0001567619-21-010530.txt : 20210517
0001567619-21-010530.hdr.sgml : 20210517
20210517163013
ACCESSION NUMBER: 0001567619-21-010530
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pentwater Capital Management LP
CENTRAL INDEX KEY: 0001425851
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12843
FILM NUMBER: 21931283
BUSINESS ADDRESS:
STREET 1: 1001 10TH AVENUE SOUTH
STREET 2: SUITE 216
CITY: NAPLES
STATE: FL
ZIP: 34102
BUSINESS PHONE: 239-384-9750
MAIL ADDRESS:
STREET 1: 1001 10TH AVENUE SOUTH
STREET 2: SUITE 216
CITY: NAPLES
STATE: FL
ZIP: 34102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425851
XXXXXXXX
03-31-2021
03-31-2021
Pentwater Capital Management LP
1001 10TH AVENUE SOUTH
SUITE 216
NAPLES
FL
34102
13F HOLDINGS REPORT
028-12843
N
Neal Nenadovic
Chief Financial Officer
312-589-6405
/s/ Neal Nenadovic
Evanston
IL
05-17-2021
0
339
10481037
false
INFORMATION TABLE
2
form13fInfoTable.xml
51JOB INC
SPONSORED ADS
316827104
43962
702272
SH
SOLE
702272
0
0
89BIO INC
COM
282559103
2250
95000
SH
SOLE
95000
0
0
ABSOLUTE SOFTWARE CORP
COM
00386B109
485
35000
SH
SOLE
35000
0
0
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
2699
100000
SH
SOLE
100000
0
0
ACCELERATE ACQUISITION CORP
UNIT 99/99/9999
00439D201
1986
200000
SH
SOLE
200000
0
0
ACCOLADE INC
COM
00437E102
3176
70000
SH
SOLE
70000
0
0
ACV AUCTIONS INC
COM CL A
00091G104
225
6500
SH
SOLE
6500
0
0
ADVANCED MICRO DEVICES INC
COM
007903957
52988
675000
SH
Put
SOLE
675000
0
0
ADVANCED MICRO DEVICES INC
COM
007903907
9028
115000
SH
Call
SOLE
115000
0
0
AEGION CORP
COM
00770F104
3273
113850
SH
SOLE
113850
0
0
AF ACQUISITION CORP
UNIT 03/31/2028
001040203
987
100000
SH
SOLE
100000
0
0
AFFIRM HLDGS INC
COM CL A
00827B106
636
9000
SH
SOLE
9000
0
0
AFRICAN GOLD ACQUISITION COR
SHS CL A
G0112R108
1976
199995
SH
SOLE
199995
0
0
AGILE GROWTH CORP
UNIT 03/09/2026
G01202129
497
50000
SH
SOLE
50000
0
0
AGRIFY CORP
COM
00853E107
2964
237500
SH
SOLE
237500
0
0
AIRBNB INC
COM CL A
009066101
2152
11450
SH
SOLE
11450
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
1430
75000
SH
SOLE
75000
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
3283
19983
SH
SOLE
19983
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
655868
4289244
SH
SOLE
4289244
0
0
ALIBABA GROUP HLDG LTD
COM
01609W952
85024
375000
SH
Put
SOLE
375000
0
0
ALIBABA GROUP HLDG LTD
COM
01609W902
2267
10000
SH
Call
SOLE
10000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
79465
350483
SH
SOLE
350483
0
0
ALLEGRO MICROSYSTEMS INC
COM
01749D105
2675
105521
SH
SOLE
105521
0
0
ALTIMETER GROWTH CORP 2
COM CL A
G0371B109
182
17500
SH
SOLE
17500
0
0
ALX ONCOLOGY HLDGS INC
COM
00166B105
737
10000
SH
SOLE
10000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R902
3489
146000
SH
Call
SOLE
146000
0
0
AMERICAN AIRLS GROUP INC
NOTE 6.500% 7/01/25
02376RAF9
16003
9350000
PRN
SOLE
9350000
0
0
AMERICOLD RLTY TR
COM
03064D108
3847
100000
SH
SOLE
100000
0
0
ANALOG DEVICES INC
COM
032654955
36568
235800
SH
Put
SOLE
235800
0
0
ANALOG DEVICES INC
COM
032654905
22487
145000
SH
Call
SOLE
145000
