57321
EXXON MOBIL CORP
COM
30231G102
1471
21583
SH
SOLE
0
0
21583
FACEBOOK INC
CL A
30303M102
249
1905
SH
SOLE
0
0
1905
FIDELITY
INT HG DIV ETF
316092725
1109
56750
SH
SOLE
0
0
56750
FIFTH THIRD BANCORP
COM
316773100
3182
135262
SH
SOLE
0
0
135262
FLEX LTD
ORD
Y2573F102
353
46491
SH
SOLE
0
0
46491
FLUENT INC
COM
34380C102
277
77145
SH
SOLE
0
0
77145
FORD MTR CO DEL
COM PAR $0.01
345370860
845
110530
SH
SOLE
0
0
110530
FOSTER L B CO
COM
350060109
295
18586
SH
SOLE
0
0
18586
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
25
10887
SH
SOLE
0
0
10887
GENERAL ELECTRIC CO
COM
369604103
799
105581
SH
SOLE
0
0
105581
GEO GROUP INC NEW
COM
36162J106
211
10725
SH
SOLE
0
0
10725
GILEAD SCIENCES INC
COM
375558103
1232
19704
SH
SOLE
0
0
19704
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
525
13749
SH
SOLE
0
0
13749
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
78
12684
SH
SOLE
0
0
12684
GRACE W R & CO DEL NEW
COM
38388F108
298
4591
SH
SOLE
0
0
4591
GRIFFON CORP
COM
398433102
143
13700
SH
SOLE
0
0
13700
GSE SYS INC
COM
36227K106
31
15222
SH
SOLE
0
0
15222
HANESBRANDS INC
COM
410345102
2228
177836
SH
SOLE
0
0
177836
HERSHEY CO
COM
427866108
255
2386
SH
SOLE
0
0
2386
HOLLYFRONTIER CORP
COM
436106108
225
4404
SH
SOLE
0
0
4404
HOME DEPOT INC
COM
437076102
343
2000
SH
SOLE
0
0
2000
HSBC HLDGS PLC
SPON ADR NEW
404280406
241
5882
SH
SOLE
0
0
5882
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
394
15300
SH
SOLE
0
0
15300
II VI INC
COM
902104108
230
7100
SH
SOLE
0
0
7100
INNOVATIVE SOLUTIONS & SUPPO
COM
45769N105
3186
1410174
SH
SOLE
0
0
1410174
INSIGHT SELECT INCOME FD
COM
45781W109
706
40550
SH
SOLE
0
0
40550
INTEL CORP
COM
458140100
5640
120192
SH
SOLE
0
0
120192
INTERNATIONAL BUSINESS MACHS
COM
459200101
7731
68019
SH
SOLE
0
0
68019
INVESCO EXCHNG TRADED FD TR
CEF INM COMPSI
46138E404
227
11260
SH
SOLE
0
0
11260
INVESCO PA VALUE MUN INCOME
COM
46132K109
726
62591
SH
SOLE
0
0
62591
INVESCO SR INCOME TR
COM
46131H107
268
68754
SH
SOLE
0
0
68754
IRIDIUM COMMUNICATIONS INC
COM
46269C102
7739
419474
SH
SOLE
0
0
419474
IRON MTN INC NEW
COM
46284V101
6904
213028
SH
SOLE
0
0
213028
ISHARES TR
SELECT DIVID ETF
464287168
662
7420
SH
SOLE
0
0
7420
ISHARES TR
TIPS BD ETF
464287176
1247
11390
SH
SOLE
0
0
11390
ISHARES TR
EXPND TEC SC ETF
464287549
227
1325
SH
SOLE
0
0
1325
ISHARES TR
RUS 1000 VAL ETF
464287598
239
2160
SH
SOLE
0
0
2160
ISHARES TR
S&P SML 600 GWT
464287887
267
1660
SH
SOLE
0
0
1660
ISHARES TR
INTL SEL DIV ETF
464288448
1564
54476
SH
SOLE
0
0
54476
ISRAEL CHEMICALS LTD
SHS
M5920A109
93
16500
SH
SOLE
0
0
16500
JOHNSON & JOHNSON
COM
478160104
1716
13298
SH
SOLE
0
0
13298
JPMORGAN CHASE & CO
COM
46625H100
522
5352
SH
SOLE
0
0
5352
KIMBERLY CLARK CORP
COM
494368103
570
5011
SH
SOLE
0
0
5011
KINDER MORGAN INC DEL
COM
49456B101
707
45986
SH
SOLE
0
0
45986
LIFEWAY FOODS INC
COM
531914109
48
25800
SH
SOLE
0
0
25800
LILLY ELI & CO
COM
532457108
3095
26749
SH
SOLE
0
0
26749
LIQTECH INTL INC
COM
53632A102
2564
1871914
SH
SOLE
0
0
