Chief Financial Officer

0001567619-20-019882.txt : 20201116 0001567619-20-019882.hdr.sgml : 20201116 20201116163033 ACCESSION NUMBER: 0001567619-20-019882 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 201317504 BUSINESS ADDRESS: STREET 1: 1001 10TH AVENUE SOUTH STREET 2: SUITE 216 CITY: NAPLES STATE: FL ZIP: 34102 BUSINESS PHONE: 239-384-9750 MAIL ADDRESS: STREET 1: 1001 10TH AVENUE SOUTH STREET 2: SUITE 216 CITY: NAPLES STATE: FL ZIP: 34102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425851 XXXXXXXX 09-30-2020 09-30-2020 Pentwater Capital Management LP

1001 10TH AVENUE SOUTH SUITE 216 NAPLES FL 34102

13F HOLDINGS REPORT 028-12843 N Neal Nenadovic Chief Financial Officer 312-589-6405 /s/ Neal Nenadovic Evanston IL 11-16-2020 0 219 7711635 false INFORMATION TABLE 2 form13fInfoTable.xml 89BIO INC COM 282559103 2386 93000 SH SOLE 93000 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 98763 1465333 SH SOLE 1465333 0 0 ACCOLADE INC COM 00437E102 944 24284 SH SOLE 24284 0 0 ADC THERAPEUTICS SA SHS H0036K147 330 10000 SH SOLE 10000 0 0 ADVANCED DISP SVCS INC COM 00790X101 99776 3300560 SH SOLE 3300560 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 86166 2501200 SH SOLE 2501200 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 1039 75000 SH SOLE 75000 0 0 ALCOA CORP COM 013872906 2559 220000 SH Call SOLE 220000 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 377 10000 SH SOLE 10000 0 0 ALLY FINL INC COM 02005N900 627 25000 SH Call SOLE 25000 0 0 ALLY FINL INC COM 02005N100 11407 455000 SH SOLE 455000 0 0 ALX ONCOLOGY HLDGS INC COM 00166B105 751 19900 SH SOLE 19900 0 0 AMAZON COM INC COM 023135106 2834 900 SH SOLE 900 0 0 AMERICAN AIRLS GROUP INC COM 02376R952 16770 1364500 SH Put SOLE 1364500 0 0 AMERICAN AIRLS GROUP INC COM 02376R902 8830 718500 SH Call SOLE 718500 0 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/01/25 02376RAF9 16931 18100000 PRN SOLE 18100000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 14539 1183004 SH SOLE 1183004 0 0 ANALOG DEVICES INC COM 032654955 1844 15800 SH Put SOLE 15800 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 431 8000 SH SOLE 8000 0 0 ATHIRA PHARMA INC COM 04746L104 369 20000 SH SOLE 20000 0 0 AVALARA INC COM 05338G106 1273 10000 SH SOLE 10000 0 0 AVANTOR INC COM 05352A100 405 18000 SH SOLE 18000 0 0 AZEK CO INC CL A 05478C105 2547 73170 SH SOLE 73170 0 0 BANK OF AMERICA CORP COM 060505104 1445 60000 SH SOLE 60000 0 0 BENTLEY SYS INC COM CL B 08265T208 314 10000 SH SOLE 10000 0 0 BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 229 12000 SH SOLE 12000 0 0 BILL COM HLDGS INC COM 090043950 502 5000 SH Put SOLE 5000 0 0 BILL COM HLDGS INC COM 090043100 2021 20144 SH SOLE 20144 0 0 BIONTECH SE SPONSORED ADS 09075V102 346 5000 SH SOLE 5000 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 25279 1605000 SH SOLE 1605000 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 1870 45000 SH SOLE 45000 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1648 75000 SH SOLE 75000 0 0 BMC STK HLDGS INC COM 05591B109 4069 95000 SH SOLE 95000 0 0 BOEING CO COM 097023105 