0
0
AON PLC
COM
G0403H908
17258
75000
SH
Call
SOLE
75000
0
0
APHRIA INC
COM
03765K954
11481
625000
SH
Put
SOLE
625000
0
0
APHRIA INC
COM
03765K104
82376
4484284
SH
SOLE
4484284
0
0
APPIAN CORP
COM
03782L901
1662
12500
SH
Call
SOLE
12500
0
0
ARES ACQUISITION CORPORATION
COM CL A
G33032106
2500
250000
SH
SOLE
250000
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
746
25000
SH
SOLE
25000
0
0
ARVINAS INC
COM
04335A105
2948
44600
SH
SOLE
44600
0
0
ASTREA ACQUISITION CORP
UNIT 01/28/2028
04637C205
985
100000
SH
SOLE
100000
0
0
ATHENE HOLDING LTD
CL A
G0684D107
97524
1935000
SH
SOLE
1935000
0
0
ATHIRA PHARMA INC
COM
04746L104
2208
120000
SH
SOLE
120000
0
0
ATOTECH LTD
COM
G0625A105
810
40000
SH
SOLE
40000
0
0
AUSTERLITZ ACQUISITION CORP
UNIT 99/99/9999
G0633U119
502
50000
SH
SOLE
50000
0
0
AUSTERLITZ ACQUISITION CORP
UNIT 99/99/9999
G0633D117
400
39800
SH
SOLE
39800
0
0
AVANTOR INC
COM
05352A100
5048
174500
SH
SOLE
174500
0
0
AZEK CO INC
COM
05478C955
3364
80000
SH
Put
SOLE
80000
0
0
AZEK CO INC
CL A
05478C105
5256
125000
SH
SOLE
125000
0
0
BAIDU INC
COM
056752958
18492
85000
SH
Put
SOLE
85000
0
0
BAIDU INC
COM
056752908
7614
35000
SH
Call
SOLE
35000
0
0
BAIDU INC
SPON ADR REP A
056752108
46773
215000
SH
SOLE
215000
0
0
BENTLEY SYS INC
COM CL B
08265T208
10585
225557
SH
SOLE
225557
0
0
BICYCLE THERAPEUTICS PLC
SPONSORED ADS
088786108
358
12000
SH
SOLE
12000
0
0
BIGCOMMERCE HLDGS INC
COM SER 1
08975P108
5491
95000
SH
SOLE
95000
0
0
BILL COM HLDGS INC
COM
090043950
5820
40000
SH
Put
SOLE
40000
0
0
BIONTECH SE
SPONSORED ADS
09075V102
546
5000
SH
SOLE
5000
0
0
BIOVENTUS INC
COM CL A
09075A108
840
55000
SH
SOLE
55000
0
0
BITE ACQUISITION CORP
UNIT 99/99/9999
09175K204
987
100000
SH
SOLE
100000
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
2243
50000
SH
SOLE
50000
0
0
BK OF AMERICA CORP
COM
060505104
2128
55000
SH
SOLE
55000
0
0
BOINGO WIRELESS INC
COM
09739C102
2226
158200
SH
SOLE
158200
0
0
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
5328
400000
SH
SOLE
400000
0
0
BRILLIANT ACQUISITION CORP
SHS
G1643W111
99
10000
SH
SOLE
10000
0
0
BTRS HOLDINGS INC
COM CL 1
11778X104
246
17000
SH
SOLE
17000
0
0
BYTE ACQUISITION CORP
UNIT 03/18/2029
G1R25Q121
1000
100000
SH
SOLE
100000
0
0
C3 AI INC
CL A
12468P104
330
5000
SH
SOLE
5000
0
0
CADENCE BANCORPORATION
CL A
12739A100
6737
325000
SH
SOLE
325000
0
0
CAE INC
COM
124765108
217
7600
SH
SOLE
7600
0
0
CAESARS ENTERTAINMENT CORP
NOTE 5.000%10/01/24
127686AA1
16692
7000000
PRN
SOLE
7000000
0
0
CALLIDITAS THERAPEUTICS AB
SPONSERED ADS
13124Q106
1379
50000
SH
SOLE
50000
0
0
CANADIAN PAC RY LTD
COM
13645T950
1896
5000
SH
Put
SOLE
5000
0
0
CANNAE HLDGS INC
COM
13765N107
1656
41802
SH
SOLE
41802
0
0
CARDTRONICS PLC
SHS CL A
G1991C105
8730
225000
SH
SOLE
225000
0
0
CARNIVAL CORP
COM
143658900
50426
1900000
SH
Call
SOLE
1900000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
28008
1055300
SH
SOLE
1055300
0
0
CARTESIAN GROWTH CORP
UNIT 02/26/2028
G19276123
995
100000
SH
SOLE
100000
0
0
CASTLE BIOSCIENCES INC
COM
14843C105
574
8381
SH
SOLE
8381
0
0
