0001387131-20-009929.txt : 20201113
0001387131-20-009929.hdr.sgml : 20201113
20201113174005
ACCESSION NUMBER: 0001387131-20-009929
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201110
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Karl Mr.
CENTRAL INDEX KEY: 0001425873
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38012
FILM NUMBER: 201312806
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Playa Hotels & Resorts N.V.
CENTRAL INDEX KEY: 0001692412
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 000000000
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PRINS BERNHARDPLEIN 200
STREET 2: 1097 JB
CITY: AMSTERDAM
STATE: P7
ZIP: 1097 JB
BUSINESS PHONE: 31-208-081-081
MAIL ADDRESS:
STREET 1: PRINS BERNHARDPLEIN 200
STREET 2: 1097 JB
CITY: AMSTERDAM
STATE: P7
ZIP: 1097 JB
FORMER COMPANY:
FORMER CONFORMED NAME: Porto Holdco B.V.
DATE OF NAME CHANGE: 20161215
4
1
tpg_form4.xml
X0306
4
2020-11-10
0
0001692412
Playa Hotels & Resorts N.V.
PLYA
0001425873
Peterson Karl Mr.
C/O TPG GLOBAL, LLC,
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
1
0
0
0
Ordinary Shares
2020-11-10
4
J
0
5202633
0
D
3954033
I
See Explanation of Responses
Ordinary Shares
2020-11-11
4
S
0
100000
4.5386
D
3854033
I
See Explanation of Responses
Ordinary Shares
2020-11-12
4
S
0
125000
4.4323
D
3729033
I
See Explanation of Responses
Ordinary Shares
2020-11-13
4
S
0
125000
4.3742
D
3604033
I
See Explanation of Responses
Effective November 10, 2020, TPG Pace Sponsor, LLC ("TPG Pace Sponsor"), of which Mr. Karl Peterson (the "Reporting Person") is a managing member, distributed, in accordance with its limited liability company agreement, ordinary shares, par value euro 0.10 per share ("Ordinary Shares"), of Playa Hotels & Resorts N.V. (the "Issuer") pro rata to its members (the "Distribution"). The ultimate general partner (and its stockholders) of TPG Holdings III, L.P., the other managing member of TPG Pace Sponsor, is making a separate Form 4 filing with respect to the Distribution.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Held through Peterson Capital Partners, LP.
Excludes 2,000,000 Ordinary Shares issuable upon the exercise of 2,000,000 earnout warrants that were inadvertently included in Table I of the Form 4 filed by Mr. Peterson on August 13, 2018.
Because of the relationship between Mr. Peterson and TPG Pace Sponsor, Mr. Peterson may have been deemed to have beneficially owned the securities held by TPG Pace Sponsor to the extent of his direct or indirect pecuniary interests therein. Mr. Peterson disclaims beneficial ownership of the securities held by TPG Pace Sponsor, except to the extent of his pecuniary interest therein, if any.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Peterson is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of his pecuniary interests.
9. Michael LaGatta is signing on behalf of Mr. Peterson pursuant to an authorization and designation letter dated March 30, 2020, which was previously filed with the Commission.
/s/ Michael LaGatta on behalf of Karl Peterson (9)
2020-11-13