9131 55250 SH SOLE 55250 0 0 BOSTON SCIENTIFIC CORP 5.50% CNV PFD A 101137206 3356 30000 SH SOLE 30000 0 0 BRINKER INTL INC COM 109641100 8715 204000 SH SOLE 204000 0 0 BRINKER INTL INC COM 109641900 4272 100000 SH Call SOLE 100000 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 85650 38066812 SH SOLE 38066812 0 0 CAESARS ENTERTAINMENT INC COM 12769G100 22480 401000 SH SOLE 401000 0 0 CAESARS ENTERTAINMENT INC COM 12769G900 2915 52000 SH Call SOLE 52000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/01/24 127686AA1 13792 7000000 PRN SOLE 7000000 0 0 CALLIDITAS THERAPEUTICS AB SPONSERED ADS 13124Q106 1466 61084 SH SOLE 61084 0 0 CANNAE HLDGS INC COM 13765N107 1558 41802 SH SOLE 41802 0 0 CARDIOVASCULAR SYS INC COM 141619106 1770 44977 SH SOLE 44977 0 0 CASTLE BIOSCIENCES INC COM 14843C105 257 5000 SH SOLE 5000 0 0 CELLULAR BIOMEDICINE GROUP COM 15117P102 1378 75112 SH SOLE 75112 0 0 CENTOGENE N V COM N1976T109 189 20000 SH SOLE 20000 0 0 CHAMPIONX CORPORATION COM 15872M104 80 10000 SH SOLE 10000 0 0 CHANGE HEALTHCARE INC COM 15912K100 2293 158016 SH SOLE 158016 0 0 CHEESECAKE FACTORY INC COM 163072901 2497 90000 SH Call SOLE 90000 0 0 CHEESECAKE FACTORY INC COM 163072101 1234 44500 SH SOLE 44500 0 0 CHEWY INC CL A 16679L109 274 5000 SH SOLE 5000 0 0 CHIASMA INC COM 16706W102 430 100000 SH SOLE 100000 0 0 CHINA BIOLOGIC PRODS HLDGS COM G21515104 51583 464128 SH SOLE 464128 0 0 CINCINNATI BELL INC COM 171871502 22125 1475000 SH SOLE 1475000 0 0 CLARIVATE PLC ORD SHS G21810109 2324 75000 SH SOLE 75000 0 0 CLOUDERA INC COM 18914U100 1416 130000 SH SOLE 130000 0 0 CONSTRUCTION PARTNERS INC COM CL A 21044C107 308 16900 SH SOLE 16900 0 0 CORELOGIC INC COM 21871D103 156602 2314203 SH SOLE 2314203 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 3433 25000 SH SOLE 25000 0 0 CUBIC CORP COM 229669106 6980 120000 SH SOLE 120000 0 0 DARDEN RESTAURANTS INC COM 237194105 68060 675600 SH SOLE 675600 0 0 DARDEN RESTAURANTS INC COM 237194905 11585 115000 SH Call SOLE 115000 0 0 DATADOG INC CL A COM 23804L103 613 6000 SH SOLE 6000 0 0 DELPHI TECHNOLOGIES PL SHS G2709G107 57650 3450000 SH SOLE 3450000 0 0 DINE BRANDS GLOBAL INC COM 254423106 20411 373900 SH SOLE 373900 0 0 DISNEY WALT CO COM 254687906 58007 467500 SH Call SOLE 467500 0 0 DISNEY WALT CO COM DISNEY 254687106 61233 493500 SH SOLE 493500 0 0 DRAGONEER GROWTH OPPORTUNITIES CORP UNIT 08/18/2027 G28302126 12 1000 SH SOLE 1000 0 0 DROPBOX INC CL A 26210C104 2696 140000 SH SOLE 140000 0 0 DUCK CREEK TECHNOLOGIES INC SHS 264120106 1136 25000 SH SOLE 25000 0 0 DUKE ENERGY CORP NEW COM 26441C904 39852 450000 SH Call SOLE 450000 0 0 DUN & BRADSTREET HLDGS INC COM 26484T106 1717 66906 SH SOLE 66906 0 0 DUPONT DE NEMOURS INC COM 26614N102 555 10000 SH SOLE 10000 0 0 DYNATRACE INC COM 268150109 943 23000 SH SOLE 23000 0 0 E TRADE FINANCIAL CORP COM 269246401 65080 1300300 SH SOLE 1300300 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 1530 54775 SH SOLE 54775 0 0 ENDO INTL PLC SHS G30401106 528 160000 SH SOLE 160000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 4011 740000 SH SOLE 740000 0 0 