1871914
LOCKHEED MARTIN CORP
COM
539830109
249
954
SH
SOLE
0
0
954
LRAD CORP
COM
50213V109
30
12000
SH
SOLE
0
0
12000
LSI INDS INC
COM
50216C108
2759
870602
SH
SOLE
0
0
870602
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
362
4364
SH
SOLE
0
0
4364
M & T BK CORP
COM
55261F104
467
3264
SH
SOLE
0
0
3264
MANITEX INTL INC
COM
563420108
4986
877838
SH
SOLE
0
0
877838
MARATHON PETE CORP
COM
56585A102
243
4118
SH
SOLE
0
0
4118
MCDONALDS CORP
COM
580135101
348
1963
SH
SOLE
0
0
1963
MERCK & CO INC
COM
58933Y105
3852
50422
SH
SOLE
0
0
50422
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
64
12500
SH
SOLE
0
0
12500
MICROSOFT CORP
COM
594918104
4077
40147
SH
SOLE
0
0
40147
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1384
111678
SH
SOLE
0
0
111678
MOOG INC
CL A
615394202
309
4001
SH
SOLE
0
0
4001
MOTOROLA SOLUTIONS INC
COM NEW
620076307
485
4218
SH
SOLE
0
0
4218
MYLAN N V
SHS EURO
N59465109
1022
37334
SH
SOLE
0
0
37334
NETFLIX INC
COM
64110L106
207
775
SH
SOLE
0
0
775
NEW YORK MTG TR INC
COM PAR $.02
649604501
541
92000
SH
SOLE
0
0
92000
NEWMONT MINING CORP
COM
651639106
1452
41922
SH
SOLE
0
0
41922
NEXTERA ENERGY INC
COM
65339F101
640
3683
SH
SOLE
0
0
3683
NOBLE CORP PLC
SHS USD
G65431101
369
140958
SH
SOLE
0
0
140958
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
1972
986176
SH
SOLE
0
0
986176
NORDIC AMERN OFFSHORE LTD
SHS
G65772108
105
252210
SH
SOLE
0
0
252210
NOVARTIS A G
SPONSORED ADR
66987V109
3485
40621
SH
SOLE
0
0
40621
NUTRIEN LTD
COM
67077M108
4354
92641
SH
SOLE
0
0
92641
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
216
17747
SH
SOLE
0
0
17747
NUVEEN PFD & INCM SECURTIES
COM
67072C105
158
19135
SH
SOLE
0
0
19135
OBSIDIAN ENERGY LTD
COM
674482104
199
494000
SH
SOLE
0
0
494000
OLIN CORP
COM PAR $1
680665205
1368
68040
SH
SOLE
0
0
68040
OMEGA HEALTHCARE INVS INC
COM
681936100
703
20000
SH
SOLE
0
0
20000
ONEOK INC NEW
COM
682680103
279
5186
SH
SOLE
0
0
5186
ORACLE CORP
COM
68389X105
444
9848
SH
SOLE
0
0
9848
ORANGE
SPONSORED ADR
684060106
542
33482
SH
SOLE
0
0
33482
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
15
21450
SH
SOLE
0
0
21450
PALO ALTO NETWORKS INC
COM
697435105
207
1100
SH
SOLE
0
0
1100
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
42
14000
SH
SOLE
0
0
14000
PARK ELECTROCHEMICAL CORP
COM
700416209
1046
57925
SH
SOLE
0
0
57925
PATRICK INDS INC
COM
703343103
260
8800
SH
SOLE
0
0
8800
PEPSICO INC
COM
713448108
946
8563
SH
SOLE
0
0
8563
PFIZER INC
COM
717081103
4428
101455
SH
SOLE
0
0
101455
PHILLIPS 66
COM
718546104
263
3058
SH
SOLE
0
0
3058
PIONEER ENERGY SVCS CORP
COM
723664108
190
154575
SH
SOLE
0
0
154575
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
333
16650
SH
SOLE
0
0
16650
PNC FINL SVCS GROUP INC
COM
693475105
811
6937
SH
SOLE
0
0
6937
POINTS INTL LTD
COM NEW
730843208
8091
812389
SH
SOLE
0
0
812389
PPL CORP
COM
69351T106
329
11619
SH
SOLE
0
0
11619
PROCTER AND GAMBLE CO
COM
742718109
873
9504
SH
SOLE
0
0
9504
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