CC NEUBERGER PRINCIPAL HOLDN
UNIT 99/99/9999
G1992N118
400
40000
SH
SOLE
40000
0
0
CERTARA INC
COM
15687V109
3191
116900
SH
SOLE
116900
0
0
CF ACQUISITION CORP VIII
UNIT 03/31/2028
12520C208
496
50000
SH
SOLE
50000
0
0
CHANGE HEALTHCARE INC
COM
15912K100
209950
9500000
SH
SOLE
9500000
0
0
CHESAPEAKE ENERGY CORP
COM
165167735
603
13900
SH
SOLE
13900
0
0
CHINA BIOLOGIC PRODS HLDGS I
COM
G21515104
140200
1184021
SH
SOLE
1184021
0
0
CHUBB LIMITED
COM
H1467J904
2370
15000
SH
Call
SOLE
15000
0
0
CINCINNATI BELL INC
COM
171871502
28781
1875000
SH
SOLE
1875000
0
0
CLARIVATE PLC
ORD SHS
G21810109
1979
75000
SH
SOLE
75000
0
0
CLOUDERA INC
COM
18914U100
1339
110000
SH
SOLE
110000
0
0
COHERENT INC
COM
192479103
303468
1200000
SH
SOLE
1200000
0
0
COLONNADE ACQUISITION CORP I
UNIT 99/99/9999
G2284B127
493
50000
SH
SOLE
50000
0
0
COLUMBIA PPTY TR INC
COM
198287203
5195
303802
SH
SOLE
303802
0
0
COOPER TIRE & RUBR CO
COM
216831107
1959
35000
SH
SOLE
35000
0
0
CORELOGIC INC
COM
21871D103
310660
3920000
SH
SOLE
3920000
0
0
COUPANG INC
CL A
22266T109
592
12000
SH
SOLE
12000
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
533
53000
SH
SOLE
53000
0
0
CROWDSTRIKE HLDGS INC
COM
22788C955
3650
20000
SH
Put
SOLE
20000
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
4563
25000
SH
SOLE
25000
0
0
CUBIC CORP
COM
229669106
18493
248000
SH
SOLE
248000
0
0
DARDEN RESTAURANTS INC
COM
237194905
3550
25000
SH
Call
SOLE
25000
0
0
DATTO HLDG CORP
COM
23821D100
344
15000
SH
SOLE
15000
0
0
DIGITALOCEAN HLDGS INC
COM
25402D102
849
20150
SH
SOLE
20150
0
0
DINE BRANDS GLOBAL INC
COM
254423106
12496
138800
SH
SOLE
138800
0
0
DISCOVERY INC
COM
25470F954
4346
100000
SH
Put
SOLE
100000
0
0
DISCOVERY INC
COM SER A
25470F104
3216
74000
SH
SOLE
74000
0
0
DISNEY WALT CO
COM
254687906
26165
141800
SH
Call
SOLE
141800
0
0
DISNEY WALT CO
COM
254687106
738
4000
SH
SOLE
4000
0
0
DOUYU INTL HLDGS LTD
SPONSORED ADS
25985W105
20939
2011465
SH
SOLE
2011465
0
0
DRAGONEER GROWTH OPPTY CORP
SHS CL A
G28314105
206
20000
SH
SOLE
20000
0
0
DRAGONEER GROWTH OPT CORP II
CL A SHS
G28315102
354
35000
SH
SOLE
35000
0
0
DRIVE SHACK INC
COM
262077100
80
25000
SH
SOLE
25000
0
0
DROPBOX INC
CL A
26210C104
3866
145000
SH
SOLE
145000
0
0
DUCK CREEK TECHNOLOGIES INC
SHS
264120106
5225
115755
SH
SOLE
115755
0
0
DUCKHORN PORTFOLIO INC
COM
26414D106
336
20000
SH
SOLE
20000
0
0
DUKE ENERGY CORP
COM
26441C904
3089
32000
SH
Call
SOLE
32000
0
0
DUN & BRADSTREET HLDGS INC
COM
26484T106
1895
79600
SH
SOLE
79600
0
0
DUPONT DE NEMOURS INC
COM
26614N952
6182
80000
SH
Put
SOLE
80000
0
0
DUPONT DE NEMOURS INC
COM
26614N102
20711
268000
SH
SOLE
268000
0
0
DYNATRACE INC
COM
268150109
1447
30000
SH
SOLE
30000
0
0
DYNE THERAPEUTICS INC
COM
26818M108
233
15000
SH
SOLE
15000
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2055
69775
SH
SOLE
69775
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
2262
349000
SH
SOLE
349000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
17043
607580
SH
SOLE
607580
0
0
EUROPEAN BIOTECH ACQUTN CORP
UNIT 03/09/2026
G3167F110
3021
300000
SH
SOLE
300000