ESPERION THERAPEUTICS INC COM 29664W105 80623 2169022 SH SOLE 2169022 0 0 EVERTEC INC COM 30040P103 12913 372027 SH SOLE 372027 0 0 EVOFEM BIOSCIENCES INC COM 30048L104 118 50000 SH SOLE 50000 0 0 FIRST SOLAR INC COM 336433107 1986 30000 SH SOLE 30000 0 0 FITBIT INC COM 33812L952 24013 3450100 SH Put SOLE 3450100 0 0 FITBIT INC CL A 33812L102 55680 8000000 SH SOLE 8000000 0 0 FRANCHISE GROUP INC COM 35180X105 1094 43122 SH SOLE 43122 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 12892 1475000 SH SOLE 1475000 0 0 GCI LIBERTY INC COM CLASS A 36164V305 5327 65000 SH SOLE 65000 0 0 GENERAL MTRS CO COM 37045V900 1701 57500 SH Call SOLE 57500 0 0 GENMAB A/S SPONSORED ADS 372303206 366 10000 SH SOLE 10000 0 0 GENWORTH FINL INC COM CL A 37247D106 14689 4384800 SH SOLE 4384800 0 0 GENWORTH FINL INC COM 37247D956 8896 2655400 SH Put SOLE 2655400 0 0 GEO GROUP INC COM 36162J956 2129 187700 SH Put SOLE 187700 0 0 GEO GROUP INC COM 36162J106 1190 104932 SH SOLE 104932 0 0 GOHEALTH INC COM CL A 38046W105 977 75000 SH SOLE 75000 0 0 GROCERY OUTLET HLDG CORP COM 39874R101 786 20000 SH SOLE 20000 0 0 GRUBHUB INC COM 400110102 181548 2510000 SH SOLE 2510000 0 0 HCA HEALTHCARE INC COM 40412C901 3366 27000 SH Call SOLE 27000 0 0 HCA HEALTHCARE INC COM 40412C101 6072 48700 SH SOLE 48700 0 0 HEALTHEQUITY INC COM 42226A107 1041 20265 SH SOLE 20265 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 555 500000 SH SOLE 500000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 2568 30100 SH SOLE 30100 0 0 HYATT HOTELS CORP COM CL A 448579102 1959 36700 SH SOLE 36700 0 0 I3 VERTICALS INC COM CL A 46571Y107 758 30000 SH SOLE 30000 0 0 IMMUNOMEDICS INC COM 452907108 333318 3920000 SH SOLE 3920000 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 4964 40000 SH SOLE 40000 0 0 INTERSECT ENT INC COM 46071F103 5651 346500 SH SOLE 346500 0 0 INVESCO QQQ TR COM 46090E953 41732 150200 SH Put SOLE 150200 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11385 135700 SH SOLE 135700 0 0 JAMF HLDG CORP COM 47074L105 2473 65750 SH SOLE 65750 0 0 JPMORGAN CHASE & CO COM 46625H900 3851 40000 SH Call SOLE 40000 0 0 JPMORGAN CHASE & CO COM 46625H100 4236 44000 SH SOLE 44000 0 0 KARUNA THERAPEUTICS INC COM 48576A100 5412 70000 SH SOLE 70000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 7112 132000 SH SOLE 132000 0 0 LIVONGO HEALTH INC COM 539183103 17716 126495 SH SOLE 126495 0 0 LYRA THERAPEUTICS INC COM 55234L105 266 23800 SH SOLE 23800 0 0 MARRIOTT INTL INC NEW CL A 571903202 6481 70000 SH SOLE 70000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 479558 7093000 SH SOLE 7093000 0 0 MEDALLIA INC COM 584021109 1097 40000 SH SOLE 40000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1740 80000 SH SOLE 80000 0 0 MODERNA INC COM 60770K107 1309 18500 SH SOLE 18500 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 123234 2348200 SH SOLE 2348200 0 0 MORGAN STANLEY COM 617446958 2418 50000 SH Put SOLE 50000 0 0 NATIONAL GEN HLDGS CORP COM 636220303 59967 1776791 SH SOLE 1776791 0 0 NAVISTAR INTL CORP COM 63934E108 10930 251030 SH SOLE 251030 0 0 NCINO INC COM 63947U107 