94
22200
SH
SOLE
0
0
22200
QUALCOMM INC
COM
747525103
418
7357
SH
SOLE
0
0
7357
QUANTA SVCS INC
COM
74762E102
226
7514
SH
SOLE
0
0
7514
REPUBLIC FIRST BANCORP INC
COM
760416107
228
38200
SH
SOLE
0
0
38200
RETRACTABLE TECHNOLOGIES INC
COM
76129W105
281
473203
SH
SOLE
0
0
473203
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
839
14013
SH
SOLE
0
0
14013
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
588
10101
SH
SOLE
0
0
10101
SCHLUMBERGER LTD
COM
806857108
554
15359
SH
SOLE
0
0
15359
SECOND SIGHT MED PRODS INC
COM
81362J100
8
10000
SH
SOLE
0
0
10000
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
322
6100
SH
SOLE
0
0
6100
SIERRA WIRELESS INC
COM
826516106
208
15500
SH
SOLE
0
0
15500
SOUTHERN CO
COM
842587107
212
4838
SH
SOLE
0
0
4838
SOUTHWEST AIRLS CO
COM
844741108
422
9100
SH
SOLE
0
0
9100
SPDR S&P 500 ETF TR
TR UNIT
78462F103
371
1488
SH
SOLE
0
0
1488
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
264
5500
SH
SOLE
0
0
5500
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
335
26750
SH
SOLE
0
0
26750
SUNOPTA INC
COM
8676EP108
141
36600
SH
SOLE
0
0
36600
SYSCO CORP
COM
871829107
313
5000
SH
SOLE
0
0
5000
TANDEM DIABETES CARE INC
COM NEW
875372203
227
6000
SH
SOLE
0
0
6000
TE CONNECTIVITY LTD
REG SHS
H84989104
214
2837
SH
SOLE
0
0
2837
TEAM INC
COM
878155100
3221
219909
SH
SOLE
0
0
219909
TETRA TECHNOLOGIES INC DEL
COM
88162F105
1432
852670
SH
SOLE
0
0
852670
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
181
11761
SH
SOLE
0
0
11761
TEXAS INSTRS INC
COM
882508104
366
3875
SH
SOLE
0
0
3875
TORONTO DOMINION BK ONT
COM NEW
891160509
2348
47236
SH
SOLE
0
0
47236
TOTAL S A
SPONSORED ADR
89151E109
339
6507
SH
SOLE
0
0
6507
TRACTOR SUPPLY CO
COM
892356106
220
2640
SH
SOLE
0
0
2640
TRIUMPH GROUP INC NEW
COM
896818101
1336
116179
SH
SOLE
0
0
116179
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
1128
424150
SH
SOLE
0
0
424150
TUPPERWARE BRANDS CORP
COM
899896104
571
18105
SH
SOLE
0
0
18105
UMH PPTYS INC
COM
903002103
1720
145348
SH
SOLE
0
0
145348
UNILEVER N V
N Y SHS NEW
904784709
312
5801
SH
SOLE
0
0
5801
UNION PAC CORP
COM
907818108
311
2253
SH
SOLE
0
0
2253
UNISYS CORP
COM NEW
909214306
653
56180
SH
SOLE
0
0
56180
UNIT CORP
COM
909218109
354
24817
SH
SOLE
0
0
24817
UNITEDHEALTH GROUP INC
COM
91324P102
274
1100
SH
SOLE
0
0
1100
VERIZON COMMUNICATIONS INC
COM
92343V104
4868
86595
SH
SOLE
0
0
86595
VIACOM INC NEW
CL B
92553P201
1557
60604
SH
SOLE
0
0
60604
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
2696
139876
SH
SOLE
0
0
139876
VOYA PRIME RATE TR
SH BEN INT
92913A100
64
14400
SH
SOLE
0
0
14400
WALMART INC
COM
931142103
262
2820
SH
SOLE
0
0
2820
WASTE MGMT INC DEL
COM
94106L109
414
4658
SH
SOLE
0
0
4658
WEC ENERGY GROUP INC
COM
92939U106
211
3054
SH
SOLE
0
0
3054
WELLS FARGO CO NEW
COM
949746101
366
7945
SH
SOLE
0
0
7945
XCEL ENERGY INC
COM
98389B100
1318
26751
SH
SOLE
0
0
26751
XEROX CORP
COM NEW
984121608
585
29634
SH
SOLE
0
0
29634
YUM BRANDS INC
COM
988498101
209
2280
SH
SOLE
0
0
2280