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
21461
1086656
SH
SOLE
1086656
0
0
FIGURE ACQUISITION CORP I
UNIT 99/99/9999
302438205
253
25000
SH
SOLE
25000
0
0
FINTECH EVOLUTION ACQUIS GRO
UNIT 99/99/9999
G3R19A112
1481
150000
SH
SOLE
150000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
37678
1000200
SH
SOLE
1000200
0
0
FLIR SYS INC
COM
302445101
56515
1000800
SH
SOLE
1000800
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
5898
350000
SH
SOLE
350000
0
0
FOREST ROAD ACQUISITION COR
UNIT 99/99/9999
34619V202
996
100000
SH
SOLE
100000
0
0
FRANCHISE GROUP INC
COM
35180X105
1444
40000
SH
SOLE
40000
0
0
FTAC ATHENA ACQUISITION CORP
UNIT 99/99/9999
G37283127
250
25000
SH
SOLE
25000
0
0
FTAC HERA ACQUISITION CORP
UNIT 02/28/2026
G3728Y129
250
25000
SH
SOLE
25000
0
0
FUBOTV INC
COM
35953D104
553
25000
SH
SOLE
25000
0
0
G&P ACQUISITION CORP
UNIT 02/28/2028
36146G202
3204
323000
SH
SOLE
323000
0
0
GATES INDUSTRIAL CORPRATIN P
ORD SHS
G39108108
1280
80027
SH
SOLE
80027
0
0
GENMAB A/S
SPONSORED ADS
372303206
328
10000
SH
SOLE
10000
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
9364
391819
SH
SOLE
391819
0
0
GENWORTH FINL INC
COM
37247D956
3379
1017700
SH
Put
SOLE
1017700
0
0
GENWORTH FINL INC
COM CL A
37247D106
3586
1080000
SH
SOLE
1080000
0
0
GLU MOBILE INC
COM
379890106
2184
175000
SH
SOLE
175000
0
0
GORES HLDGS V INC
COM CL A
382864106
1734
173748
SH
SOLE
173748
0
0
GORES TECHNOLOGY PARTNERS II
UNIT 03/16/2028
38287L206
250
25000
SH
SOLE
25000
0
0
GORES TECHNOLOGY PARTNERS IN
UNIT 03/16/2028
382870202
100
10000
SH
SOLE
10000
0
0
GREEN BRICK PARTNERS INC
COM
392709101
1247
55000
SH
SOLE
55000
0
0
GROCERY OUTLET HLDG CORP
COM
39874R101
738
20000
SH
SOLE
20000
0
0
GROWTH CAP ACQUISITION CORP
UNIT 06/01/2027
39986V206
401
40458
SH
SOLE
40458
0
0
GRUBHUB INC
COM
400110102
206693
3444881
SH
SOLE
3444881
0
0
GSX TECHEDU INC
COM
36257Y959
1863
55000
SH
Put
SOLE
55000
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
4066
120000
SH
SOLE
120000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
455946
2102104
SH
SOLE
2102104
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515954
91743
1373600
SH
Put
SOLE
1373600
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515904
10019
150000
SH
Call
SOLE
150000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
34397
515000
SH
SOLE
515000
0
0
HAYWARD HLDGS INC
COM
421298100
928
55000
SH
SOLE
55000
0
0
HESKA CORP
COM RESTRC
42805E306
729
4326
SH
SOLE
4326
0
0
HMS HLDGS CORP
COM
40425J101
15495
419000
SH
SOLE
419000
0
0
HOLLYSYS AUTOMATION TCHNGY L
SHS
G45667105
5645
450900
SH
SOLE
450900
0
0
HOME PT CAPITAL INCORPORATED
COM
43734L106
469
50446
SH
SOLE
50446
0
0
HUYA INC
ADS REP SHS A
44852D108
13550
695600
SH
SOLE
695600
0
0
I3 VERTICALS INC
COM CL A
46571Y107
498
16000
SH
SOLE
16000
0
0
ICON PLC
COM
G4705A900
5891
30000
SH
Call
SOLE
30000
0
0
IHS MARKIT LTD
SHS
G47567105
486252
5024300
SH
SOLE
5024300
0
0
II-VI INC
COM
902104908
7179
105000
SH
Call
SOLE
105000
0
0
II-VI INC
COM
902104958
15992
233900
SH
Put
SOLE
233900