1036 13000 SH SOLE 13000 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 1361 131200 SH SOLE 131200 0 0 NETSTREIT CORP COM 64119V303 789 43205 SH SOLE 43205 0 0 NOBLE ENERGY INC COM 655044105 855 100000 SH SOLE 100000 0 0 NURIX THERAPEUTICS INC COM 67080M103 349 10000 SH SOLE 10000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 30204 242000 SH SOLE 242000 0 0 NXP SEMICONDUCTORS N V COM N6596X909 10846 86900 SH Call SOLE 86900 0 0 OPTION CARE HEALTH INC COM 68404L201 735 55000 SH SOLE 55000 0 0 ORIC PHARMACEUTICALS INC COM 68622P109 200 8000 SH SOLE 8000 0 0 ORTHOPEDIATRICS CORP COM 68752L100 753 16398 SH SOLE 16398 0 0 OTIS WORLDWIDE CORP COM 68902V107 6242 100000 SH SOLE 100000 0 0 OYSTER PT PHARMA INC COM 69242L106 1900 90000 SH SOLE 90000 0 0 PACTIV EVERGREEN INC COM 69526K105 496 39093 SH SOLE 39093 0 0 PALOMAR HLDGS INC COM 69753M105 1303 12500 SH SOLE 12500 0 0 PARSONS CORPORATION COM 70202L102 2850 84974 SH SOLE 84974 0 0 PENN NATL GAMING INC COM 707569109 727 10000 SH SOLE 10000 0 0 PFENEX INC COM 717071104 9310 730200 SH SOLE 730200 0 0 PG&E CORP COM 69331C108 296000 31522936 SH SOLE 31522936 0 0 PG&E CORP COM 69331C908 13596 1447900 SH Call SOLE 1447900 0 0 PG&E CORP COM 69331C958 11241 1197100 SH Put SOLE 1197100 0 0 PG&E CORP UNIT 99/99/9999 69331C140 25386 258800 SH SOLE 258800 0 0 PING IDENTITY HLDG CORP COM 72341T103 328 10500 SH SOLE 10500 0 0 PLIANT THERAPEUTICS INC COM 729139105 917 40500 SH SOLE 40500 0 0 POSEIDA THERAPEUTICS INC COM 73730P108 21389 2411403 SH SOLE 2411403 0 0 PPD INC COM 69355F102 4254 115000 SH SOLE 115000 0 0 PROGENITY INC COM 74319F107 361 40000 SH SOLE 40000 0 0 RACKSPACE TECHNOLOGY INC COM 750102105 2122 110000 SH SOLE 110000 0 0 RAPT THERAPEUTICS INC COM 75382E109 1288 40000 SH SOLE 40000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 7768 135000 SH SOLE 135000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E901 7912 137500 SH Call SOLE 137500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 3639 6500 SH SOLE 6500 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 934 5500 SH SOLE 5500 0 0 RENALYTIX AI PLC ADS 75973T101 2188 179500 SH SOLE 179500 0 0 REPARE THERAPEUTICS INC COM 760273102 262 8500 SH SOLE 8500 0 0 REYNOLDS CONSUMER PRODS INC COM 76171L106 1923 62800 SH SOLE 62800 0 0 ROSETTA STONE INC COM 777780107 10493 350000 SH SOLE 350000 0 0 SCHRODINGER INC COM 80810D103 1758 37000 SH SOLE 37000 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 784 10000 SH SOLE 10000 0 0 SELECT SECTOR SPDR TR COM 81369Y906 5344 90000 SH Call SOLE 90000 0 0 SHIFT4 PMTS INC CL A 82452J109 2989 61800 SH SOLE 61800 0 0 SI BONE INC COM 825704109 597 25189 SH SOLE 25189 0 0 SILK RD MED INC COM 82710M100 336 5000 SH SOLE 5000 0 0 SILVERBOW RES INC COM 82836G102 1199 305000 SH SOLE 305000 0 0 SINA CORP ORD G81477104 22230 521700 SH SOLE 521700 0 0 SIX FLAGS ENTMT CORP COM 83001A102 13437 661900 SH SOLE 661900 0 0 SOGOU INC ADR REPSTG A 83409V104 14846 1670000 SH SOLE 1670000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/01/25 844741BG2 983 750000 PRN SOLE 750000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 