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
2702
15000
SH
SOLE
15000
0
0
INPHI CORP
COM
45772F107
365027
2045998
SH
SOLE
2045998
0
0
INTRUSION INC
COM
46121E205
584
25000
SH
SOLE
25000
0
0
INVESCO QQQ TR
COM
46090E953
78187
245000
SH
Put
SOLE
245000
0
0
ISHARES TR
COM
464287956
10539
70000
SH
Put
SOLE
70000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
11830
135700
SH
SOLE
135700
0
0
ISHARES TR
COM
46435G954
6262
200000
SH
Put
SOLE
200000
0
0
ISHARES TR
COM
464287955
11047
50000
SH
Put
SOLE
50000
0
0
ISHARES TR
COM
464287953
4664
11000
SH
Put
SOLE
11000
0
0
ISOS ACQUISITION CORPORATION
UNIT 99/99/9999
G4962C120
100
10000
SH
SOLE
10000
0
0
JAMF HLDG CORP
COM
47074L105
4436
125604
SH
SOLE
125604
0
0
JAWS MUSTANG ACQUISITION COR
UNIT 99/99/9999
G50737116
508
50000
SH
SOLE
50000
0
0
JOFF FINTECH ACQUISITION COR
UNIT 02/03/2026
46592C209
498
50000
SH
SOLE
50000
0
0
KADEM SUSTAINABLE IMPACT COR
UNIT 03/17/2026
48284E204
988
100000
SH
SOLE
100000
0
0
KANSAS CITY SOUTHERN
COM
485170952
63262
239700
SH
Put
SOLE
239700
0
0
KANSAS CITY SOUTHERN
COM
485170302
137238
520000
SH
SOLE
520000
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
8200
68200
SH
SOLE
68200
0
0
KERNEL GROUP HOLDINGS INC
UNIT 99/99/9999
G5259L111
449
45000
SH
SOLE
45000
0
0
KISMET ACQUISITION THREE COR
UNIT 99/99/9999
G5276C128
988
100000
SH
SOLE
100000
0
0
KISMET ACQUISITION TWO CORP
UNIT 99/99/9999
G52807123
994
100000
SH
SOLE
100000
0
0
LEGATO MERGER CORP
COM
52473X106
548
56657
SH
SOLE
56657
0
0
LEMONADE INC
COM
52567D107
559
6000
SH
SOLE
6000
0
0
LESLIES INC
COM
527064109
1531
62500
SH
SOLE
62500
0
0
LGL SYS ACQUISITION CORP
COM CL A
50201G106
249
25000
SH
SOLE
25000
0
0
LI AUTO INC
SPONSORED ADS
50202M102
750
30000
SH
SOLE
30000
0
0
LUMENTUM HLDGS INC
COM
55024U909
36540
400000
SH
Call
SOLE
400000
0
0
LUMINEX CORP DEL
COM
55027E102
6380
200000
SH
SOLE
200000
0
0
LYRA THERAPEUTICS INC
COM
55234L105
276
23800
SH
SOLE
23800
0
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
5638
68920
SH
SOLE
68920
0
0
MAGELLAN HEALTH INC
COM
559079207
4821
51708
SH
SOLE
51708
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J953
2490
100000
SH
Put
SOLE
100000
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
2615
105000
SH
SOLE
105000
0
0
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
574
16100
SH
SOLE
16100
0
0
MARVELL TECHNOLOGY GROUP LTD
COM
G5876H905
195430
3990000
SH
Call
SOLE
3990000
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
1000125
10945880
SH
SOLE
10945880
0
0
MEDIAALPHA INC
CL A
58450V104
354
10000
SH
SOLE
10000
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
1572
73860
SH
SOLE
73860
0
0
MEDICUS SCIENCES ACQUISITION
UNIT 99/99/9999
G5960S116
493
50000
SH
SOLE
50000
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
489
15000
SH
SOLE
15000
0
0
MICHAELS COS INC
COM
59408Q106
17554
800100
SH
SOLE
800100
0
0
MISSION ADVANCEMENT CORP
UNIT 99/99/9999
60501L200
995
100000
SH
SOLE
100000
0
0
MODERNA INC
COM
60770K107
393
3000
SH
SOLE
3000
0
0
NCINO INC
COM
63947U107
2002
30000
SH
SOLE
30000
0
0
NETSTREIT CORP
COM
64119V303
370
20000
SH
SOLE
20000
0
0
NEW FRONTIER HEALTH CORP
ORD SHS
G6461G106
14113
1248898
SH
SOLE
1248898
0
0
NEWBURY STREET ACQUISITN COR
UNIT 04/30/2028
65101L203
989
100000
SH
SOLE
100000
0
0
NEXTGEN ACQUISITION CORP II
UNIT 03/23/2026
G65317110
990
100000
SH
SOLE
100000
0
0
NIC INC
COM
62914B100
8822
260000
SH
SOLE
260000
0
0
NIGHTDRAGON ACQUISITION CORP
UNIT 02/26/20266
65413D204
255
25000
SH
SOLE
25000
0
0
NORWEGIAN CRUISE LINE HLDG L
COM
G66721904
37384
1355000
SH
Call
SOLE
1355000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
31273
1133500
SH
SOLE
1133500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X959
5034
25000
SH
Put
SOLE
25000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X909
10570
52500
SH
Call
SOLE
52500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
5134
25500
SH
SOLE
25500
0
0
OLO INC
CL A
68134L109
794
30100
SH
SOLE
30100
0
0
ON24 INC
COM
68339B104
412
8494
SH
SOLE
8494
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
424
20000
SH
SOLE
20000
0
0
OPTION CARE HEALTH INC
COM
68404L201
8781
495000
SH
SOLE
495000
0
0
ORION ACQUISITION CORP
UNIT 02/19/2026
68626A207
200
20000
SH
SOLE
20000
0
0
ORTHO CLINICAL DIAGNOSTICS H
ORD SHS
G6829J107
1062
55000
SH
SOLE
55000
0
0
OSCAR HEALTH INC
CL A
687793109
269
10000
SH
SOLE
10000
0
0
OYSTER PT PHARMA INC
COM
69242L106
1691
92500
SH
SOLE
92500
0
0
OZON HLDGS PLC
SPONSORED ADS
69269L104
280
5000
SH
SOLE
5000
0
0
PALOMAR HLDGS INC
COM
69753M105
704
10500
SH
SOLE
10500
0
0
PANDION THERAPEUTICS INC
COM
698340106
9008
150000
SH
SOLE
150000
0
0
PARSONS CORPORATION
COM
70202L102
6066
150000
SH
SOLE
150000
0
0
PAYA HOLDINGS INC
COM CL A
70434P103
603
55000
SH
SOLE
55000
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
225
2000
SH
SOLE
2000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
21355
1193000
SH
SOLE
1193000
0
0
PERSPECTA INC
COM
715347100
43575
1500000
SH
SOLE
1500000
0
0
PETCO HEALTH & WELLNESS CO INC
COM
71601V105
416
18750
SH
SOLE
18750
0
0
PG&E CORP
COM
69331C908
1991
170000
SH
Call
SOLE
170000
0
0
PG&E CORP
COM
69331C958
3045
260000
SH
Put
SOLE
260000
0
0
PG&E CORP
COM
69331C108
170211
14535536
SH
SOLE
14535536
0
0
PINDUODUO INC
NOTE 0% 12/01/25
722304AC6
1061
1000000
PRN
SOLE
1000000
0
0
PINE TECHNOLOGY ACQUISITION CORP
UNIT 03/31/2028
722850203
4717
475000
SH
SOLE
475000
0
0
PING IDENTITY HLDG CORP
COM
72341T103
439
20000
SH
SOLE
20000
0
0
PLIANT THERAPEUTICS INC
COM
729139105
1180
30000
SH
SOLE
30000
0
0
PLURALSIGHT INC
COM CL A
72941B106
10055
450100
SH
SOLE
450100
0
0
POSEIDA THERAPEUTICS INC
COM
73730P108
47437
4967227
SH
SOLE
4967227
0
0
PPD INC
COM
69355F102
3784
100000
SH
SOLE
100000
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
142546
929668
SH
SOLE
929668
0
0
PRIVETERRA ACQUISITION CORP
UNIT 99/99/9999
74275N201
398
40000
SH
SOLE
40000
0
0
PROGENITY INC
COM
74319F107
177
37105
SH
SOLE
37105
0
0
PROVENTION BIO INC
COM
74374N102
105
10000
SH
SOLE
10000
0
0
PULMONX CORP
COM
745848101
775
16950
SH
SOLE
16950
0
0
QUALTRICS INTL INC
COM CL A
747601201
668
20300
SH
SOLE
20300
0
0