493511 1473650 SH SOLE 1473650 0 0 SPDR S&P 500 ETF TR COM 78462F953 1901304 5677400 SH Put SOLE 5677400 0 0 SPDR S&P 500 ETF TR COM 78462F903 20093 60000 SH Call SOLE 60000 0 0 SPIRIT RLTY CAP INC COM 84860W300 338 10000 SH SOLE 10000 0 0 SUTRO BIOPHARMA INC COM 869367102 3769 375000 SH SOLE 375000 0 0 SVMK INC COM 78489X103 774 35000 SH SOLE 35000 0 0 SYNCHRONY FINANCIAL COM 87165B953 47629 1820000 SH Put SOLE 1820000 0 0 SYNCHRONY FINANCIAL COM 87165B903 15571 595000 SH Call SOLE 595000 0 0 SYNCHRONY FINANCIAL COM 87165B103 83858 3204362 SH SOLE 3204362 0 0 TAUBMAN CTRS INC COM 876664103 166816 5010980 SH SOLE 5010980 0 0 TAUBMAN CTRS INC COM 876664953 107194 3220000 SH Put SOLE 3220000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 158538 4049500 SH SOLE 4049500 0 0 TELA BIO INC COM 872381108 4662 281864 SH SOLE 281864 0 0 TELADOC HEALTH INC COM 87918A955 5481 25000 SH Put SOLE 25000 0 0 TELADOC HEALTH INC COM 87918A905 4385 20000 SH Call SOLE 20000 0 0 TESLA INC COM 88160R101 3218 7500 SH SOLE 7500 0 0 TESLA INC COM 88160R951 7636 17800 SH Put SOLE 17800 0 0 TEVA PHARMACEUTICAL INDS LTD COM 881624909 1081 120000 SH Call SOLE 120000 0 0 TIFFANY & CO COM 886547958 305867 2640200 SH Put SOLE 2640200 0 0 TIFFANY & CO COM 886547108 512474 4423600 SH SOLE 4423600 0 0 T-MOBILE US INC COM 872590104 5261 46000 SH SOLE 46000 0 0 T-MOBILE US INC COM 872590954 62898 550000 SH Put SOLE 550000 0 0 TRADEWEB MKTS INC CL A 892672106 435 7500 SH SOLE 7500 0 0 TRANSLATE BIO INC COM 89374L104 204 15000 SH SOLE 15000 0 0 TREAN INS GROUP INC COM 89457R101 528 34600 SH SOLE 34600 0 0 TURQUOISE HILL RES LTD COM 900435108 156667 185756585 SH SOLE 185756585 0 0 TWILIO INC CL A 90138F102 1235 5000 SH SOLE 5000 0 0 UBER TECHNOLOGIES INC COM 90353T100 567 15550 SH SOLE 15550 0 0 UNITED AIRLS HLDGS INC COM 910047909 3996 115000 SH Call SOLE 115000 0 0 UNITED AIRLS HLDGS INC COM 910047109 21742 625678 SH SOLE 625678 0 0 VARIAN MED SYS INC COM 92220P105 137600 800000 SH SOLE 800000 0 0 VASTA PLATFORM LTD CL A G9440A109 231 15000 SH SOLE 15000 0 0 VERACYTE INC COM 92337F107 975 30000 SH SOLE 30000 0 0 VERTEX INC CL A 92538J106 1545 67155 SH SOLE 67155 0 0 VIA OPTRONICS AG SPONSORED ADS 91823Y109 133 14900 SH SOLE 14900 0 0 VICI PPTYS INC COM 925652109 106450 4555000 SH SOLE 4555000 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 192 10000 SH SOLE 10000 0 0 VITAL FARMS INC COM 92847W103 405 10000 SH SOLE 10000 0 0 VROOM INC COM 92918V109 1346 26000 SH SOLE 26000 0 0 WILLIAMS COS INC COM 969457100 3144 160000 SH SOLE 160000 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1101 66000 SH SOLE 66000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 41165 1347900 SH SOLE 1347900 0 0 XPENG INC ADS 98422D105 319 15900 SH SOLE 15900 0 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 1635 50000 SH SOLE 50000 0 0 ZOOM VIDEO COMMUNICATIONS IN COM 98980L951 7052 15000 SH Put SOLE 15000 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 376 800 SH SOLE 800 0 0 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 1935 45000 SH SOLE 45000 0 0