RAPT THERAPEUTICS INC
COM
75382E109
666
30000
SH
SOLE
30000
0
0
REALPAGE INC
COM
75606N109
250870
2876950
SH
SOLE
2876950
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
3075
6500
SH
SOLE
6500
0
0
RENAISSANCE CAP GREENWICH FD
COM
759937954
6218
100000
SH
Put
SOLE
100000
0
0
RENALYTIX AI PLC
ADS
75973T101
3015
117500
SH
SOLE
117500
0
0
REVOLUTION HEALTHCAR AQ CORP
UNIT 03/18/20266
76155Y207
503
50000
SH
SOLE
50000
0
0
REYNOLDS CONSUMER PRODS INC
COM
76171L106
1668
56000
SH
SOLE
56000
0
0
ROCKET COS INC
COM
77311W951
346
15000
SH
Put
SOLE
15000
0
0
ROCKET COS INC
COM CL A
77311W101
577
25000
SH
SOLE
25000
0
0
ROOT INC
COM CL A
77664L108
509
40000
SH
SOLE
40000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T903
30392
355000
SH
Call
SOLE
355000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
37677
440100
SH
SOLE
440100
0
0
ROYALTY PHARMA PLC
SHS CLASS A
G7709Q104
654
15000
SH
SOLE
15000
0
0
SALESFORCE COM INC
COM
79466L952
19068
90000
SH
Put
SOLE
90000
0
0
SALESFORCE COM INC
COM
79466L902
13772
65000
SH
Call
SOLE
65000
0
0
SCHRODINGER INC
COM
80810D103
3815
50000
SH
SOLE
50000
0
0
SCION TECH GROWTH II
UNIT 99/99/9999
G31070124
498
50000
SH
SOLE
50000
0
0
SEACOR HOLDINGS INC
COM
811904101
7033
172578
SH
SOLE
172578
0
0
SEMRUSH HLDGS INC
CL A COM
81686C104
655
55000
SH
SOLE
55000
0
0
SHIFT4 PMTS INC
CL A
82452J109
1640
20000
SH
SOLE
20000
0
0
SHOALS TECHNOLOGIES GROUP IN
CL A
82489W107
870
25000
SH
SOLE
25000
0
0
SHOPIFY INC
COM
82509L957
5533
5000
SH
Put
SOLE
5000
0
0
SHOPIFY INC
NOTE 0.125%11/01/25
82509LAA5
569
500000
PRN
SOLE
500000
0
0
SHOPIFY INC
CL A
82509L107
2152
1945
SH
SOLE
1945
0
0
SI BONE INC
COM
825704109
1209
38000
SH
SOLE
38000
0
0
SILVERGATE CAP CORP
CL A
82837P408
711
5000
SH
SOLE
5000
0
0
SITIME CORP
COM
82982T106
1972
20000
SH
SOLE
20000
0
0
SKILLZ INC
COM
83067L109
952
50000
SH
SOLE
50000
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
789790
19438600
SH
SOLE
19438600
0
0
SMITH MICRO SOFTWARE INC
COM
832154207
523
95000
SH
SOLE
95000
0
0
SNOWFLAKE INC
CL A
833445109
4586
20000
SH
SOLE
20000
0
0
SOARING EAGLE ACQUISITION CO
UNIT 02/23/2026
G8354H100
405
40000
SH
SOLE
40000
0
0
SOGOU INC
ADR REPSTG A
83409V104
11897
1575710
SH
SOLE
1575710
0
0
SOTERA HEALTH CO
COM
83601L102
1373
55000
SH
SOLE
55000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/01/25
844741BG2
1295
750000
PRN
SOLE
750000
0
0
SOUTHWEST AIRLS CO
COM
844741108
305
5000
SH
SOLE
5000
0
0
SPDR S&P 500 ETF TR
COM
78462F953
545152
1375500
SH
Put
SOLE
1375500
0
0
SPDR S&P 500 ETF TR
COM
78462F903
5549
14000
SH
Call
SOLE
14000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
852
2150
SH
SOLE
2150
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
25869
1500500
SH
SOLE
1500500
0
0
SPORTSTEK ACQUISITION CORP
UNIT 02/16/2028
849196209
497
50000
SH
SOLE
50000
0
0
SUPERNOVA PARTN ACQ CO III L
UNIT 99/99/9999
G8T90F110
100
10000
SH
SOLE
10000
0
0
SUTRO BIOPHARMA INC
COM
869367102
4199
184501
SH
SOLE
184501
0
0
SYNCHRONY FINANCIAL
COM
87165B903
21143
520000
SH
Call
SOLE
520000
0
0
SYNCHRONY FINANCIAL
COM
87165B953
62413
1535000
SH
Put
SOLE
1535000
0
0
SYNCHRONY FINANCIAL
COM
87165B103
12808
315000
SH
SOLE
315000
0
0
TALEND S A
ADS
874224207
52205
820321
SH
SOLE
820321
0
0
TB SA ACQUISITION CORP
UNIT 03/25/2028
G8657L113
1970
200000
SH
SOLE
200000
0
0
TCF FINL CORP
COM
872307103
84604
1821000
SH
SOLE
1821000
0
0
TELA BIO INC
COM
872381108
4098
275000
SH
SOLE
275000
0
0
TELOS CORP MD
COM
87969B101
2939
77500
SH
SOLE
77500
0
0
TENCENT MUSIC ENTMT GROUP
COM
88034P959
1025
50000
SH
Put
SOLE
50000
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
1025
50000
SH
SOLE
50000
0
0
THOMA BRAVO ADVANTAGE
COM CL A
G88272102
1097
105000
SH
SOLE
105000
0
0
TILRAY INC
COM
88688T900
110297
4852500
SH
Call
SOLE
4852500
0
0
TILRAY INC
COM
88688T950
455
20000
SH
Put
SOLE
20000
0
0
TILRAY INC
COM CL 2
88688T100
59051
2597928
SH
SOLE
2597928
0
0
TLG ACQUISITION ONE CORP
UNIT 99/99/9999
87257M207
992
100000
SH
SOLE
100000
0
0
T-MOBILE US INC
COM
872590104
5262
42000
SH
SOLE
42000
0
0
TPG PACE TECH OPPORTUNITIES
CL A COM
G8990Y103
297
30000
SH
SOLE
30000
0
0
TREAN INS GROUP INC
COM
89457R101
485
30000
SH
SOLE
30000
0
0
TRINITY CAP INC
COM
896442308
828
55493
SH
SOLE
55493
0
0
TRITERRAS INC
SHS CL A
G9103H102
906
125000
SH
SOLE
125000
0
0
TURQUOISE HILL RES LTD
COM
900435907
1609
100000
SH
Call
SOLE
100000
0
0
TURQUOISE HILL RES LTD
COM
900435207
300079
18650038
SH
SOLE
18650038
0
0
TWILIO INC
CL A
90138F102
1704
5000
SH
SOLE
5000
0
0
UNITED AIRLS HLDGS INC
COM
910047909
8919
155000
SH
Call
SOLE
155000
0
0
UNITED AIRLS HLDGS INC
COM
910047109
575
10000
SH
SOLE
10000
0
0
VARIAN MED SYS INC
COM
92220P105
267595
1515863
SH
SOLE
1515863
0
0
VECTOR ACQUISITION CORP II
CL A SHS
G9460A104
990
100000
SH
SOLE
100000
0
0
VERTEX INC
CL A
92538J106
550
25000
SH
SOLE
25000
0
0
VIACOMCBS INC
COM
92556H956
4961
110000
SH
Put
SOLE
110000
0
0
VIACOMCBS INC
CL B
92556H206
4510
100000
SH
SOLE
100000
0
0
VICI PPTYS INC
COM
925652109
67409
2387000
SH
SOLE
2387000
0
0
VIPSHOP HOLDINGS LIMITED
COM
92763W953
1194
40000
SH
Put
SOLE
40000
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
42849
1435000
SH
SOLE
1435000
0
0
VITAL FARMS INC
COM
92847W103
546
25000
SH
SOLE
25000
0
0
VIZIO HLDG CORP
CL A COM
92858V101
849
35000
SH
SOLE
35000
0
0
VPC IMPACT ACQU HOLDI III IN
UNIT 99/99/9999
91835J207
807
81800
SH
SOLE
81800
0
0
VROOM INC
COM
92918V109
2250
57700
SH
SOLE
57700
0
0
WARBURG PINCUS CAPTAL CORP I-A
UNIT 99/99/9999
G9461D123
5040
500000
SH
SOLE
500000
0
0
WARBURG PINCUS CAPTAL CORP I-B
UNIT 99/99/9999
G9460M116
4990
500000
SH
SOLE
500000
0
0
WILLIAMS COS INC
COM
969457100
3790
160000
SH
SOLE
160000
0
0
WILLSCOT MOBIL MINI HLDNG CO
COM CL A
971378104
1832
66000
SH
SOLE
66000
0
0
XILINX INC
COM
983919951
24780
200000
SH
Put
SOLE
200000
0
0
XILINX INC
COM
983919101
723700
5841000
SH
SOLE
5841000
0
0
XPENG INC
COM
98422D955
1095
30000
SH
Put
SOLE
30000
0
0
XPENG INC
ADS
98422D105
2920
79990
SH
SOLE
79990
0
0
ZENTALIS PHARMACEUTICALS INC
COM
98943L107
1953
45000
SH
SOLE
45000
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
2787
57000
SH
SOLE
57000
0
0